organization · Reporting owner
NEUBERGER BERMAN GROUP LLC
Disclosed activity across 28 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE OWL CAPITAL INC.OWL · Entity 3287 | Director | May 19, 2021 | May 28, 2021 |
| EXCELSIOR VENTURE PARTNERS III LLCN/A · Entity 13521 | Parent of Inv. Adv. & Sub-Adv. | August 14, 2015 | June 12, 2018 |
| NB Crossroads Private Markets Fund IV (TE) - Client LLCN/A · Entity 87738 | Parent of Inv. Adv. & Sub-Adv. | December 18, 2015 | June 12, 2018 |
| NB Crossroads Private Markets Fund IV (TI) - Client LLCN/A · Entity 87740 | Parent of Inv. Adv. & Sub-Adv. | December 18, 2015 | June 12, 2018 |
| NB Crossroads Private Markets Fund IV Holdings LLCN/A · Entity 87739 | Parent of Inv. Adv. & Sub-Adv. | December 18, 2015 | June 12, 2018 |
| NB Crossroads Private Markets Fund V (TE) Advisory LPN/A · Entity 87714 | Parent of Inv. Adv. & Sub-Adv. | August 22, 2017 | June 12, 2018 |
| NB Crossroads Private Markets Fund V (TE) LPN/A · Entity 87717 | Parent of Inv. Adv. & Sub-Adv. | April 07, 2017 | June 12, 2018 |
| NB Crossroads Private Markets Fund V (TI) Advisory LPN/A · Entity 87713 | Parent of Inv. Adv. & Sub-Adv. | August 22, 2017 | June 12, 2018 |
| NB Crossroads Private Markets Fund V (TI) LPN/A · Entity 87715 | Parent of Inv. Adv. & Sub-Adv. | April 07, 2017 | June 12, 2018 |
| NB Crossroads Private Markets Fund V Holdings LPN/A · Entity 87716 | Parent of Inv. Adv. & Sub-Adv. | April 07, 2017 | June 12, 2018 |
| NB Crossroads Private Markets Fund VI Advisory LPN/A · Entity 87711 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI Custody LPN/A · Entity 151559 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI Holdings LPN/A · Entity 87710 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI LPN/A · Entity 87712 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VII Holdings LPNONE · Entity 87746 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2022 | March 11, 2022 |
| NB Crossroads Private Markets Fund VII LPNONE · Entity 87745 | Parent of Inv. Adv. & Sub-Adv. | February 14, 2022 | March 11, 2022 |
| NB Private Markets Access Fund LLCNONE · Entity 87744 | 10% owner · Parent of Inv. Adv. & Sub-Adv. | November 25, 2020 | December 15, 2020 |
| NB Private Markets Fund II (Master) LLCN/A · Entity 13112 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| NB Private Markets Fund II (TE) LLCN/A · Entity 13114 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| NB Private Markets Fund II (TI) LLCN/A · Entity 13113 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| NB Private Markets Fund III (Master) LLCN/A · Entity 87727 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| NB Private Markets Fund III (TE) LLCN/A · Entity 87726 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| NB Private Markets Fund III (TI) LLCN/A · Entity 87728 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
| Neuberger Asset-Based Credit FundNONE · Entity 24692 | 10% owner · Parent of Inv. Adv. & Sub-Adv. | August 07, 2026 | August 11, 2026 |
| Neuberger Next Generation Connectivity Fund Inc.NBXG · Entity 4837 | Affiliate of Investmt Adviser | May 25, 2021 | May 26, 2021 |
| UST Global Private Markets Fund, LLCN/A · Entity 13484 | Parent of Inv. Adv. & Sub-Adv. | August 06, 2015 | June 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE OWL CAPITAL INC.
Report date May 19, 2021 · Filed May 28, 2021
This filing explicitly reported no securities owned.
EXCELSIOR VENTURE PARTNERS III LLC
Report date August 14, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV (TE) - Client LLC
Report date December 18, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV (TI) - Client LLC
Report date December 18, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV Holdings LLC
Report date December 18, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TE) Advisory LP
Report date August 22, 2017 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TE) LP
Report date April 07, 2017 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TI) Advisory LP
Report date August 22, 2017 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TI) LP
Report date April 07, 2017 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V Holdings LP
Report date April 07, 2017 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Advisory LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Custody LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Holdings LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VII Holdings LP
Report date February 14, 2022 · Filed March 11, 2022
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VII LP
Report date February 14, 2022 · Filed March 11, 2022
This filing explicitly reported no securities owned.
NB Private Markets Access Fund LLC
Report date November 25, 2020 · Filed December 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Limited Liability Company Interests, Ins., SharesSEC Table I · non-derivative | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2020-11-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 F1: On November 25, 2020, in order to comply with Section 14(a) of the Investment Company Act of 1940, as amended, Neuberger Berman Europe Holdings LLC ("NBEH"), a subsidiary of Neuberger Berman Group LLC, provided the initial seed investment in the Fund by acquiring 10,000 Institutional Class Shares for $100,000. After the Fund commences a public offering of its interests, NBEH will cease to be a 10% owner of the Fund's interests in the ordinary course. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 25, 2020, in order to comply with Section 14(a) of the Investment Company Act of 1940, as amended, Neuberger Berman Europe Holdings LLC ("NBEH"), a subsidiary of Neuberger Berman Group LLC, provided the initial seed investment in the Fund by acquiring 10,000 Institutional Class Shares for $100,000. After the Fund commences a public offering of its interests, NBEH will cease to be a 10% owner of the Fund's interests in the ordinary course.
NB Private Markets Fund II (Master) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Private Markets Fund II (TE) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Private Markets Fund II (TI) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Private Markets Fund III (Master) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Private Markets Fund III (TE) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
NB Private Markets Fund III (TI) LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
Neuberger Asset-Based Credit Fund
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Class of Beneficial Interest, Ins., SharesSEC Table I · non-derivative | Direct | 9,769,271.862 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired 195,121.951 · Balance 9,769,271.862 F1: The reported securities were acquired in respect of the Reporting Person's prior commitment. |
| Common Class of Beneficial Interest, Ins., SharesSEC Table I · non-derivative | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 F2: On February 21, 2025, in order to comply with Section 14(a) of the Investment Company Act of 1940, as amended, NB Europe Holdings LLC, a subsidiary of Neuberger Berman Group LLC, provided the initial seed investment in the Fund by acquiring 10,000 Institutional Class Shares for $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were acquired in respect of the Reporting Person's prior commitment.
F2: On February 21, 2025, in order to comply with Section 14(a) of the Investment Company Act of 1940, as amended, NB Europe Holdings LLC, a subsidiary of Neuberger Berman Group LLC, provided the initial seed investment in the Fund by acquiring 10,000 Institutional Class Shares for $100,000.
Neuberger Next Generation Connectivity Fund Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | IndirectBy subsidiary | 5,000 |
Reported balance
Holding disclosure · report date 2021-05-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,000 F1: The Reporting Person is filing this Form 3 on its own behalf and on behalf of all its subsidiaries other than Neuberger Berman Investment Advisers LLC, which is a reporting person with respect to the Issuer and has filed an individual report on Form 3. F2: The Reporting Person is filing this Report because it is a control person of the Issuer's Investment Adviser and Neuberger Berman Asia Holdings LLC. F3: Includes 5,000 shares of the Issuer's common stock owned by the Reporting Person's wholly-owned subsidiary, Neuberger Berman Asia Holdings LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is filing this Form 3 on its own behalf and on behalf of all its subsidiaries other than Neuberger Berman Investment Advisers LLC, which is a reporting person with respect to the Issuer and has filed an individual report on Form 3.
F2: The Reporting Person is filing this Report because it is a control person of the Issuer's Investment Adviser and Neuberger Berman Asia Holdings LLC.
F3: Includes 5,000 shares of the Issuer's common stock owned by the Reporting Person's wholly-owned subsidiary, Neuberger Berman Asia Holdings LLC.
UST Global Private Markets Fund, LLC
Report date August 06, 2015 · Filed June 12, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
E2open Parent Holdings, Inc.
Report date May 27, 2025 · Filed May 29, 2025
Jointly reported with Neuberger Berman Investment Advisers Holdings LLC, NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Section 16 reporting ended · disclosed 2025-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Neuberger Berman Opportunistic Capital Solutions Master Fund LP | 0 |
Reported balance
After 2025-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-05-27 · Sale · Disposed 30,607,831 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.24, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. |
| Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-02-04 | IndirectHeld by Neuberger Berman Opportunistic Capital Solutions Master Fund LP | 0 |
Reported balance
After 2025-05-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-27 · Sale · Disposed 10,140,000 · Balance 0 F2: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.24, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC.
Getty Images Holdings, Inc.
Report date December 23, 2025 · Filed December 30, 2025
Jointly reported with Neuberger Berman Investment Advisers Holdings LLC, NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Section 16 reporting ended · disclosed 2025-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectHeld by Neuberger Berman Opportunistic Capital Solutions Master Fund LP | 17,090,251 |
Reported balance
After 2025-12-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-12-23 · Other · Disposed 38,123,044 · Balance 17,090,251 F2: On December 23, 2025, Master Fund received confirmation of completion of its pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution. F1: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein.
F2: On December 23, 2025, Master Fund received confirmation of completion of its pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 11, 2026 21:20 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 195,121.951 | $10.25 | $2,000,000.00 |
DisclosureSEC source: 0001140361-26-032278 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,769,271.862 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| May 27, 2026 Filed May 29, 2026 19:34 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 390,625 | $10.24 | $4,000,000.00 |
DisclosureSEC source: 0001140361-26-023295 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,574,149.911 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| May 20, 2026 Filed May 22, 2026 19:17 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 156,862.745 | $10.20 | $1,600,000.00 |
DisclosureSEC source: 0001140361-26-022582 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,183,524.911 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 19:55 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 642,927.794 | $10.11 | $6,500,000.00 |
DisclosureSEC source: 0001140361-26-009211 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,026,662.166 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 22:36 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 797,607.178 | $10.03 | $8,000,000.00 |
DisclosureSEC source: 0001140361-26-004246 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,383,734.372 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 18:59 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 299,700.3 | $10.01 | $3,000,000.00 |
DisclosureSEC source: 0001140361-26-003167 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,586,127.194 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| December 23, 2025 Filed Dec 30, 2025 21:54 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | OtherClass A common stock | 38,123,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-004505 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 17,090,251 F2 · kind: On December 23, 2025, Master Fund received confirmation of completion of its pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution. F2 · price: On December 23, 2025, Master Fund received confirmation of completion of its pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:09 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | OtherClass A common stock | 15,428,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-004447 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 55,213,295 F2 · kind: On December 17, 2025, Master Fund commenced a pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution. F2 · price: On December 17, 2025, Master Fund commenced a pro-rata, in-kind distribution, for no consideration, of these shares of Class A Common Stock to its sole limited partners, who then distributed the shares, pro-rata, in-kind, and for no consideration, to certain of their limited partners who elected to participate in the distribution. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:29 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 3,470,917 | $2.27 | $7,890,088.52 |
DisclosureSEC source: 0000905148-25-003768 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 70,641,345 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| October 29, 2025 Filed Oct 31, 2025 21:28 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 63,000 | $2.08 | $130,951.80 |
DisclosureSEC source: 0000905148-25-003732 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 74,112,262 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.125, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| October 28, 2025 Filed Oct 30, 2025 18:33 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 195,312.5 | $10.24 | $2,000,000.00 |
DisclosureSEC source: 0001140361-25-039834 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,286,426.89 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 18:05 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 98,039.216 | $10.20 | $1,000,000.00 |
DisclosureSEC source: 0001140361-25-038904 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,091,114.394 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 20:46 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 147,492.625 | $10.17 | $1,500,000.00 |
DisclosureSEC source: 0001140361-25-038315 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,993,075.178 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 21:11 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 1,284,584.98 | $10.12 | $13,000,000.00 |
DisclosureSEC source: 0001140361-25-037016 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,845,582.553 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 18:20 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 646,123.26 | $10.06 | $6,500,000.00 |
DisclosureSEC source: 0001140361-25-034819 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,560,997.573 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| September 08, 2025 Filed Sep 10, 2025 15:33 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 895,522.39 | $10.05 | $9,000,000.02 |
DisclosureSEC source: 0001140361-25-034516 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,914,874.31 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| September 02, 2025 Filed Sep 10, 2025 15:33 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 209,371.88 | $10.03 | $2,099,999.96 |
DisclosureSEC source: 0001140361-25-034516 · form4.xml · nonDerivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,019,351.93 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| August 28, 2025 Filed Sep 10, 2025 15:33 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 3,009,980.05 | $10.02 | $30,160,000.10 |
DisclosureSEC source: 0001140361-25-034516 · form4.xml · nonDerivative · entry 3 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,809,980.04 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. F2 · shares: Share amount represents the acquisition of 3,009,980.05 shares at $10.02: (i) 518,962.08 shares on August 26, 2025, (ii) 684,630.74 shares on August 27, 2025 and (iii) 1,806,387.23 shares on August 28, 2025. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 22:02 UTC | Neuberger Asset-Based Credit Fund NONE · Entity 24692 | PurchaseCommon Class of Beneficial Interest, Ins., Shares | 800,000 | $10.00 | $8,000,000.00 |
DisclosureSEC source: 0001213900-25-080029 · ownership.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · Parent of Inv. Adv. & Sub-Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 F1 · shares: The reported securities were acquired in respect of the Reporting Person's prior commitment. Read SEC document |
| May 27, 2025 Filed May 29, 2025 16:26 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | SaleWarrants to purchase Class A Common Stock · Derivative | 10,140,000 | $0.00 Strike: $11.50 | $1,014.00 |
DisclosureSEC source: 0000905148-25-001943 · form4.xml · derivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 0 Underlying: Class A Common Stock · 10,140,000 shares Expires 2026-02-04 F2 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F2 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| May 27, 2025 Filed May 29, 2025 16:26 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | SaleClass A Common Stock | 30,607,831 | $3.21 | $98,346,021.79 |
DisclosureSEC source: 0000905148-25-001943 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.24, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F2 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:22 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 4,100,000 | $2.46 | $10,086,000.00 |
DisclosureSEC source: 0000905148-24-003265 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 74,175,262 F2 · balance_after: This amount includes an additional 14,324,800 shares of Class A common stock that had previously been reported as directly held by CC Neuberger Principal Holdings II Sponsor LLC, which were transferred in kind to Master Fund in a transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rules 16a-9 and 16a-13 thereunder. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 22:40 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 187,392 | $8.17 | $1,531,367.42 |
DisclosureSEC source: 0001140361-23-020646 · form4.xml · nonDerivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 63,950,462 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.47, inclusive. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 22:40 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 385,314 | $7.79 | $3,000,247.46 |
DisclosureSEC source: 0001140361-23-020646 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,137,854 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $8.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 16:51 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | OtherClass A Common Stock | 567,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-014557 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by NBOKS Co-Invest Fund I LP Disclosed balance after: 0 F3 · kind: Co-Invest Fund distributed these shares in-kind to its members on a pro-rata basis, for no consideration. F3 · price: Co-Invest Fund distributed these shares in-kind to its members on a pro-rata basis, for no consideration. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 02:10 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 73,555 | $7.89 | $580,554.90 |
DisclosureSEC source: 0001140361-23-005666 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,523,168 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $8.01, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:43 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | SaleClass A Common Stock | 40,000 | $5.86 | $234,268.00 |
DisclosureSEC source: 0001140361-23-000536 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by NBOKS Co-Invest Fund I LP Disclosed balance after: 567,713 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.94, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:22 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | OtherWarrants to purchase Class A common stock · Derivative | 3,750,000 | $0.01 Strike: $11.50 | $37,500.00 |
DisclosureSEC source: 0001567619-22-018712 · doc1.xml · derivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 0 Underlying: Class A common stock · 3,750,000 shares Expires 2027-07-22 F2 · kind: On October 19, 2022, the Issuer redeemed, for a redemption price of $0.01 per warrant, all of its outstanding warrants to purchase shares of Class A common stock that were issued under the Warrant Agreement, dated as of August 4, 2020 and amended as of July 22, 2022, between the Issuer and the warrant agents. F2 · price: On October 19, 2022, the Issuer redeemed, for a redemption price of $0.01 per warrant, all of its outstanding warrants to purchase shares of Class A common stock that were issued under the Warrant Agreement, dated as of August 4, 2020 and amended as of July 22, 2022, between the Issuer and the warrant agents. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:31 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | OtherClass A Common Stock | 128,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-037236 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by NBOKS Co-Invest Fund I LP Disclosed balance after: 607,713 F3 · kind: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F3 · price: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 01:42 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 5,200 | $8.74 | $45,454.76 |
DisclosureSEC source: 0001140361-22-034146 · form4.xml · nonDerivative · entry 5 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,596,723 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.75, inclusive. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 01:42 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 131,618 | $8.50 | $1,118,963.59 |
DisclosureSEC source: 0001140361-22-034146 · form4.xml · nonDerivative · entry 4 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,601,923 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.53, inclusive. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 01:42 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 108,038 | $10.71 | $1,157,594.76 |
DisclosureSEC source: 0001140361-22-034146 · form4.xml · nonDerivative · entry 3 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,733,541 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.21, inclusive. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 01:42 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 307,934 | $9.73 | $2,997,398.76 |
DisclosureSEC source: 0001140361-22-034146 · form4.xml · nonDerivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 64,841,579 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.49, inclusive. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 01:42 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 628,485 | $8.80 | $5,532,239.21 |
DisclosureSEC source: 0001140361-22-034146 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 65,149,513 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $9.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) to this Form 4. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 00:45 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | OtherWarrants to purchase Class A common stock · Derivative | 9,280,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001140361-22-031823 · form4.xml · derivative · entry 4 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 3,750,000 Underlying: Class A common stock · 9,280,000 shares Expires 2027-07-22 F3 · kind: The Reporting Persons exercised these warrants on a "cashless" basis, pursuant to the terms of the warrant agreement, resulting in the Issuer withholding 3,502,002 shares of Class A common stock to pay the exercise price and issuing the remaining 5,777,998 shares of Class A common stock to Master Fund. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 00:45 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 3,502,002 | $30.47 | $106,706,000.94 |
DisclosureSEC source: 0001140361-22-031823 · form4.xml · nonDerivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 65,777,998 F3 · kind: The Reporting Persons exercised these warrants on a "cashless" basis, pursuant to the terms of the warrant agreement, resulting in the Issuer withholding 3,502,002 shares of Class A common stock to pay the exercise price and issuing the remaining 5,777,998 shares of Class A common stock to Master Fund. F4 · price: Pursuant to the terms of the warrant agreement, the price for purposes of the cashless exercise was the average last reported sale price of the Class A common stock for the ten trading days ending on the third trading day prior to the date of the warrant exercise notice. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 00:45 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | OtherClass A common stock | 9,280,000 | $11.50 | $106,720,000.00 |
DisclosureSEC source: 0001140361-22-031823 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 69,280,000 F3 · kind: The Reporting Persons exercised these warrants on a "cashless" basis, pursuant to the terms of the warrant agreement, resulting in the Issuer withholding 3,502,002 shares of Class A common stock to pay the exercise price and issuing the remaining 5,777,998 shares of Class A common stock to Master Fund. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:20 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | ConversionSeries B-2 common stock · Derivative | 1,279,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-031055 · form4.xml · derivative · entry 5 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings II Sponsor LLC Disclosed balance after: 0 Underlying: Class A common stock · 1,279,000 shares Expires 2032-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Series B-2 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $15.00 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on NYSE. F4 · kind: Shares of Series B-2 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $15.00 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on NYSE. F2 · shares: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F4 · derivative.exercise_date: Shares of Series B-2 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $15.00 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on NYSE. F2 · derivative.underlying_shares: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:20 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | ConversionClass A Common Stock | 1,279,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-031055 · form4.xml · nonDerivative · entry 2 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings II Sponsor LLC Disclosed balance after: 14,324,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Shares of Series B-2 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $15.00 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on NYSE. F4 · price: Shares of Series B-2 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $15.00 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on NYSE. F2 · balance_after: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 20:20 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | ConversionSeries B-1 common stock · Derivative | 1,279,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-031055 · form4.xml · derivative · entry 4 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings II Sponsor LLC Disclosed balance after: 0 Underlying: Class A common stock · 1,279,000 shares Expires 2032-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Series B-1 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $12.50 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on the New York Stock Exchange ("NYSE"). F3 · kind: Shares of Series B-1 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $12.50 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on the New York Stock Exchange ("NYSE"). F2 · shares: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F3 · derivative.exercise_date: Shares of Series B-1 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $12.50 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on the New York Stock Exchange ("NYSE"). F2 · derivative.underlying_shares: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 20:20 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | ConversionClass A Common Stock | 1,279,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-031055 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings II Sponsor LLC Disclosed balance after: 13,045,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares of Series B-1 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $12.50 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on the New York Stock Exchange ("NYSE"). F3 · price: Shares of Series B-1 common stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis upon the daily volume weighted average price of the Class A common stock being greater than or equal to $12.50 for a period of at least 20 days out of 30 consecutive days on which shares of Class A common stock were traded on the New York Stock Exchange ("NYSE"). F2 · balance_after: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings II Sponsor LLC ("Sponsor") is owned by its two members, one of which is Master Fund. Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
| May 09, 2022 Filed May 13, 2022 16:11 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | OtherClass A Common Stock | 39,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-010522 · doc1.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by NBOKS Co-Invest Fund I LP Disclosed balance after: 736,655 F3 · kind: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F3 · price: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 16:12 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | OtherClass A Common Stock | 93,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020845 · doc1.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by NBOKS Co-Invest Fund I LP Disclosed balance after: 776,089 F3 · kind: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F3 · price: Co-Invest Fund distributed these shares in-kind to certain of its members on a pro rata basis, for no consideration. F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:43 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | PurchaseClass A Common Stock | 2,452,831 | $10.60 | $26,000,008.60 |
DisclosureSEC source: 0001567619-21-016758 · doc1.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Neuberger Berman Opportunistic Capital Solutions Master Fund LP Disclosed balance after: 22,982,831 F1 · ownership.direct: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. F1 · ownership.nature: Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to each of Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and NBOKS Co-Invest Fund I LP ("Co-Invest Fund") and, in such capacity, exercises voting or investment power over the shares held directly by Master Fund and Co-Invest Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 18:35 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | ConversionSeries B-1 common stock · Derivative | 1,241,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020555 · form4.xml · derivative · entry 4 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings I Sponsor LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,241,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. F2 · shares: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F1 · derivative.exercise_date: These shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. F1 · derivative.expiration_date: These shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. F2 · derivative.underlying_shares: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 18:35 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | ConversionClass A common stock | 1,241,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-020555 · form4.xml · nonDerivative · entry 1 Neuberger Berman Group LLC · CIK 0001465109 · 10% owner · See remarks. Neuberger Berman Investment Advisers Holdings LLC · CIK 0001845560 · 10% owner · See remarks. Neuberger Berman Investment Advisers LLC · CIK 0001230440 · 10% owner · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by CC Neuberger Principal Holdings I Sponsor LLC Disclosed balance after: 7,625,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F1 · price: These shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. F2 · balance_after: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.direct: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. F2 · ownership.nature: CC Neuberger Principal Holdings I Sponsor LLC ("Sponsor") is controlled by two entities, one of which is Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund"). Accordingly, the Reporting Persons share voting and dispositive control over the securities held by Sponsor. The reported securities reflect the pecuniary interest of the Reporting Persons in the securities held by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.