Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISION LTD.CISN · Entity 152039 | Director | January 31, 2020 | February 03, 2020 |
| Custom Truck One Source, Inc.CTOS · Entity 4503 | Director | March 31, 2026 | April 02, 2026 |
| Doma Holdings, Inc.DOMA · Entity 85310 | Director | February 23, 2022 | February 24, 2022 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Director | August 08, 2026 | August 11, 2026 |
| Soho House & Co Inc.SHCO · Entity 11106 | Director | January 16, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISION LTD.
Report date January 31, 2020 · Filed February 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 3,472,214 |
Reported balance
After 2019-12-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-12 · Gift · Disposed 103,000 · Balance 3,472,214 F1: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 3,369,214 |
Reported balance
After 2019-12-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-12-13 · Gift · Disposed 103,000 · Balance 3,369,214 F1: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-01-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-01-31 · Disposition to issuer · Disposed 3,369,214 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. F1: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-01-31 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-01-31 · Disposition to issuer · Disposed 11,865 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. F3: Shares held by Leland Investments Inc., an entity controlled by Mr. Ein. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-01-31 transaction · row 5
1 source rowRow 5 · 2020-01-31 · Disposition to issuer · Disposed 8,120 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-01-31 · Disposition to issuer · Disposed 20,260 · Balance 0 F4: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein.
F2: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash.
F3: Shares held by Leland Investments Inc., an entity controlled by Mr. Ein.
F4: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash.
Custom Truck One Source, Inc.
Report date March 31, 2026 · Filed April 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,166,178 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Exercise / conversion · Acquired 26,859 · Balance 5,166,178 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-31 · Exercise / conversion · Disposed 26,859 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: The restricted stock units vested in full on March 31, 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 19,225 |
Reported balance
After 2026-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-01 · Grant · Acquired 19,225 · Balance 19,225 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: The restricted stock units will vest on March 31, 2027 and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The restricted stock units vested in full on March 31, 2026.
F3: The restricted stock units will vest on March 31, 2027 and have no expiration date.
Doma Holdings, Inc.
Report date February 23, 2022 · Filed February 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 365,160 |
Reported balance
After 2022-02-23 transaction · row 1
1 source rowRow 1 · 2022-02-23 · Purchase · Acquired 332,970 · Balance 365,160 F1: The price reported in Column 4 represents a weighted average purchase price of $2.404. This transaction was executed in multiple trades at prices ranging from $2.31 to $2.45, inclusive. The reporting person hereby undertakes to provide, upon request, to Doma Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares and prices at which the transaction was effected. |
| Common stockSEC Table I · non-derivative | IndirectBy Capitol Acquisition Management V, LLC | 4,101,026 |
Reported balance
Holding disclosure · report date 2022-02-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,101,026 F2: Represents holdings by Capitol Acquisition Management V LLC, which is controlled by Mr. Ein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 represents a weighted average purchase price of $2.404. This transaction was executed in multiple trades at prices ranging from $2.31 to $2.45, inclusive. The reporting person hereby undertakes to provide, upon request, to Doma Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares and prices at which the transaction was effected.
F2: Represents holdings by Capitol Acquisition Management V LLC, which is controlled by Mr. Ein.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date August 08, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 331,842 |
Reported balance
After 2026-08-08 transaction · row 1
1 source rowRow 1 · 2026-08-08 · Grant · Acquired 3,240 · Balance 331,842 F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. |
| Common StockSEC Table I · non-derivative | Indirectby Capital Acquisition Management 2, LLC | 3,005,117 |
Reported balance
Holding disclosure · report date 2026-08-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,005,117 F2: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. |
| Prepaid Variable Forward Sale ContractSEC Table II · derivative / convertible security | IndirectSee Footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 300,000 F3: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F4: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F5: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F6: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC.. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.
F2: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC.
F3: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction.
F4: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction.
F5: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank.
F6: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC..
Soho House & Co Inc.
Report date January 16, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 652,090 |
Reported balance
After 2026-01-16 transaction · row 1
1 source rowRow 1 · 2026-01-16 · Exercise / conversion · Acquired 14,175 · Balance 652,090 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-16 · Exercise / conversion · Disposed 14,175 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A common stock. F2: These RSUs vested 100% on January 16, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A common stock.
F2: These RSUs vested 100% on January 16, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Capitol Acquisition Corp. III
Report date June 29, 2017 · Filed July 06, 2017
Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Capitol Acquisition Management 3 LLC | 0 |
Reported balance
After 2017-06-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-29 · Disposition to issuer · Disposed 5,921,250 · Balance 0 F1: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 1,240,872 shares of common stock of the Issuer were forfeited and the remaining 4,695,378 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings. F2: Mr. Ein controls Capitol Acquisition Management 3 LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Leland Investments Inc. | 0 |
Reported balance
After 2017-06-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-06-29 · Disposition to issuer · Disposed 15,000 · Balance 0 F1: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 1,240,872 shares of common stock of the Issuer were forfeited and the remaining 4,695,378 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings. F3: Mr. Ein controls Leland Investments Inc. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2022-06-29 | IndirectBy Capitol Acquisition Management 3 LLC | 0 |
Reported balance
After 2017-06-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-29 · Disposition to issuer · Disposed 5,737,500 · Balance 0 F4: On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 1,456,452 of the Warrants were forfeited and the remaining 4,281,048 Warrants were assumed by Holdings in the Merger. F2: Mr. Ein controls Capitol Acquisition Management 3 LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 1,240,872 shares of common stock of the Issuer were forfeited and the remaining 4,695,378 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings.
F2: Mr. Ein controls Capitol Acquisition Management 3 LLC.
F3: Mr. Ein controls Leland Investments Inc.
F4: On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 1,456,452 of the Warrants were forfeited and the remaining 4,281,048 Warrants were assumed by Holdings in the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 5, 2023 00:30 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionCommon Stock | 14,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027281 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,444,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 15,000 shares of common stock that were inadvertently omitted from the reporting person's prior Forms 4. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 2,745 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000219 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,394 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000039 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,649 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 23:01 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 100,000 | $4.09 | $408,780.00 |
DisclosureSEC source: 0001140361-22-045288 · form4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,447.33 F2 · price: The transaction was executed in multiple trades in prices ranging from $3.98 to $4.10, inclusive. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 23:01 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 356,936 | $3.86 | $1,378,843.77 |
DisclosureSEC source: 0001140361-22-045288 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,447.33 F1 · price: The transaction was executed in multiple trades in prices ranging from $3.68 to $4.10, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the ranges set forth in footnotes 1 and 2 of this Form 4. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 01:00 UTC | Soho House & Co Inc. MCG · Entity 11106 | GrantClass A Common Stock | 26,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-045149 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,511.33 F1 · shares: Represents restricted stock units ("RSUs") that represent the contingent right to receive one share of Class A common stock, awarded to the recipient for their service as a non-executive director of MCG. These RSUs vest 100% on December 7, 2023, subject to the recipient's continued service. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 13:27 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 2,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018083 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,240 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 18:42 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock | 9,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-015456 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,357 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:22 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-013671 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,742 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| May 16, 2022 Filed May 19, 2022 00:35 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | PurchaseCommon Stock | 50,000 | $5.79 | $289,670.00 |
DisclosureSEC source: 0001213900-22-028038 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415,534 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.80. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:33 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | PurchaseCommon Stock | 351,903 | $5.91 | $2,079,746.73 |
DisclosureSEC source: 0001213900-22-027174 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365,534 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.10. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:00 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 14,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-023687 · ownership.xml · derivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 Underlying: Common Stock · 14,315 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2023 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2023 and have no expiration date. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 00:04 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-018268 · ownership.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vested in full on April 1, 2022. F2 · derivative.expiration_date: The restricted stock units vested in full on April 1, 2022. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 00:04 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionCommon Stock | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-018268 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:25 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 1,740 | $15.08 | $26,239.20 |
DisclosureSEC source: 0001567619-22-007973 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,502 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 16:35 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | PurchaseCommon stock | 332,970 | $2.40 | $799,128.00 |
DisclosureSEC source: 0001722438-22-000009 · wf-form4_164573840989275.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,160 F1 · price: The price reported in Column 4 represents a weighted average purchase price of $2.404. This transaction was executed in multiple trades at prices ranging from $2.31 to $2.45, inclusive. The reporting person hereby undertakes to provide, upon request, to Doma Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2021 Filed Jan 10, 2022 21:51 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000935 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,762 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 18:41 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | GrantCommon stock | 32,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001722438-21-000029 · wf-form4_163356005180514.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,190 F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). Represents a grant to a non-employee director under the Plan. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: in one-third increments on each of July 29, 2022, July 29, 2023 and July 29, 2024, subject to continued service through such date as applicable. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:14 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017822 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,762 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| August 08, 2021 Filed Aug 11, 2021 12:38 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 5,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-014967 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,963 F1 · kind: Restricted stock units granted under the Long-Term Incentive Plan. The restricted stock units vest, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 21:11 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | Exercise / conversionClass B common stock · Derivative | 4,101,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-011667 · dp155502_4-ein.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management V, LLC Disclosed balance after: 0 Underlying: Common stock · 4,101,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. F1 · price: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. F1 · derivative.exercise_date: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. F1 · derivative.expiration_date: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 21:11 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | Disposition to issuerClass B common stock · Derivative | 1,235,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-011667 · dp155502_4-ein.xml · derivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management V, LLC Disclosed balance after: 4,101,051 Underlying: Common stock · 1,235,344 shares Expires not disclosed F2 · derivative.exercise_price: The Class B common stock was forfeited and cancelled for no consideration pursuant to the Sponsor Support Agreement between Capitol Acquisition Management V LLC ("Capitol Management V"), Capitol Investment Corp V. ("Capitol"), Doma Holdings, Inc., which was formerly known as States Title Holding, Inc. ("Former Doma") and certain other parties thereto, dated March 2, 2021. F2 · price: The Class B common stock was forfeited and cancelled for no consideration pursuant to the Sponsor Support Agreement between Capitol Acquisition Management V LLC ("Capitol Management V"), Capitol Investment Corp V. ("Capitol"), Doma Holdings, Inc., which was formerly known as States Title Holding, Inc. ("Former Doma") and certain other parties thereto, dated March 2, 2021. F2 · derivative.exercise_date: The Class B common stock was forfeited and cancelled for no consideration pursuant to the Sponsor Support Agreement between Capitol Acquisition Management V LLC ("Capitol Management V"), Capitol Investment Corp V. ("Capitol"), Doma Holdings, Inc., which was formerly known as States Title Holding, Inc. ("Former Doma") and certain other parties thereto, dated March 2, 2021. F2 · derivative.expiration_date: The Class B common stock was forfeited and cancelled for no consideration pursuant to the Sponsor Support Agreement between Capitol Acquisition Management V LLC ("Capitol Management V"), Capitol Investment Corp V. ("Capitol"), Doma Holdings, Inc., which was formerly known as States Title Holding, Inc. ("Former Doma") and certain other parties thereto, dated March 2, 2021. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 21:11 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | Exercise / conversionCommon stock | 4,101,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-011667 · dp155502_4-ein.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management V, LLC Disclosed balance after: 4,101,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. F1 · price: The Class B common stock automatically converted into shares of Class A common stock of the Issuer following the completion of the merger by and among, Capitol, Capitol V Merger Sub, Inc. and Former Doma (the "Merger") on a one-for-one basis, subject to adjustment, which such closing occurred on July 28, 2021. At the completion of the Merger, Class A common stock was renamed common stock. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:12 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 125,000 | $14.00 | $1,750,000.00 |
DisclosureSEC source: 0001140361-21-025184 · form4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,333.33 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:12 UTC | Soho House & Co Inc. MCG · Entity 11106 | GrantClass A Common Stock | 13,333.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025184 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333.33 F1 · shares: Represents restricted stock units ("RSUs") that represent the contingent right to receive one share of Class A common stock. These RSUs vest in 50% increments on each of the two-year and three-year anniversary of the July 19, 2021 grant date, subject to the recipient's continued service. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:27 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units | 1,639 | $16.01 | $26,240.39 |
DisclosureSEC source: 0001567619-21-012934 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,308 F1 · shares: Represents deferred director's fees paid in restricted stock units pursuant to Lindblad Expeditions Holdings, Inc. Long-Term Incentive Plan. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 19:27 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | OtherPrepaid Variable Forward Sale Contract · Derivative | 369,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021995 · doc4.xml · derivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 369,250 Underlying: Common Stock · 369,250 shares Expires not disclosed F1 · derivative.exercise_price: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · kind: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · price: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · derivative.exercise_date: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · derivative.expiration_date: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:03 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | OtherPrepaid Variable Forward Sale Contract · Derivative | 1,242,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020333 · doc4.xml · derivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,242,500 Underlying: Common Stock · 1,242,500 shares Expires not disclosed F1 · derivative.exercise_price: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank. F1 · kind: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · kind: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank. F1 · price: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank. F1 · derivative.exercise_date: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank. F1 · derivative.expiration_date: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank. F3 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:09 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 13,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-020218 · ownership.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631 Underlying: Common Stock · 13,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. F2 · derivative.expiration_date: The restricted stock units will vest on March 31, 2022 and have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:09 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | PurchaseCommon Stock | 1,000,000 | $5.00 | $5,000,000.00 |
DisclosureSEC source: 0001213900-21-020218 · ownership.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Read SEC document |
| March 31, 2021 Filed Mar 31, 2021 20:32 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GiftCommon Stock | 52,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007304 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management 2, LLC Disclosed balance after: 4,716,867 F1 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:14 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000251 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,669 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 17:20 UTC | Doma Holdings, Inc. CAP · Entity 85310 | PurchaseWarrants · Derivative | 3,357,021 | $1.50 Strike: $11.50 | $5,035,531.50 |
DisclosureSEC source: 0001213900-20-041646 · ownership.xml · derivative · entry 1 Capitol Acquisition Management V, LLC · CIK 0001833386 · 10% owner EIN MARK · CIK 0001246840 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,357,021 Underlying: Class A Common Stock · 3,357,021 shares Expires not disclosed F1 · derivative.exercise_date: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. F1 · derivative.expiration_date: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. F2 · ownership.nature: Represents warrants held by Capitol Acquisition Management V LLC, which is controlled by Mr. Ein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:17 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017519 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,024 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:48 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014750 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,675 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:21 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | GrantStock Options · Derivative | 20,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012141 · doc1.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-11 F2 · derivative.exercise_date: The stock options will vest in three annual installments beginning on June 11, 2021, subject to continued service with the Company. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:21 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | GrantRestricted Stock Units | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012141 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The restricted stock units vest in three annual installments beginning June 11, 2021, subject to continued service with the Company.. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:54 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | PurchaseCommon Stock | 50,000 | $4.47 | $223,500.00 |
DisclosureSEC source: 0001567619-20-006588 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,143 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.60, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | Disposition to issuerRestricted Stock Units · Derivative | 20,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · derivative · entry 6 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20,260 shares Expires not disclosed F4 · derivative.exercise_price: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. F4 · price: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. F4 · derivative.exercise_date: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. F4 · derivative.expiration_date: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | Disposition to issuerOrdinary Shares | 8,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · nonDerivative · entry 5 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | Disposition to issuerOrdinary Shares | 11,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · nonDerivative · entry 4 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. F3 · ownership.nature: Shares held by Leland Investments Inc., an entity controlled by Mr. Ein. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | Disposition to issuerOrdinary Shares | 3,369,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · nonDerivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. F1 · ownership.nature: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. Read SEC document |
| December 13, 2019 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | GiftOrdinary Shares | 103,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,369,214 F1 · ownership.nature: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. Read SEC document |
| December 12, 2019 Filed Feb 3, 2020 22:18 UTC | CISION LTD. CISN · Entity 152039 | GiftOrdinary Shares | 103,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002575 · doc4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,472,214 F1 · ownership.nature: Shares held by Capitol Acquisition Management 3 LLC, an entity controlled by Mr. Ein. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 00:00 UTC | CISION LTD. CISN · Entity 152039 | GrantRestricted Stock Units · Derivative | 20,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-041896 · tv528318_4.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260 Underlying: Ordinary Shares · 20,260 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of Cision Ltd. F4 · derivative.exercise_date: Restricted stock units vest on August 26, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F4 · derivative.expiration_date: Restricted stock units vest on August 26, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 00:00 UTC | CISION LTD. CISN · Entity 152039 | Exercise / conversionRestricted Stock Units · Derivative | 8,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-041896 · tv528318_4.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 8,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of Cision Ltd. F3 · derivative.exercise_date: Restricted stock units vested on August 23, 2019. F3 · derivative.expiration_date: Restricted stock units vested on August 23, 2019. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 00:00 UTC | CISION LTD. CISN · Entity 152039 | Exercise / conversionOrdinary Shares | 8,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-041896 · tv528318_4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of Cision Ltd. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 20:12 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 3,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016327 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,143 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | SaleWarrants · Derivative | 625,851 | $1.50 Strike: $11.50 | $938,776.50 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 9 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 2,457,338 Underlying: Common Stock · 625,851 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:39 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | ConversionWarrants · Derivative | 625,851 | $1.50 Strike: $11.50 | $938,776.50 |
DisclosureSEC source: 0001094891-19-000161 · edgar.xml · derivative · entry 8 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management IV, LLC Disclosed balance after: 3,083,189 Underlying: Common Stock · 625,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Ein controls Capitol Acquisition Management IV, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.