Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156 | Director · Chairman & CEO | August 07, 2026 | August 11, 2026 |
| GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376 | Director · President and CEO · 10% owner | December 13, 2023 | December 15, 2023 |
| GOLUB CAPITAL INVESTMENT CorpN/A · Entity 154930 | Director · Chief Executive Officer | September 16, 2019 | September 18, 2019 |
| Golub Capital BDC 3, Inc.NONE · Entity 90239 | Director · President and CEO | June 03, 2024 | June 05, 2024 |
| Golub Capital BDC 4, Inc.NONE · Entity 67471 | Director · President, CEO · 10% owner | June 06, 2025 | June 10, 2025 |
| Golub Capital Direct Lending Unlevered CorpNONE · Entity 67375 | Director · President, CEO · 10% owner | September 09, 2025 | September 11, 2025 |
| Golub Capital Private Credit FundNONE · Entity 67374 | Director · CEO and Trustee | March 25, 2025 | March 27, 2025 |
| Golub Capital Private Income Fund INONE · Entity 55300 | Director · CEO and Chairman · 10% owner | March 26, 2026 | March 30, 2026 |
| Golub Capital Private Income Fund SNONE · Entity 67366 | Director · CEO and Chairman | December 30, 2025 | December 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLUB CAPITAL BDC, Inc.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2026-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 1,676,387 · Balance 0 F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy CDGPE, LLC | 188,676 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 188,676 F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy CDGQ LLC | 166,672 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 166,672 F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 125,388 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 125,388 |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners.Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F2: The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust.
F3: The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust.
GOLUB CAPITAL DIRECT LENDING CORP
Report date December 13, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 7,021,514.852 |
Reported balance
After 2023-12-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-13 · Purchase · Acquired 713,457.267 · Balance 7,021,514.852 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
GOLUB CAPITAL INVESTMENT Corp
Report date September 16, 2019 · Filed September 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2019-09-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-16 · Disposition to issuer · Disposed 1,829,329.064 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock. F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBY GEMS Fund, L.P. | 0 |
Reported balance
After 2019-09-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-09-16 · Disposition to issuer · Disposed 3,895,506.404 · Balance 0 F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock. F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GCOP LLC | 0 |
Reported balance
After 2019-09-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-09-16 · Disposition to issuer · Disposed 1,095,794.359 · Balance 0 F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock. F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.
F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.
F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.
F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.
F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital BDC 3, Inc.
Report date June 03, 2024 · Filed June 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GCOP LLC | 0 |
Reported balance
After 2024-06-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-03 · Disposition to issuer · Disposed 1,948,452 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund 4, L.P. | 0 |
Reported balance
After 2024-06-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-03 · Disposition to issuer · Disposed 1,834,523 · Balance 0 F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
Golub Capital BDC 4, Inc.
Report date June 06, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 6,806,539.037 |
Reported balance
After 2025-06-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-06-06 · Purchase · Acquired 299,331.2 · Balance 6,806,539.037 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Direct Lending Unlevered Corp
Report date September 09, 2025 · Filed September 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 2,693,778.673 |
Reported balance
After 2025-09-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-09 · Purchase · Acquired 93,357.8 · Balance 2,693,778.673 F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Private Credit Fund
Report date March 25, 2025 · Filed March 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GCRED Canada SE Ltd. | 261,781 |
Reported balance
After 2025-03-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-25 · Purchase · Acquired 261,781 · Balance 261,781 F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer. F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd. |
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GCI CB LLC | 421,939 |
Reported balance
Holding disclosure · report date 2025-03-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 421,939 F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan. F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC. |
| Class I Com. Shares of beneficial interest, $0.01 par valueSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 2,000 |
Reported balance
Holding disclosure · report date 2025-03-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,000 F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 1, 2025, the subscription to purchase Class I Common Shares of Beneficial Interest ("Class I Shares") was accepted. On March 25, 2025, the number of Class I Shares being purchased was fixed when the purchase price per share was determined by the Issuer.
F2: Represents securities indirectly beneficially owned by GCRED Canada SE Ltd. through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCRED Canada SE Ltd., Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCRED Canada SE Ltd.
F3: Includes Class I Common Shares of Beneficial Interest received pursuant to a distribution reinvestment plan.
F4: Represents securities indirectly beneficially owned by GCI CB LLC through an investment fund holding Class I Shares of the Issuer. Due to Mr. Golub's control and ownership in GCI CB LLC, Mr. Golub has sole investment power over all of the shares indirectly beneficially owned by such entity and as such may be deemed the beneficial owner of the Class I Shares indirectly beneficially owned by GCI CB LLC.
F5: Due to Mr. Golub's control and ownership in GGP Class B-P, LLC, Mr. Golub has sole investment power over all of the shares owned by such entity and as such may be deemed the beneficial owner of the Class I Shares held by GGP Class B-P, LLC.
Golub Capital Private Income Fund I
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy GGP Class B-P, LLC | 511,247.444 |
Reported balance
After 2026-03-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-03-26 · Purchase · Acquired 511,247.444 · Balance 511,247.444 F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| Common Shares, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy GGP Class E-P, LLC | 503,018.109 |
Reported balance
Holding disclosure · report date 2026-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 503,018.109 F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Golub Capital Private Income Fund S
Report date December 30, 2025 · Filed December 30, 2025
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherSubscription Rights (Right to buy) · Derivative | 767,773 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 7 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 767,773 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherSubscription Rights (Right to buy) · Derivative | 100 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 6 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 100 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 25,077 | $9.17 | $229,956.09 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 5 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,388.954 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 767,873 | $9.17 | $7,041,395.41 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 4 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP Holdings L.P. Disclosed balance after: 767,873 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 1,261,609 | $9.17 | $11,568,954.53 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 3 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 2,885,853.042 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 887,296 | $9.17 | $8,136,504.32 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 4,436,480.853 F2 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 249,593 | $9.17 | $2,288,767.81 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 1,247,968.022 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:42 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseSubscription Rights (right to buy) · Derivative | 855,548 | $0.45 | $385,937.70 |
DisclosureSEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 3 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,623,421 Underlying: Common Stock · 855,548 shares Expires 2020-05-06 F1 · derivative.exercise_price: Estimated subscription price of $11.45. F3 · ownership.nature: Due to his control of and ownership interest in GEMS Fund 4, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:42 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseSubscription Rights (right to buy) · Derivative | 767,773 | $0.58 | $447,534.88 |
DisclosureSEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 2 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP Holdings, L.P. Disclosed balance after: 767,873 Underlying: Common Stock · 767,773 shares Expires 2020-05-06 F1 · derivative.exercise_price: Estimated subscription price of $11.45. F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity. Read SEC document |
| April 22, 2020 Filed May 6, 2020 20:42 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseSubscription Rights (right to buy) · Derivative | 100 | $0.55 | $55.00 |
DisclosureSEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP Holdings, L.P. Disclosed balance after: 100 Underlying: Common Stock · 100 shares Expires 2020-05-06 F1 · derivative.exercise_price: Estimated subscription price of $11.45. F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:21 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 92,042 | $15.00 | $1,380,630.00 |
DisclosureSEC source: 0001715268-20-000019 · wf-form4_158499488770089.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 562,419.224 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 562,419.224 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:21 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 110,000 | $15.00 | $1,650,000.00 |
DisclosureSEC source: 0001715268-20-000019 · wf-form4_158499488770089.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,778,333.332 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,778,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 18:24 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 46,715.667 | $15.00 | $700,735.01 |
DisclosureSEC source: 0001715268-19-000115 · wf-form4_157608867618289.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 458,355.477 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 458,355.477 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 18:24 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 128,333.333 | $15.00 | $1,925,000.00 |
DisclosureSEC source: 0001715268-19-000115 · wf-form4_157608867618289.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,668,333.332 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,668,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 15:53 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 33,368.333 | $15.00 | $500,525.00 |
DisclosureSEC source: 0001715268-19-000095 · wf-form4_157357401399608.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 405,378.743 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 405,378.743 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 15:53 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 91,666.667 | $15.00 | $1,375,000.01 |
DisclosureSEC source: 0001715268-19-000095 · wf-form4_157357401399608.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,539,999.999 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,539,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 19:37 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 33,368.333 | $15.00 | $500,525.00 |
DisclosureSEC source: 0001715268-19-000084 · wf-form4_157056345671419.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 372,010.41 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 372,010.41 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 19:37 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 91,666.667 | $15.00 | $1,375,000.01 |
DisclosureSEC source: 0001715268-19-000084 · wf-form4_157056345671419.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,448,333.332 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,448,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:35 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | GrantCommon Stock, par value $0.001 per share | 1,582,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 3 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,582,369 F5 · price: Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. F6 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:35 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | GrantCommon Stock, par value $0.001 per share | 3,369,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 3,369,613 F3 · price: Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:35 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | GrantCommon Stock, par value $0.001 per share | 947,862 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 947,862 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:24 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,095,794.359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001627515-19-000062 · wf-form4_156883822439415.xml · nonDerivative · entry 3 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 0 F5 · price: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock. F6 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:24 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | Disposition to issuerCommon Stock, par value $0.001 per share | 3,895,506.404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001627515-19-000062 · wf-form4_156883822439415.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · BY GEMS Fund, L.P. Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock. F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:24 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,829,329.064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001627515-19-000062 · wf-form4_156883822439415.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock. F2 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 17:05 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000077 · wf-form4_156753029173227.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 336,036.018 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 336,036.018 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 17:05 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000077 · wf-form4_156753029173227.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,356,666.665 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,356,666.665 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 18:55 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000064 · wf-form4_156572252923234.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 309,341.351 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 309,341.351 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 18:55 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000064 · wf-form4_156572252923234.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,283,333.332 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,283,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 19:13 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 33,368.333 | $15.00 | $500,525.00 |
DisclosureSEC source: 0001715268-19-000058 · wf-form4_156218120103084.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 277,733.023 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 277,733.023 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 19:13 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 91,666.667 | $15.00 | $1,375,000.01 |
DisclosureSEC source: 0001715268-19-000058 · wf-form4_156218120103084.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,209,999.999 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,209,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 16:27 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000049 · wf-form4_155983846130380.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 244,364.69 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 244,364.69 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 16:27 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000049 · wf-form4_155983846130380.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,118,333.332 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,118,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:38 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000042 · wf-form4_155864029324594.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 216,176.697 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 216,176.697 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:38 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000042 · wf-form4_155864029324594.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,044,999.999 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,044,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 15:15 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 33,368.333 | $15.00 | $500,525.00 |
DisclosureSEC source: 0001715268-19-000028 · wf-form4_155620529643437.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 189,482.03 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 189,482.03 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 15:15 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 91,666.667 | $15.00 | $1,375,000.01 |
DisclosureSEC source: 0001715268-19-000028 · wf-form4_155620529643437.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 971,666.666 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 971,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 18:28 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000021 · wf-form4_155353852214005.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 156,113.697 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 156,113.697 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 18:28 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000021 · wf-form4_155353852214005.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 879,999.999 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 879,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 15:51 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 26,694.667 | $15.00 | $400,420.01 |
DisclosureSEC source: 0001715268-19-000015 · wf-form4_155231947626390.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 129,419.03 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 129,419.030 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 15:51 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 73,333.333 | $15.00 | $1,100,000.00 |
DisclosureSEC source: 0001715268-19-000015 · wf-form4_155231947626390.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 806,666.666 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 806,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:48 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 46,715.667 | $15.00 | $700,735.01 |
DisclosureSEC source: 0001715268-18-000115 · wf-form4_154446406469862.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 100,805 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 100,805 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:48 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 128,333.333 | $15.00 | $1,925,000.00 |
DisclosureSEC source: 0001715268-18-000115 · wf-form4_154446406469862.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 733,333.333 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 733,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 20:51 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 20,021 | $15.00 | $300,315.00 |
DisclosureSEC source: 0001715268-18-000100 · wf-form4_154274706504573.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 54,089.333 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 54,089.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 20:51 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 55,000 | $15.00 | $825,000.00 |
DisclosureSEC source: 0001715268-18-000100 · wf-form4_154274706504573.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 605,000 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 605,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:10 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 7,701.8 | $15.00 | $115,527.00 |
DisclosureSEC source: 0001627515-18-000072 · wf-form4_154265821827046.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,829,329.064 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,829,329.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 12:17 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 20,021 | $15.00 | $300,315.00 |
DisclosureSEC source: 0001715268-18-000096 · wf-form4_153986501716434.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 34,068.333 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 34,068.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 12:17 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 55,000 | $15.00 | $825,000.00 |
DisclosureSEC source: 0001715268-18-000096 · wf-form4_153986501716434.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 550,000 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 550,000.000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:11 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | PurchaseCommon Stock, par value $0.001 per share | 109,759.733 | $15.00 | $1,646,396.00 |
DisclosureSEC source: 0001627515-18-000063 · wf-form4_153911225996595.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 1,821,627.264 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,821,627.264 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 19:02 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 13,347.333 | $15.00 | $200,210.00 |
DisclosureSEC source: 0001715268-18-000092 · wf-form4_153911172921738.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 14,047.333 F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 14,047.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 19:02 UTC | Golub Capital BDC 3, Inc. NONE · Entity 90239 | PurchaseCommon Stock, par value $0.001 per share | 36,666.667 | $15.00 | $550,000.01 |
DisclosureSEC source: 0001715268-18-000092 · wf-form4_153911172921738.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 495,000 F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 495,000.000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.