Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156 | Director · Chairman & CEO | August 07, 2026 | August 11, 2026 |
| GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376 | Director · President and CEO · 10% owner | December 13, 2023 | December 15, 2023 |
| GOLUB CAPITAL INVESTMENT CorpN/A · Entity 154930 | Director · Chief Executive Officer | September 16, 2019 | September 18, 2019 |
| Golub Capital BDC 3, Inc.NONE · Entity 90239 | Director · President and CEO | June 03, 2024 | June 05, 2024 |
| Golub Capital BDC 4, Inc.NONE · Entity 67471 | Director · President, CEO · 10% owner | June 06, 2025 | June 10, 2025 |
| Golub Capital Direct Lending Unlevered CorpNONE · Entity 67375 | Director · President, CEO · 10% owner | September 09, 2025 | September 11, 2025 |
| Golub Capital Private Credit FundNONE · Entity 67374 | Director · CEO and Trustee | March 25, 2025 | March 27, 2025 |
| Golub Capital Private Income Fund INONE · Entity 55300 | Director · CEO and Chairman · 10% owner | March 26, 2026 | March 30, 2026 |
| Golub Capital Private Income Fund SNONE · Entity 67366 | Director · CEO and Chairman | December 30, 2025 | December 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLUB CAPITAL BDC, Inc.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2026-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 1,676,387 · Balance 0 F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy CDGPE, LLC | 188,676 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 188,676 F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy CDGQ LLC | 166,672 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 166,672 F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 125,388 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 125,388 |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust.
F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust.
GOLUB CAPITAL DIRECT LENDING CORP
Report date December 13, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 7,021,514.852 |
Reported balance
After 2023-12-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-13 · Purchase · Acquired 713,457.267 · Balance 7,021,514.852 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
GOLUB CAPITAL INVESTMENT Corp
Report date September 16, 2019 · Filed September 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2019-09-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-16 · Disposition to issuer · Disposed 1,829,329.064 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock. F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBY GEMS Fund, L.P. | 0 |
Reported balance
After 2019-09-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-09-16 · Disposition to issuer · Disposed 3,895,506.404 · Balance 0 F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock. F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GCOP LLC | 0 |
Reported balance
After 2019-09-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-09-16 · Disposition to issuer · Disposed 1,095,794.359 · Balance 0 F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock. F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.
F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.
F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.
F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.
F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital BDC 3, Inc.
Report date June 03, 2024 · Filed June 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GCOP LLC | 0 |
Reported balance
After 2024-06-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-03 · Disposition to issuer · Disposed 1,948,452 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2024-06-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-03 · Disposition to issuer · Disposed 1,834,523 · Balance 0 F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
Golub Capital BDC 4, Inc.
Report date June 06, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 6,806,539.037 |
Reported balance
After 2025-06-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-06-06 · Purchase · Acquired 299,331.2 · Balance 6,806,539.037 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Direct Lending Unlevered Corp
Report date September 09, 2025 · Filed September 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 2,693,778.673 |
Reported balance
After 2025-09-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-09 · Purchase · Acquired 93,357.8 · Balance 2,693,778.673 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Private Credit Fund
Report date March 25, 2025 · Filed March 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GCRED Canada SE Ltd. | 261,781 |
Reported balance
After 2025-03-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-25 · Purchase · Acquired 261,781 · Balance 261,781 F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer. F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd. |
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GCI CB LLC | 421,939 |
Reported balance
Holding disclosure · report date 2025-03-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 421,939 F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan. F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC. |
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 2,000 |
Reported balance
Holding disclosure · report date 2025-03-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,000 F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer.
F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd.
F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan.
F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC.
F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC.
Golub Capital Private Income Fund I
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 511,247.444 |
Reported balance
After 2026-03-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-03-26 · Purchase · Acquired 511,247.444 · Balance 511,247.444 F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| Common Shares, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy GGP Class E-P, LLC | 503,018.109 |
Reported balance
Holding disclosure · report date 2026-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 503,018.109 F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Private Income Fund S
Report date December 30, 2025 · Filed December 30, 2025
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2018 Filed Sep 19, 2018 18:12 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 55,815.467 | $15.00 | $837,232.01 |
DisclosureSEC source: 0001627515-18-000058 · wf-form4_153738070698169.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,711,867.531 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,711,867.531 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 17:20 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 93,025.733 | $15.00 | $1,395,386.00 |
DisclosureSEC source: 0001627515-18-000053 · wf-form4_153556321360557.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,656,052.064 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,656,052.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 15:16 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-18-000073 · wf-form4_153365494742212.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 458,333.333 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 458,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 13:50 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 55,815.467 | $15.00 | $837,232.01 |
DisclosureSEC source: 0001627515-18-000039 · wf-form4_152950259937659.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,563,026.331 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,563,026.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:11 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-18-000059 · wf-form4_152943905394512.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 385,000 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 385,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:03 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 36,666.667 | $15.00 | $550,000.01 |
DisclosureSEC source: 0001715268-18-000051 · wf-form4_152898497896492.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 311,666.667 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 311,666.667 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:00 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 36,666.667 | $15.00 | $550,000.01 |
DisclosureSEC source: 0001715268-18-000042 · wf-form4_152658004364461.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 275,000 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 275,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 13:11 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 36,666.667 | $15.00 | $550,000.01 |
DisclosureSEC source: 0001715268-18-000025 · wf-form4_152163789162869.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 238,333.333 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 238,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:32 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 67,353.533 | $15.00 | $1,010,303.00 |
DisclosureSEC source: 0001627515-18-000022 · wf-form4_151924150831067.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,507,210.864 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,507,210.864 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:50 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 36,666.667 | $15.00 | $550,000.01 |
DisclosureSEC source: 0001144204-18-009295 · tv486312_form4.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 201,666.666 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 201,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 20:46 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 44,902.333 | $15.00 | $673,535.00 |
DisclosureSEC source: 0001627515-18-000006 · wf-form4_151674038361062.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,439,857.331 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,439,857.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 20:38 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 18,333.333 | $15.00 | $275,000.00 |
DisclosureSEC source: 0001715268-18-000008 · wf-form4_151673989302550.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 164,999.999 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 164,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 19:44 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 18,333.333 | $15.00 | $275,000.00 |
DisclosureSEC source: 0001144204-17-064744 · tv481744_form4.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 146,666.666 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 146,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:49 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 55,000 | $15.00 | $825,000.00 |
DisclosureSEC source: 0001144204-17-063520 · tv481213_4.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 128,333.333 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 128,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:05 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 67,353.533 | $15.00 | $1,010,303.00 |
DisclosureSEC source: 0001627515-17-000065 · wf-form4_151138472135328.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,394,954.998 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,394,954.998 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 22:56 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 44,902.333 | $15.00 | $673,535.00 |
DisclosureSEC source: 0001627515-17-000061 · wf-form4_150603456608525.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,327,601.465 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,327,601.465 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:50 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 67,353.533 | $15.00 | $1,010,303.00 |
DisclosureSEC source: 0001627515-17-000051 · wf-form4_150093663004503.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,282,699.132 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,282,699.132 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| April 24, 2017 Filed Apr 24, 2017 20:44 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 67,353.533 | $15.00 | $1,010,303.00 |
DisclosureSEC source: 0001627515-17-000033 · wf-form4_149306664692104.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,215,345.599 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,215,345.599 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:07 UTC | GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 67,353.533 | $15.00 | $1,010,303.00 |
DisclosureSEC source: 0001627515-17-000022 · wf-form4_149073162707747.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,147,992.066 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which directly owns 1,147,992.066 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:45 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | SaleCommon Stock, par value $0.001 per share | 955,895.779 | $18.52 | $17,703,189.83 |
DisclosureSEC source: 0001144204-17-009379 · v459712_form-4.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 0 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC ("GCOP"), which previously owned 955,895.779 shares of Common Stock of the Issuer, Mr. Golub could have been viewed as having investment power over all of the shares owned by such entity. On February 14, 2017, GCOP sold all of its shares to Golub Capital Employee Grant Program Rabbi Trust at $18.52 per share for the purpose of awarding incentive compensation to employees of Golub Capital LLC and its affiliates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.