Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | CFO | August 28, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date August 28, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-09-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-28 · Sale · Disposed 6,862 · Balance 35,907 F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2026-09-01 · Sale · Disposed 1,833 · Balance 34,074 F3: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 3 · 2026-09-01 · Sale · Disposed 34,074 · Balance 0 F3: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 3, 2026 23:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 34,074 | $6.51 | $221,709.30 |
DisclosureSEC source: 0002014560-26-000012 · wk-form4_1788476931.xml · nonDerivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,833 | $6.60 | $12,097.80 |
DisclosureSEC source: 0002014560-26-000012 · wk-form4_1788476931.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,074 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 28, 2026 Filed Sep 3, 2026 23:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 6,862 | $7.02 | $48,139.67 |
DisclosureSEC source: 0002014560-26-000012 · wk-form4_1788476931.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,907 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 20:04 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 4,000 | $7.00 | $28,009.20 |
DisclosureSEC source: 0002014560-26-000010 · wk-form4_1787947447.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,769 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.030, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:13 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,117 | $6.00 | $6,703.56 |
DisclosureSEC source: 0002014560-26-000008 · wk-form4_1786479229.xml · nonDerivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,769 F4 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 20:13 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000008 · wk-form4_1786479229.xml · derivative · entry 4 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,900 Underlying: CLASS A COMMON STOCK · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F6 · derivative.expiration_date: The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 20:13 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000008 · wk-form4_1786479229.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:13 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 13,138 | $7.00 | $91,969.94 |
DisclosureSEC source: 0002014560-26-000008 · wk-form4_1786479229.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,936 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 22:01 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 123,750 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000006 · wk-form4_1773957677.xml · derivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,750 Underlying: CLASS A COMMON STOCK · 123,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 16, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 2,832 | $3.74 | $10,586.30 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · nonDerivative · entry 4 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,074 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · derivative · entry 6 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,800 Underlying: CLASS A COMMON STOCK · 8,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F6 · derivative.expiration_date: On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · nonDerivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 3,199 | $4.14 | $13,259.22 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,506 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,767 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · derivative · entry 5 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,302 Underlying: CLASS A COMMON STOCK · 9,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 22:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,767 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000004 · wk-form4_1773699607.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 09, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 296 | $4.38 | $1,297.07 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · nonDerivative · entry 4 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,938 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.345 to $4.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 09, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 896 | $4.33 | $3,877.89 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,338 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.305 to $4.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · derivative · entry 6 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F6 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · nonDerivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · derivative · entry 5 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,735 Underlying: CLASS A COMMON STOCK · 2,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 22:27 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0002014560-26-000002 · wk-form4_1773181667.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 21:13 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 795 | $2.59 | $2,059.92 |
DisclosureSEC source: 0001704711-25-000122 · wk-form4_1755033203.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,500 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 21:13 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000122 · wk-form4_1755033203.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,850 Underlying: CLASS A COMMON STOCK · 2,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 21:13 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001704711-25-000122 · wk-form4_1755033203.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 00:48 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 233 | $4.22 | $983.63 |
DisclosureSEC source: 0001704711-25-000055 · wk-form4_1745455731.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,345 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 21, 2025 Filed Apr 24, 2025 00:48 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000055 · wk-form4_1745455731.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: The original grant of 3,436 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The original grant of 3,436 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2025 Filed Apr 24, 2025 00:48 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001704711-25-000055 · wk-form4_1745455731.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:01 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 2,490 | $7.10 | $17,690.45 |
DisclosureSEC source: 0001704711-25-000048 · wk-form4_1742346088.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,719 F1 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 13, 2025 persuant to a Rule 10b5-1 instruction letter entered into in June 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.205, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:34 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000035 · wk-form4_1741995286.xml · derivative · entry 4 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,200 Underlying: CLASS A COMMON STOCK · 8,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 23:34 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000035 · wk-form4_1741995286.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 23:34 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 29,300 | $0.00 Strike: $7.38 | $0.00 |
DisclosureSEC source: 0001704711-25-000035 · wk-form4_1741995286.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,300 Underlying: CLASS A COMMON STOCK · 29,300 shares Expires 2035-03-12 F3 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 23:34 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 39,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000035 · wk-form4_1741995286.xml · derivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,069 Underlying: CLASS A COMMON STOCK · 39,069 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 10, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 320 | $8.16 | $2,612.10 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · nonDerivative · entry 4 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,809 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · derivative · entry 6 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 896 Underlying: CLASS A COMMON STOCK · 896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F6 · derivative.expiration_date: The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · nonDerivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,006 | $8.88 | $8,934.08 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,233 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.87 to $9.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · derivative · entry 5 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,469 Underlying: CLASS A COMMON STOCK · 2,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-25-000020 · wk-form4_1741650437.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 22:45 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,344 | $11.79 | $15,852.35 |
DisclosureSEC source: 0001704711-24-000140 · wk-form4_1726613119.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,504 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on September 15, 2024 pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 22:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000140 · wk-form4_1726613119.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 15, 2024, the Reporting Person was granted 5,000 RSUs, vesting in full on the six month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date. F4 · derivative.expiration_date: On March 15, 2024, the Reporting Person was granted 5,000 RSUs, vesting in full on the six month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 22:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000140 · wk-form4_1726613119.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 20:45 UTC | Funko, Inc. FNKO · Entity 2463 | GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001704711-24-000136 · wk-form4_1723236327.xml · derivative · entry 2 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Underlying: CLASS A COMMON STOCK · 42,000 shares Expires 2034-08-08 F3 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of August 8, 2024 and the remaining 75% of the shares subject thereto will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 20:45 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 11,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000136 · wk-form4_1723236327.xml · derivative · entry 1 Le Pendeven Yves · CIK 0002014560 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 Underlying: CLASS A COMMON STOCK · 11,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 30, 2024 Filed May 1, 2024 23:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 88 | $5.95 | $523.16 |
DisclosureSEC source: 0001704711-24-000060 · wk-form4_1714605633.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,848 F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on April 29, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000060 · wk-form4_1714605633.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On April 29, 2020 the Reporting Person was granted 1,266 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 29, 2020 the Reporting Person was granted 1,266 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2024 Filed May 1, 2024 23:20 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000060 · wk-form4_1714605633.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 20:43 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 223 | $6.22 | $1,388.06 |
DisclosureSEC source: 0001704711-24-000050 · wk-form4_1713905009.xml · nonDerivative · entry 2 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,619 F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on April 21, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.22 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 21, 2024 Filed Apr 23, 2024 20:43 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000050 · wk-form4_1713905009.xml · derivative · entry 3 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859 Underlying: CLASS A COMMON STOCK · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On April 21, 2021 the Reporting Person was granted 3,436 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On April 21, 2021 the Reporting Person was granted 3,436 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2024 Filed Apr 23, 2024 20:43 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000050 · wk-form4_1713905009.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 23:05 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 4,134 | $6.10 | $25,228.98 |
DisclosureSEC source: 0001704711-24-000043 · wk-form4_1712271935.xml · nonDerivative · entry 1 Le Pendeven Yves · CIK 0002014560 · Acting CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,983 F1 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 29, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.09 to $6.135, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.