person · Reporting owner

Lalljie Paul S

Disclosed activity across 4 companies

Tapewire entity: 24582
SEC CIK: 0001453878

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
2U, Inc.TWOU · Entity 89183	Director · CHIEF EXECUTIVE OFFICER	July 01, 2024	July 03, 2024
NEUSTAR INCNSR · Entity 173935	Senior Vice President and CFO	August 08, 2017	August 08, 2017
Powerfleet, Inc.AIOT · Entity 5655	See remarks	August 11, 2026	August 11, 2026
Twenty One Capital, Inc.XXI · Entity 4168	Director	August 06, 2026	August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

2U, Inc.

Report date July 01, 2024 · Filed July 03, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	20,381	Reported balance After 2024-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-07-01 · Tax withholding · Disposed 314 · Balance 20,381 F1: On June 13, 2024, the issuer effected a 1-for-30 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

Filing footnotes · ownership attribution and instrument terms

F1: On June 13, 2024, the issuer effected a 1-for-30 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

NEUSTAR INC

Report date August 08, 2017 · Filed August 08, 2017

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-08-08 transaction · row 1 1 source row Row 1 · 2017-08-08 · Disposition to issuer · Disposed 230,693 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2017-08-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-08-08 · Disposition to issuer · Disposed 23,422 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.
Performance Vested Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2017-08-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-08-08 · Disposition to issuer · Disposed 183,999 · Balance 0 F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes.
Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.45	Direct	Reported balance After 2017-08-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-08-08 · Disposition to issuer · Disposed 55,600 · Balance 0 F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.

F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.

F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes.

F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger.

Powerfleet, Inc.

Report date August 11, 2026 · Filed August 11, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	450,000	Ending reported balance After 2026-08-11 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-08-11 · Grant · Acquired 225,000 · Balance 225,000 F1: On August 11, 2026 (the "Grant Date"), Paul S. Lalljie (the "Reporting Person") was granted 225,000 restricted stock units ("RSUs") under the Powerfleet, Inc. 2018 Incentive Plan, as amended (the "2018 Plan"), in consideration of his appointment as President and Chief Financial Officer ("CFO") of Powerfleet, Inc. (the "Company"). Subject to the terms and conditions of an award agreement and the 2018 Plan, the RSUs shall vest in equal installments on each of the first three anniversaries of the grant date, provided that the Reporting Person is employed by the Company on each such date. Row 2 · 2026-08-11 · Grant · Acquired 225,000 · Balance 450,000 F2: On the Grant Date, the Reporting Person was granted 225,000 performance-based RSUs ("PSUs") under the 2018 Plan in consideration for his appointment as the President and CFO of the Company. Each PSU represents a contingent right to receive one share of Common Stock upon vesting. The number of PSUs reported represents the target number of PSUs that may be earned by the Reporting Person. Subject to the terms and conditions of an award agreement and the 2018 Plan, the actual number of PSUs earned by the Reporting Person ranges from 0% and 150% of the target number based on the Company's stock price performance during the performance period that ends March 31, 2029, provided that the Reporting Person remains employed by the Company through the end of the performance period.

Filing footnotes · ownership attribution and instrument terms

F1: On August 11, 2026 (the "Grant Date"), Paul S. Lalljie (the "Reporting Person") was granted 225,000 restricted stock units ("RSUs") under the Powerfleet, Inc. 2018 Incentive Plan, as amended (the "2018 Plan"), in consideration of his appointment as President and Chief Financial Officer ("CFO") of Powerfleet, Inc. (the "Company"). Subject to the terms and conditions of an award agreement and the 2018 Plan, the RSUs shall vest in equal installments on each of the first three anniversaries of the grant date, provided that the Reporting Person is employed by the Company on each such date.

F2: On the Grant Date, the Reporting Person was granted 225,000 performance-based RSUs ("PSUs") under the 2018 Plan in consideration for his appointment as the President and CFO of the Company. Each PSU represents a contingent right to receive one share of Common Stock upon vesting. The number of PSUs reported represents the target number of PSUs that may be earned by the Reporting Person. Subject to the terms and conditions of an award agreement and the 2018 Plan, the actual number of PSUs earned by the Reporting Person ranges from 0% and 150% of the target number based on the Company's stock price performance during the performance period that ends March 31, 2029, provided that the Reporting Person remains employed by the Company through the end of the performance period.

Twenty One Capital, Inc.

Report date August 06, 2026 · Filed August 07, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	23,237	Reported balance After 2026-08-06 transaction · row 1 1 source row Row 1 · 2026-08-06 · Grant · Acquired 23,237 · Balance 23,237 F1: Represents the annual equity award for the initial term ending at the next annual meeting of the Company, payable in the form of Class A common stock, representing approximately $128,000 at a value of $5.50 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the annual equity award for the initial term ending at the next annual meeting of the Company, payable in the form of Class A common stock, representing approximately $128,000 at a value of $5.50 per share.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 11, 2026 Filed Aug 11, 2026 21:18 UTC	Powerfleet, Inc. AIOT · Entity 5655	GrantCommon Stock, par value $0.01 per share	225,000	$0.00	$0.00	Disclosure SEC source: 0001493152-26-037188 · ownership.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 F2 · shares: On the Grant Date, the Reporting Person was granted 225,000 performance-based RSUs ("PSUs") under the 2018 Plan in consideration for his appointment as the President and CFO of the Company. Each PSU represents a contingent right to receive one share of Common Stock upon vesting. The number of PSUs reported represents the target number of PSUs that may be earned by the Reporting Person. Subject to the terms and conditions of an award agreement and the 2018 Plan, the actual number of PSUs earned by the Reporting Person ranges from 0% and 150% of the target number based on the Company's stock price performance during the performance period that ends March 31, 2029, provided that the Reporting Person remains employed by the Company through the end of the performance period. Read SEC document
August 11, 2026 Filed Aug 11, 2026 21:18 UTC	Powerfleet, Inc. AIOT · Entity 5655	GrantCommon Stock, par value $0.01 per share	225,000	$0.00	$0.00	Disclosure SEC source: 0001493152-26-037188 · ownership.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 F1 · shares: On August 11, 2026 (the "Grant Date"), Paul S. Lalljie (the "Reporting Person") was granted 225,000 restricted stock units ("RSUs") under the Powerfleet, Inc. 2018 Incentive Plan, as amended (the "2018 Plan"), in consideration of his appointment as President and Chief Financial Officer ("CFO") of Powerfleet, Inc. (the "Company"). Subject to the terms and conditions of an award agreement and the 2018 Plan, the RSUs shall vest in equal installments on each of the first three anniversaries of the grant date, provided that the Reporting Person is employed by the Company on each such date. Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:01 UTC	Twenty One Capital, Inc. XXI · Entity 4168	GrantClass A common stock	23,237	$5.50	$127,803.50	Disclosure SEC source: 0001213900-26-086648 · ownership.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,237 F1 · shares: Represents the annual equity award for the initial term ending at the next annual meeting of the Company, payable in the form of Class A common stock, representing approximately $128,000 at a value of $5.50 per share. Read SEC document
July 01, 2024 Filed Jul 3, 2024 17:01 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	314	$4.49	$1,409.86	Disclosure SEC source: 0001415889-24-019222 · form4-07032024_090730.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,381 F1 · balance_after: On June 13, 2024, the issuer effected a 1-for-30 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document
April 02, 2024 Filed Apr 3, 2024 18:34 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	9,457	$0.39	$3,688.23	Disclosure SEC source: 0001415889-24-010156 · form4-04032024_100429.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,876 Read SEC document
February 26, 2024 Filed Feb 26, 2024 21:36 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	7,468	$0.40	$2,987.20	Disclosure SEC source: 0001415889-24-005362 · form4-02272024_020208.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 630,333 Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:36 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	11,633	$0.00	$0.00	Disclosure SEC source: 0001415889-24-005362 · form4-02272024_020208.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,801 F1 · security: The security represents 2,439 shares and 9,194 restricted stock units granted to the reporting person in connection with the certification of performance metrics of performance-based restricted stock units previously granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The reporting person was granted performance-based restricted stock units on March 2, 2021, and March 10, 2022, which vest in the form of common stock based on metrics previously set by the Compensation Committee of issuer's Board as measured over three one-year performance periods (the "2021 Award" and "2022 Award", respectively) commencing on January 1 of 2021, 2022 and 2023 for the 2021 Award, and on January 1 of 2022, 2023 and 2024 for the 2022 Award. On February 22, 2024, the Compensation Committee determined the achievement percentage attained for the third performance period of the 2021 Award and the second performance period of the 2022 Award, which resulted in the acquisition of these shares or restricted stock units, as applicable. The restricted stock units will fully vest at the end of all performance periods, subject to the reporting person's continued service with issuer through such date. Read SEC document
January 02, 2024 Filed Jan 4, 2024 17:56 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	12,675	$1.17	$14,829.75	Disclosure SEC source: 0001415889-24-000692 · form4-01042024_100116.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 626,168 Read SEC document
October 02, 2023 Filed Oct 3, 2023 18:21 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	10,777	$2.36	$25,433.72	Disclosure SEC source: 0001415889-23-013940 · form4-10032023_101044.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,843 Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:38 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	10,776	$3.86	$41,595.36	Disclosure SEC source: 0001415889-23-010859 · form4-07062023_010759.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 649,620 Read SEC document
April 03, 2023 Filed Apr 5, 2023 16:50 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	10,777	$6.85	$73,822.45	Disclosure SEC source: 0001415889-23-006296 · form4-04052023_080404.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,396 Read SEC document
March 27, 2023 Filed Mar 29, 2023 18:41 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	178,603	$0.00	$0.00	Disclosure SEC source: 0001415889-23-005588 · form4-03292023_100346.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 671,173 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest quarterly in equal installments as to 1/12th of the underlying shares beginning on April 1, 2023, and continuing in equal quarterly installments until 100% vested, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:57 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	41,847	$0.00	$0.00	Disclosure SEC source: 0001415889-23-002805 · form4-02172023_100228.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,570 F1 · security: The security represents restricted stock units granted to the reporting person in connection with the certification of performance metrics of performance-based restricted stock units previously granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The reporting person was granted performance-based restricted stock units on March 2, 2021, and March 10, 2022, which vest in the form of common stock based on metrics previously set by the Compensation Committee of issuer's Board as measured over three one-year performance periods (the "2021 Award" and "2022 Award", respectively) commencing on January 1 of 2021, 2022 and 2023 for the 2021 Award, and on January 1 of 2022, 2023 and 2024 for the 2022 Award. On February 15, 2023, the Compensation Committee determined the achievement percentage attained for the second performance period of the 2021 Award and the first performance period of the 2022 Award, which resulted in the acquisition of these restricted stock units, which will fully vest at the end of all performance periods, subject to the reporting person's continued service with issuer through such date. Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:09 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	13,533	$6.31	$85,393.23	Disclosure SEC source: 0001415889-23-000424 · form4-01042023_110143.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,723 Read SEC document
October 03, 2022 Filed Oct 5, 2022 16:11 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	44,828	$6.38	$286,002.64	Disclosure SEC source: 0001415889-22-010351 · form4-10052022_011047.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,256 Read SEC document
July 01, 2022 Filed Jul 6, 2022 16:12 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	9,436	$12.25	$115,591.00	Disclosure SEC source: 0001415889-22-007477 · form4-07062022_010750.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,084 Read SEC document
April 13, 2022 Filed Apr 14, 2022 20:47 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	7,458	$12.92	$96,357.36	Disclosure SEC source: 0001415889-22-004076 · form4-04142022_050400.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,520 Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:12 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	1,978	$13.50	$26,703.00	Disclosure SEC source: 0001415889-22-003809 · form4-04052022_010403.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,978 Read SEC document
March 10, 2022 Filed Mar 14, 2022 19:43 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	9,887	$0.00	$0.00	Disclosure SEC source: 0001179110-22-002220 · edgar.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,956 F3 · security: The security represents restricted stock units granted to the reporting person in connection with the certification of performance metrics of performance-based restricted stock units previously granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · shares: On March 2, 2021, the reporting person was granted an award of performance-based restricted stock units, which vest in the form of common stock based upon metrics previously established by the Compensation Committee of the issuer's Board of Directors as measured over three one-year performance periods commencing on January 1, 2021, January 1, 2022 and January 1, 2023, respectively. On March 10, 2022, the Compensation Committee determined the achievement percentage attained for the first performance period of the award, which resulted in the acquisition of these restricted stock units. The shares underlying these restricted stock units will vest in full on December 31, 2024 at the end of all performance periods, subject to the reporting person's continued service with the issuer through such date. Read SEC document
March 10, 2022 Filed Mar 14, 2022 19:43 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	198,448	$0.00	$0.00	Disclosure SEC source: 0001179110-22-002220 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,069 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest quarterly in equal installments as to 1/12th of the underlying shares beginning on April 1, 2022, and continuing in equal quarterly installments until 100% vested, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:09 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	7,617	$20.93	$159,423.81	Disclosure SEC source: 0001179110-22-000162 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,621 Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:31 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	55,066	$34.34	$1,890,966.44	Disclosure SEC source: 0001179110-21-009245 · edgar.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,238 Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:31 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	39,238	$0.00	$0.00	Disclosure SEC source: 0001179110-21-009245 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,304 F1 · shares: On October 14, 2019, the reporting person was granted an award of performance-based restricted stock units, which vest in the form of common stock based upon the Issuer's total stockholder return ("TSR") relative to the TSR of the companies in the Russell 3000 Index as measured over one, two and three year performance periods, each commencing on October 1, 2019. On October 1, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the second performance period was 200%, resulting in the vesting of these shares. Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:15 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	1,978	$41.39	$81,869.42	Disclosure SEC source: 0001209191-21-045208 · doc4.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,066 Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:15 UTC	2U, Inc. TWOU · Entity 89183	SaleCommon Stock	50,625	$41.91	$2,121,693.75	Disclosure SEC source: 0001209191-21-045208 · doc4.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,044 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting perosn on December 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.33 to $42.23, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:32 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	1,978	$40.49	$80,089.22	Disclosure SEC source: 0001179110-21-004230 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,669 Read SEC document
March 02, 2021 Filed Mar 4, 2021 16:24 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	52,643	$0.00	$0.00	Disclosure SEC source: 0001179110-21-002876 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,647 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest quarterly in equal installments as to 1/12th of the underlying shares beginning on April 1, 2021, and continuing in equal quarterly installments until 100% vested, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document
January 01, 2021 Filed Jan 5, 2021 20:58 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	58,725	$39.10	$2,296,147.50	Disclosure SEC source: 0001179110-21-000249 · edgar.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,004 Read SEC document
January 01, 2021 Filed Jan 5, 2021 20:58 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	118,560	$0.00	$0.00	Disclosure SEC source: 0001179110-21-000249 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,729 F1 · shares: On January 29, 2020, the reporting person was granted an award of performance-based restricted stock units, which vest in the form of common stock based upon metrics previously established by the Compensation Committee of the Issuer's Board of Directors. The achievement percentage attained for the first performance period of the award resulted in the vesting of these shares. Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:02 UTC	2U, Inc. TWOU · Entity 89183	Tax withholdingCommon Stock	48,783	$34.84	$1,699,599.72	Disclosure SEC source: 0001179110-20-010263 · edgar.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,169 Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:02 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	39,240	$0.00	$0.00	Disclosure SEC source: 0001179110-20-010263 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,952 F1 · shares: On October 14, 2019, the reporting person was granted an award of performance-based restricted stock units, which vest in the form of common stock based upon the Issuer's total stockholder return ("TSR") relative to the TSR of the companies in the Russell 3000 Index as measured over one, two and three year performance periods, each commencing on October 1, 2019. On October 1, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the first performance period was 200%, resulting in the vesting of these shares. Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:17 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	59,280	$0.00	$0.00	Disclosure SEC source: 0001179110-20-000917 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,712 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest as to one-third of the underlying shares on each of January 1, 2021, 2022 and 2023, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date. Read SEC document
October 14, 2019 Filed Oct 16, 2019 17:16 UTC	2U, Inc. TWOU · Entity 89183	GrantCommon Stock	235,432	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011051 · edgar.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,432 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest as to one-third of the underlying shares on each of October 1, 2020, 2021 and 2022, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:30 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerEmployee Stock Options · Derivative	55,600	Not disclosed Strike: $26.45	Not disclosed	Disclosure SEC source: 0001209191-17-048170 · doc4.xml · derivative · entry 4 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 55,600 shares Expires not disclosed F4 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:30 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerPerformance Vested Restricted Stock Units · Derivative	183,999	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-17-048170 · doc4.xml · derivative · entry 3 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 183,999 shares Expires not disclosed F3 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. F3 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. F3 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:30 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerRestricted Stock Units · Derivative	23,422	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-17-048170 · doc4.xml · derivative · entry 2 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,422 shares Expires not disclosed F2 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:30 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerClass A Common Stock	230,693	$33.50	$7,728,215.50	Disclosure SEC source: 0001209191-17-048170 · doc4.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionPerformance Stock Units · Derivative	31,312	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · derivative · entry 13 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · shares: The shares represent the first tranche of the performance-vested restricted stock units granted on April 8, 2016 and remain subject to vesting based on continued employment through March 1, 2019. Each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals set forth in the Performance-Vested Restricted Stock Unit Agreement. The number of shares of Class A Common Stock, together with the Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance stock units granted. F15 · derivative.exercise_date: The shares are subject to vesting based on continued employment through March 1, 2019. F16 · derivative.expiration_date: Upon the Reporting Person's Termination (i) by the Company for Cause (as defined in the Plan) or (ii) by the Reporting Person (x) voluntarily and (y) other than due to the Reporting Person's Retirement (as defined in the Plan), any unvested PVRSUs shall immediately be forfeited without compensation. F17 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined by the Plan) by the Company without Cause (as defined by the Plan) (other than by reason of your death or Disability (as defined by the Plan)) any PVRSUs that have been earned but not yet vested that would have vested during the 12 months after the Reporting Person's Termination (as defined by the Plan) had the Reporting Person's employment with the Company not terminated shall immediately vest, and the remaining portion of the PVRSUs not yet vested shall be immediately forfeited and automatically cancelled without compensation. F18 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Plan) by reason of the Reporting Person's death or Disability (i) prior to December 31, 2018, a pro-rata portion, determined based on days employed during the three one-year Performance Periods, of (A) any PVRSUs for any completed Performance Period(s) that have been earned but not yet vested, and (B) any PVRSUs for any Performance Period(s) that have not been completed on or prior to such Termination that would have been payable had the Target level of performance been achieved, shall immediately vest; or (ii) on or after December 31, 2018, any PVRSUs that have been earned but not yet vested shall immediately vest (without pro-ration). F19 · derivative.expiration_date: In the event of a Termination (as defined in the Plan) due to Retirement (as defined in the Plan) (i) any PVRSUs that have been earned but not yet vested shall immediately vest, and (ii) any unvested PVRSUs that have not been earned as of the date of Termination with respect to the Performance Period (as defined in the Plan) in which Termination (as defined in the Plan) takes place will vest per the formula described in the Plan after the close of the Performance Period (as defined in the Plan) in which such Termination (as defined in the Plan) takes place as Awards are settled following certification of performance by the Committee (as defined in the Plan). F20 · derivative.expiration_date: Following the occurrence of a Change in Control (as defined in the Plan) following which any portion issued remains unvested, upon your Termination (as defined in the Plan) (i) by reason of death or Disability (as defined in the Plan), (ii) by the Company without Cause (as defined by the Plan), (iii) by you with Good Reason (as defined by the Plan), in each case, within two (2) years after such Change in Control (as defined by the Plan), such PVRSUs shall immediately vest in full upon such Termination (as defined by the Plan). Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionPerformance Stock Units · Derivative	24,504	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · derivative · entry 12 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: The shares represent the second tranche of the performance-vested restricted stock units granted on April 13, 2015 and remain subject to vesting based on continued employment through March 1, 2018. Each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals set forth in the Performance-Vested Restricted Stock Unit Agreement. The number of shares of Class A Common Stock, together with the Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance stock units granted. F13 · derivative.exercise_date: The shares are subject to vesting based on continued employment through March 1, 2018. F11 · derivative.expiration_date: If the Reporting Person experiences a Termination (as defined in the Plan) other than "for cause" or "without good reason", these PVRSUs, and any other performance stock units earned by the Reporting Person as a result of the achievement of performance goals which have not yet vested as of the date of Termination but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested award shall be immediately forfeited. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionPerformance Stock Units · Derivative	33,018	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · derivative · entry 11 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: The shares represent the fifth tranche of the performance-vested restricted stock units granted on February 29, 2012. In accordance with the Performance-Vested Restricted Stock Unit Agreement, each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and adjusted net income goals for the 2016 fiscal year. The number of shares of Class A Common Stock, together with Dividend Equivalents (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of performance stock units granted. F10 · derivative.exercise_date: Immediately. F11 · derivative.expiration_date: If the Reporting Person experiences a Termination (as defined in the Plan) other than "for cause" or "without good reason", these PVRSUs, and any other performance stock units earned by the Reporting Person as a result of the achievement of performance goals which have not yet vested as of the date of Termination but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested award shall be immediately forfeited. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionRestricted Stock Units · Derivative	8,416	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · derivative · entry 10 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,834 Underlying: Class A Common Stock · 8,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On April 8, 2016, 25,250 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 1, 2017. F6 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Plan) (i) by reason of the Reporting Person's death or Disability or (ii) by the Company without Cause, any unvested RSUs that would have vested during the 12 months after the Reporting Person's Termination had the Reporting Person's employment with the Company not terminated shall immediately vest, and the remainder of any unvested RSUs shall immediately be forfeited without compensation. F7 · derivative.expiration_date: Upon the Reporting Person's Termination due to Retirement (as defined in the Plan), a number of unvested RSUs (if any) equal to the product of (i) the number of RSUs that would have become vested on the next scheduled Vesting Date (as defined in the Plan) had the Reporting Person's employment continued through such Vesting Date and (ii) a fraction, the numerator of which is the number of days from the last Vesting Date preceding the date of such Termination (or in the case of a Termination prior to the first such Vesting Date, the number of days from the Grant Date (as defined in the Plan)) through the date of such Termination, and the denominator of which is the number of days from the last Vesting Date preceding the date of such Termination (or in the case of a Termination prior to the first such Vesting Date, the number of days from the Grant Date) through the next scheduled Vesting Date, shall immediately vest. F8 · derivative.expiration_date: Following a Change in Control (as defined in the Plan) following which any portion of the Reporting Person's RSUs remains unvested, upon the Reporting Person's Termination (i) by reason of the Reporting Person's death or Disability, (ii) by the Company without Cause, (iii) by the Reporting Person with Good Reason, in each case, within two (2) years after such Change in Control, the Reporting Person's RSUs shall immediately vest in full upon such Termination. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionRestricted Stock Units · Derivative	6,586	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · derivative · entry 9 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 Underlying: Class A Common Stock · 6,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On April 13, 2015, 19,760 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 1, 2017. F4 · derivative.expiration_date: Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionClass A Common Stock	31,312	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 8 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionClass A Common Stock	24,504	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 7 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Tax withholdingClass A Common Stock	15,750	$33.30	$524,475.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 6 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,183 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionClass A Common Stock	33,018	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 5 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Tax withholdingClass A Common Stock	4,015	$33.30	$133,699.50	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 4 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,915 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionClass A Common Stock	8,416	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 3 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Tax withholdingClass A Common Stock	2,825	$33.30	$94,072.50	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 2 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,514 F2 · price: The price is equal to the closing price of the Class A Common Stock on March 1, 2017. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document
March 01, 2017 Filed Mar 4, 2017 02:47 UTC	NEUSTAR INC NSR · Entity 173935	Exercise / conversionClass A Common Stock	6,586	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018111 · doc4.xml · nonDerivative · entry 1 Lalljie Paul S · CIK 0001453878 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.