person · Reporting owner
Lenderking John Carroll
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | SVP, Water Resources | July 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date July 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,627 |
Reported balance
After 2026-09-30 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 271 · Balance 9,627 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| Common StockSEC Table I · non-derivative | Direct | 9,356 |
Reported balance
After 2026-09-30 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-09-30 · Disposition to issuer · Disposed 271 · Balance 9,356 |
| Common StockSEC Table I · non-derivative | Direct | 10,410 |
Reported balance
After 2026-07-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-07-01 · Grant · Acquired 1,054 · Balance 10,410 F2: Shares represent restricted shares that were granted and vested on July 1, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 10,156 |
Reported balance
After 2026-07-01 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-07-01 · Tax withholding · Disposed 254 · Balance 10,156 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,096 |
Reported balance
After 2026-09-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-30 · Grant · Acquired 3 · Balance 1,096 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 825 |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Exercise / conversion · Disposed 271 · Balance 825 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: Shares represent restricted shares that were granted and vested on July 1, 2026.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.
F4: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2022 Filed Jan 5, 2023 01:28 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000025 · wf-form4_167288212012960.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,417 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:28 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000025 · wf-form4_167288212012960.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000386 · wf-form4_167001624587856.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 01:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000360 · wf-form4_166743820618666.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211 Underlying: Common Stock · 187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 187 | $12.29 | $2,298.23 |
DisclosureSEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,417 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 21:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000306 · wf-form4_166215426430308.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:36 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000274 · wf-form4_165948698056795.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000224 · wf-form4_165706402256607.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000224 · wf-form4_165706402256607.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 187 | $13.75 | $2,571.25 |
DisclosureSEC source: 0001434728-22-000224 · wf-form4_165706402256607.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,417 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000224 · wf-form4_165706402256607.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 21:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000195 · wf-form4_165420409333334.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,572 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 13, 2022 Filed May 17, 2022 18:28 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 2,083 | $13.92 | $28,995.36 |
DisclosureSEC source: 0001434728-22-000176 · wf-form4_165281207168484.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,417 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,500 restricted stock shares. Read SEC document |
| April 29, 2022 Filed May 3, 2022 23:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000138 · wf-form4_165161937179906.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000113 · wf-form4_164911657674633.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566 Underlying: Common Stock · 183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 972 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000113 · wf-form4_164911657674633.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Underlying: Common Stock · 972 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 183 | $16.40 | $3,001.20 |
DisclosureSEC source: 0001434728-22-000113 · wf-form4_164911657674633.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000113 · wf-form4_164911657674633.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000060 · wf-form4_164626824580182.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000034 · wf-form4_164384142600735.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 Underlying: Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 100 | $16.88 | $1,688.00 |
DisclosureSEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 22:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000383 · wf-form4_163839899505816.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 23:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000348 · wf-form4_163580861862429.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000328 · wf-form4_163338602376311.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872 Underlying: Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000328 · wf-form4_163338602376311.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 100 | $18.69 | $1,869.00 |
DisclosureSEC source: 0001434728-21-000328 · wf-form4_163338602376311.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000328 · wf-form4_163338602376311.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000293 · wf-form4_163062243326212.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 16,500 | $0.00 Strike: $8.99 | $0.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 16,500 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 16,500 | $20.43 | $337,095.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · balance_after: Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 16,500 | $8.99 | $148,335.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000256 · wf-form4_162803334179649.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 103 | $16.73 | $1,723.19 |
DisclosureSEC source: 0001434728-21-000221 · wf-form4_162526380016085.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Underlying: Common Stock · 103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000221 · wf-form4_162526380016085.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 103 | $16.73 | $1,723.19 |
DisclosureSEC source: 0001434728-21-000221 · wf-form4_162526380016085.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000221 · wf-form4_162526380016085.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000194 · wf-form4_162267211347534.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 05, 2021 Filed May 12, 2021 23:58 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000160 · wf-form4_162086392043849.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000140 · wf-form4_162017199536373.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 5 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Underlying: Common Stock · 99 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 4 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 Underlying: Common Stock · 1,162 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 99 | $16.67 | $1,650.33 |
DisclosureSEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:48 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.