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Golub David

Disclosed activity across 9 companies

Tapewire entity
24587
SEC CIK
0001298389

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156Director · Chairman & CEOAugust 07, 2026August 11, 2026
GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376Director · President and CEO · 10% ownerDecember 13, 2023December 15, 2023
GOLUB CAPITAL INVESTMENT CorpN/A · Entity 154930Director · Chief Executive OfficerSeptember 16, 2019September 18, 2019
Golub Capital BDC 3, Inc.NONE · Entity 90239Director · President and CEOJune 03, 2024June 05, 2024
Golub Capital BDC 4, Inc.NONE · Entity 67471Director · President, CEO · 10% ownerJune 06, 2025June 10, 2025
Golub Capital Direct Lending Unlevered CorpNONE · Entity 67375Director · President, CEO · 10% ownerSeptember 09, 2025September 11, 2025
Golub Capital Private Credit FundNONE · Entity 67374Director · CEO and TrusteeMarch 25, 2025March 27, 2025
Golub Capital Private Income Fund INONE · Entity 55300Director · CEO and Chairman · 10% ownerMarch 26, 2026March 30, 2026
Golub Capital Private Income Fund SNONE · Entity 67366Director · CEO and ChairmanDecember 30, 2025December 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLUB CAPITAL BDC, Inc.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2026-08-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-07 · Sale · Disposed 1,676,387 · Balance 0

F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy CDGPE, LLC188,676 Reported balance Holding disclosure · report date 2026-08-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 188,676

F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy CDGQ LLC166,672 Reported balance Holding disclosure · report date 2026-08-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 166,672

F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect125,388 Reported balance Holding disclosure · report date 2026-08-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 125,388

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust.

F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust.

GOLUB CAPITAL DIRECT LENDING CORP

Report date December 13, 2023 · Filed December 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC7,021,514.852 Reported balance After 2023-12-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-12-13 · Purchase · Acquired 713,457.267 · Balance 7,021,514.852

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

GOLUB CAPITAL INVESTMENT Corp

Report date September 16, 2019 · Filed September 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2019-09-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-16 · Disposition to issuer · Disposed 1,829,329.064 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.

F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBY GEMS Fund, L.P.0 Reported balance After 2019-09-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-09-16 · Disposition to issuer · Disposed 3,895,506.404 · Balance 0

F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.

F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GCOP LLC0 Reported balance After 2019-09-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-09-16 · Disposition to issuer · Disposed 1,095,794.359 · Balance 0

F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.

F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.

F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.

F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.

F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital BDC 3, Inc.

Report date June 03, 2024 · Filed June 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GCOP LLC0 Reported balance After 2024-06-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-06-03 · Disposition to issuer · Disposed 1,948,452 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2024-06-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-06-03 · Disposition to issuer · Disposed 1,834,523 · Balance 0

F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Golub Capital BDC 4, Inc.

Report date June 06, 2025 · Filed June 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC6,806,539.037 Reported balance After 2025-06-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-06-06 · Purchase · Acquired 299,331.2 · Balance 6,806,539.037

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital Direct Lending Unlevered Corp

Report date September 09, 2025 · Filed September 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC2,693,778.673 Reported balance After 2025-09-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-09-09 · Purchase · Acquired 93,357.8 · Balance 2,693,778.673

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital Private Credit Fund

Report date March 25, 2025 · Filed March 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivativeIndirectBy GCRED Canada SE Ltd.261,781 Reported balance After 2025-03-25 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-03-25 · Purchase · Acquired 261,781 · Balance 261,781

F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer.

F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd.

Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivativeIndirectBy GCI CB LLC421,939 Reported balance Holding disclosure · report date 2025-03-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 421,939

F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan.

F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC.

Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC2,000 Reported balance Holding disclosure · report date 2025-03-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,000

F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer.

F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd.

F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan.

F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC.

F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC.

Golub Capital Private Income Fund I

Report date March 26, 2026 · Filed March 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC511,247.444 Reported balance After 2026-03-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-03-26 · Purchase · Acquired 511,247.444 · Balance 511,247.444

F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Common Shares, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy GGP Class E-P, LLC503,018.109 Reported balance Holding disclosure · report date 2026-03-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 503,018.109

F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital Private Income Fund S

Report date December 30, 2025 · Filed December 30, 2025

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2018 Filed Sep 19, 2018 18:12 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 55,815.467 $15.00 $837,232.01
Disclosure

SEC source: 0001627515-18-000058 · wf-form4_153738070698169.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,711,867.531

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,711,867.531 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:20 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 93,025.733 $15.00 $1,395,386.00
Disclosure

SEC source: 0001627515-18-000053 · wf-form4_153556321360557.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,656,052.064

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,656,052.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 15:16 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-18-000073 · wf-form4_153365494742212.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 458,333.333

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 458,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 13:50 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 55,815.467 $15.00 $837,232.01
Disclosure

SEC source: 0001627515-18-000039 · wf-form4_152950259937659.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,563,026.331

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,563,026.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:11 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-18-000059 · wf-form4_152943905394512.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 385,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 385,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 14:03 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001715268-18-000051 · wf-form4_152898497896492.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 311,666.667

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 311,666.667 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
May 15, 2018 Filed May 17, 2018 18:00 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001715268-18-000042 · wf-form4_152658004364461.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 275,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 275,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 13:11 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001715268-18-000025 · wf-form4_152163789162869.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 238,333.333

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 238,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 19:32 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 67,353.533 $15.00 $1,010,303.00
Disclosure

SEC source: 0001627515-18-000022 · wf-form4_151924150831067.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,507,210.864

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,507,210.864 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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February 13, 2018 Filed Feb 15, 2018 20:50 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001144204-18-009295 · tv486312_form4.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 201,666.666

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 201,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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January 19, 2018 Filed Jan 23, 2018 20:46 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 44,902.333 $15.00 $673,535.00
Disclosure

SEC source: 0001627515-18-000006 · wf-form4_151674038361062.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,439,857.331

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,439,857.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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January 19, 2018 Filed Jan 23, 2018 20:38 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 18,333.333 $15.00 $275,000.00
Disclosure

SEC source: 0001715268-18-000008 · wf-form4_151673989302550.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 164,999.999

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 164,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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December 19, 2017 Filed Dec 21, 2017 19:44 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 18,333.333 $15.00 $275,000.00
Disclosure

SEC source: 0001144204-17-064744 · tv481744_form4.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 146,666.666

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 146,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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December 11, 2017 Filed Dec 13, 2017 21:49 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 55,000 $15.00 $825,000.00
Disclosure

SEC source: 0001144204-17-063520 · tv481213_4.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 128,333.333

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 128,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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November 21, 2017 Filed Nov 22, 2017 21:05 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 67,353.533 $15.00 $1,010,303.00
Disclosure

SEC source: 0001627515-17-000065 · wf-form4_151138472135328.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,394,954.998

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,394,954.998 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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September 19, 2017 Filed Sep 21, 2017 22:56 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 44,902.333 $15.00 $673,535.00
Disclosure

SEC source: 0001627515-17-000061 · wf-form4_150603456608525.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,327,601.465

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,327,601.465 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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July 21, 2017 Filed Jul 24, 2017 22:50 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 67,353.533 $15.00 $1,010,303.00
Disclosure

SEC source: 0001627515-17-000051 · wf-form4_150093663004503.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,282,699.132

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,282,699.132 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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April 24, 2017 Filed Apr 24, 2017 20:44 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 67,353.533 $15.00 $1,010,303.00
Disclosure

SEC source: 0001627515-17-000033 · wf-form4_149306664692104.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,215,345.599

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,215,345.599 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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March 24, 2017 Filed Mar 28, 2017 20:07 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 67,353.533 $15.00 $1,010,303.00
Disclosure

SEC source: 0001627515-17-000022 · wf-form4_149073162707747.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,147,992.066

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,147,992.066 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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February 14, 2017 Filed Feb 15, 2017 21:45 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 SaleCommon Stock, par value $0.001 per share 955,895.779 $18.52 $17,703,189.83
Disclosure

SEC source: 0001144204-17-009379 · v459712_form-4.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 0

F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC ("GCOP"), which previously owned 955,895.779 shares of Common Stock of the Issuer, Mr. Golub could have been viewed as having investment power over all of the shares owned by such entity. On February 14, 2017, GCOP sold all of its shares to Golub Capital Employee Grant Program Rabbi Trust at $18.52 per share for the purpose of awarding incentive compensation to employees of Golub Capital LLC and its affiliates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.