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Peterson Bradley J

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SEC CIK
0001568592

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CompanyLast reported asReport datePublished
NASDAQ, INC.NDAQ · Entity 3019EVP, CIOAugust 07, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NASDAQ, INC.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 pershareSEC Table I · non-derivativeDirect122,293 Reported balance After 2026-08-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-07 · Sale · Disposed 6,000 · Balance 122,293

F1: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2026 Filed Aug 11, 2026 20:05 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 pershare 6,000 $95.55 $573,300.00
Disclosure

SEC source: 0001193125-26-344576 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,293

F1 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:05 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 pershare 13,000 $92.61 $1,203,930.00
Disclosure

SEC source: 0001193125-26-320978 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,293

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $92.66, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 58,618 shares of Common Stock underlying PSUs, 48,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:00 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 pershare 7,710 $90.82 $700,222.20
Disclosure

SEC source: 0001193125-26-197102 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,035

F1 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 71,618 shares of Common Stock underlying PSUs, 61,986 of which are vested, and (iii) 5,040 shares ofCommon Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:19 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 1,499 $86.65 $129,888.35
Disclosure

SEC source: 0001193125-26-145580 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,745

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 68,587 shares or units of restricted stock, of which 42,582 are vested, (ii) 75,118 shares of Common Stock underlying PSUs, 65,486 of which are vested, and (iii) 5,040 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 2,761 $84.89 $234,381.29
Disclosure

SEC source: 0001193125-26-140394 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,244

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 70,086 shares or units of restricted stock, of which 41,017 are vested, (ii) 75,118 shares of Common Stock underlying PSUs, 65,486 of which are vested, and (iii) 5,040 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 8,103 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140394 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,005

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 9,632 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-051363 · ownership.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,902

F3 · kind: Represents PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a two-year performance period from January 1, 2024 through December 31, 2025. The shares underlying the PSUs will vest on January 4, 2027.

F4 · balance_after: Represents (i) 64,744 shares or units of restricted stock, of which 38,372 are vested, (ii) 75,118 shares of Common Stock underlying PSUs, 65,486 of which are vested, and (iii) 5,040 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 19,740 $82.51 $1,628,747.40
Disclosure

SEC source: 0001193125-26-051363 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,227

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:07 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 43,932 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-051363 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,967

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2023 through December 31, 2025.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 17:11 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 11,508 $88.87 $1,022,715.96
Disclosure

SEC source: 0000950170-25-093715 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,035

F2 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on November 1, 2024.

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.56 to $89.13, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Represents (i) 64,744 shares or units of restricted stock, of which 38,372 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,997 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:11 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 10,986 $89.42 $982,368.12
Disclosure

SEC source: 0000950170-25-093715 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,543

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 20:27 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 1,497 $78.30 $117,215.10
Disclosure

SEC source: 0000950170-25-051617 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,275

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 87,238 shares or units of restricted stock, of which 38,372 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 2,308 $75.67 $174,646.36
Disclosure

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,772

F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on November 1, 2024.

F4 · balance_after: Represents (i) 88,735 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 2,411 $75.86 $182,898.46
Disclosure

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,080

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 8,416 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,491

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

Read SEC document
February 26, 2025 Filed Feb 27, 2025 21:05 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 17,056 $79.79 $1,360,898.24
Disclosure

SEC source: 0000950170-25-029012 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,075

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.16 to $80.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Employee Stock Purchase Plan.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:55 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 10,964 $81.24 $890,715.36
Disclosure

SEC source: 0000950170-25-024940 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,131

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 58,350 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Employee Stock Purchase Plan.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:55 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 28,020 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024940 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,030

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:23 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 11,820 $79.58 $940,635.60
Disclosure

SEC source: 0000950170-24-127091 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,010

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $79.75, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:05 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 6,825 $75.38 $514,468.50
Disclosure

SEC source: 0000950170-24-118962 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,830

F2 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 53,114 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:05 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 6,817 $75.25 $512,979.25
Disclosure

SEC source: 0000950170-24-118962 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,655

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.94 to $75.49, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 20:24 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 40,000 $67.79 $2,711,600.00
Disclosure

SEC source: 0000950170-24-096282 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,472

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.48 to $68.09, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 98,680 shares or units of restricted stock, of which 50,448 are vested, (ii) 53,114 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:06 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 10,248 $59.48 $609,551.04
Disclosure

SEC source: 0000950170-24-080456 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,472

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 98,680 shares or units of restricted stock, of which 50,448 are vested, (ii) 93,114 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:26 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 3,974 $62.29 $247,540.46
Disclosure

SEC source: 0000950170-24-041307 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,388

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 108,928 shares or units of restricted stock, of which 38,202 are vested, (ii) 93,114 shares underlying PSUs, all of which are vested and (iii) 4,346 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:26 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 9,632 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-041307 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,362

F1 · kind: Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:38 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 20,434 $55.54 $1,134,904.36
Disclosure

SEC source: 0000950170-24-018839 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,730

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 103,270 shares or units of restricted stock, of which 33,557 are vested, (ii) 93,114 shares underlying PSUs, all of which are vested and (iii) 4,346 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:38 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 50,601 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018839 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,122

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:03 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 9,978 $49.70 $495,906.60
Disclosure

SEC source: 0001209191-23-040956 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,521

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 103,270 shares or units of restricted stock, of which 33,557 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 4,304 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:06 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 3,052 $54.40 $166,028.80
Disclosure

SEC source: 0001209191-23-023274 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,128

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 113,248 shares or units of restricted stock, of which 21,038 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:06 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 9,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023274 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,180

F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:18 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 41,816 $57.10 $2,387,693.60
Disclosure

SEC source: 0001209191-23-012694 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,989

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 107,109 shares or units of restricted stock, of which 17,673 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:18 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 93,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012694 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,805

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

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November 08, 2022 Filed Nov 10, 2022 21:37 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 13,596 $65.00 $883,740.00
Disclosure

SEC source: 0001209191-22-056383 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,169

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 107,109 shares or units of restricted stock, of which 17,673 are vested, (ii) 11,127 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan.

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September 07, 2022 Filed Sep 9, 2022 20:19 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 12,000 $61.67 $740,040.00
Disclosure

SEC source: 0001209191-22-049309 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,765

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 107,109 shares or units of restricted stock, of which 17,673 are vested, (ii) 24,723 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

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July 01, 2022 Filed Jul 5, 2022 20:23 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 22,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040677 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,255

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on July 1, 2023, 33% on July 1, 2024 and 34% on July 1, 2025.

F2 · balance_after: Represents (i) 35,703 shares or units of restricted stock, of which 5,891 are vested, (ii) 12,241 shares underlying PSUs, all of which are vested and (iii) 1,311 shares purchased under the Employee Stock Purchase Plan.

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April 01, 2022 Filed Apr 5, 2022 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 577 $181.92 $104,967.84
Disclosure

SEC source: 0001209191-22-023000 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,637

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 13,208 shares or units of restricted stock, of which 5,891 are vested, (ii) 12,241 shares underlying PSUs, all of which are vested and (iii) 1,188 shares purchased under the Employee Stock Purchase Plan.

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April 01, 2022 Filed Apr 5, 2022 20:20 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 2,198 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023000 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,214

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026.

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March 29, 2022 Filed Mar 31, 2022 20:17 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 7,500 $180.00 $1,350,000.00
Disclosure

SEC source: 0001209191-22-021756 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 11,587 shares or units of restricted stock, of which 5,167 are vested, (ii) 12,241 shares underlying PSUs, all of which are vested and (iii) 1,188 shares purchased under the Employee Stock Purchase Plan.

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February 24, 2022 Filed Feb 25, 2022 21:12 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 7,500 $163.79 $1,228,425.00
Disclosure

SEC source: 0001209191-22-013149 · doc4.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,516

F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $166.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5 · balance_after: Represents (i) 11,587 shares or units of restricted stock, of which 5,167 are vested, (ii) 19,741 shares underlying PSUs, all of which are vested and (iii) 1,188 shares purchased under the Employee Stock Purchase Plan.

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February 23, 2022 Filed Feb 25, 2022 21:12 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 17,190 $168.19 $2,891,186.10
Disclosure

SEC source: 0001209191-22-013149 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,016

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

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February 23, 2022 Filed Feb 25, 2022 21:12 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 40,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013149 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,206

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

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May 24, 2021 Filed May 26, 2021 20:12 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 6,982 $165.90 $1,158,313.80
Disclosure

SEC source: 0001209191-21-035913 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,317

F1 · balance_after: Represents (i) 11,587 shares or units of restricted stock, of which 5,167 are vested, (ii) 3,709 shares underlying PSUs, all of which are vested and (iii) 1,021 shares purchased under the Employee Stock Purchase Plan.

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May 14, 2021 Filed May 18, 2021 21:07 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 518 $164.22 $85,065.96
Disclosure

SEC source: 0001209191-21-033582 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,299

F1 · balance_after: Represents (i) 18,385 shares or units of restricted stock, of which 11,965 are vested, (ii) 3,893 shares underlying PSUs, all of which are vested and (iii) 1,021 shares purchased under the Employee Stock Purchase Plan.

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April 01, 2021 Filed Apr 5, 2021 21:13 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 2,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025242 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,817

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025.

F2 · balance_after: Represents (i) 18,385 shares or units of restricted stock, of which 11,965 are vested, (ii) 3,893 shares underlying PSUs, all of which are vested and (iii) 1,539 shares purchased under the Employee Stock Purchase Plan.

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March 05, 2021 Filed Mar 9, 2021 22:07 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 1,000 $144.58 $144,580.00
Disclosure

SEC source: 0001209191-21-019103 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,298

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 3,893 shares underlying PSUs, all of which are vested and (iii) 1,539 shares purchased under the Employee Stock Purchase Plan.

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February 24, 2021 Filed Feb 25, 2021 22:15 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 5,000 $139.45 $697,250.00
Disclosure

SEC source: 0001209191-21-014409 · doc4.xml · nonDerivative · entry 5

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,298

F5 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.53 to $140.17, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

F7 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 4,893 shares underlying PSUs, all of which are vested and (iii) 1,539 shares purchased under the Employee Stock Purchase Plan.

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February 24, 2021 Filed Feb 25, 2021 22:15 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 5,000 $139.44 $697,200.00
Disclosure

SEC source: 0001209191-21-014409 · doc4.xml · nonDerivative · entry 4

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,298

F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.37 to $140.17, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

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February 24, 2021 Filed Feb 25, 2021 22:15 UTC NASDAQ, INC. NDAQ · Entity 3019 SaleCommon Stock, par value $0.01 per share 5,000 $139.81 $699,050.00
Disclosure

SEC source: 0001209191-21-014409 · doc4.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,298

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:15 UTC NASDAQ, INC. NDAQ · Entity 3019 Tax withholdingCommon Stock, par value $0.01 per share 14,110 $140.34 $1,980,197.40
Disclosure

SEC source: 0001209191-21-014409 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,298

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:15 UTC NASDAQ, INC. NDAQ · Entity 3019 GrantCommon Stock, par value $0.01 per share 33,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014409 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,408

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.