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person · Reporting owner

Lindblad Sven-Olof

Disclosed activity across 1 company

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24508
SEC CIK
0001639304

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943Director · 10% ownerAugust 08, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LINDBLAD EXPEDITIONS HOLDINGS, INC.

Report date August 08, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted StockSEC Table I · non-derivativeDirect10,687,202 Reported balance After 2026-08-08 transaction · row 1
1 source row

Row 1 · 2026-08-08 · Grant · Acquired 3,240 · Balance 10,687,202

F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2021 Filed Dec 30, 2021 17:41 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 12,906 $17.08 $220,412.54
Disclosure

SEC source: 0001567619-21-022651 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327,566

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 19:59 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 31,541 $17.34 $546,864.17
Disclosure

SEC source: 0001567619-21-022605 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,340,472

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.05 to $17.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 19:59 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 25,184 $17.22 $433,590.41
Disclosure

SEC source: 0001567619-21-022605 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372,013

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
December 23, 2021 Filed Dec 23, 2021 22:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 14,918 $17.14 $255,675.13
Disclosure

SEC source: 0001567619-21-022516 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397,197

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 1,591 $17.00 $27,050.50
Disclosure

SEC source: 0001567619-21-022516 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,412,115

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.025. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:10 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 250 $17.01 $4,252.50
Disclosure

SEC source: 0001567619-21-020922 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413,706

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:09 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 400 $17.01 $6,804.00
Disclosure

SEC source: 0001567619-21-020508 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413,956

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:37 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 19,418 $17.14 $332,892.48
Disclosure

SEC source: 0001567619-21-019977 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414,356

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 19:37 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 41,917 $17.29 $724,669.48
Disclosure

SEC source: 0001567619-21-019977 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433,774

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 22:06 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 101,139 $17.15 $1,734,817.04
Disclosure

SEC source: 0001567619-21-019577 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,475,691

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 22:06 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 130,532 $17.45 $2,278,240.26
Disclosure

SEC source: 0001567619-21-019577 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576,830

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 04, 2021 Filed Nov 4, 2021 22:01 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 3,901 $17.01 $66,341.58
Disclosure

SEC source: 0001567619-21-019353 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707,362

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 22:01 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 100 $17.00 $1,700.00
Disclosure

SEC source: 0001567619-21-019353 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711,263

Read SEC document
August 08, 2021 Filed Aug 10, 2021 20:28 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units 5,655 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014909 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711,363

F3 · kind: Restricted stock units granted under the Long-Term Incentive Plan. The restricted stock units vest, subject to the Reporting Person's continued service with the Company on the vesting date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 20,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,732,039

F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 20,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711,602

F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 14,543 $18.90 $274,862.70
Disclosure

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691,165

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 12,171 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · derivative · entry 7

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 9,636 $19.15 $184,529.40
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 6

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,709,818

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 22,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 5

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719,454

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 5,307 $19.15 $101,629.05
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697,354

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 12,171 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,702,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 12,171 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · derivative · entry 7

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 11,762 $19.15 $225,242.30
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 6

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,705,708

Read SEC document
March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 22,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 5

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,717,470

Read SEC document
March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 6,478 $19.15 $124,053.70
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695,370

Read SEC document
March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 12,171 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,701,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 8,442 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · derivative · entry 8

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

Underlying: Common Stock · 8,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,684 $17.79 $47,748.36
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,690,490

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 8,442 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,693,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 8,442 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · derivative · entry 8

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

Underlying: Common Stock · 8,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 3,497 $17.79 $62,211.63
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,689,677

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 8,442 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,693,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Aug 10, 2021 20:28 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 8,442 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014909 · doc1.xml · derivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

Underlying: Common Stock · 8,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:09 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 78,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021550 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,684,732

F1 · kind: Restricted stock units vest 20% annually on each of December 21, 2021, 2022, 2023, 2024 and 2025, subject to continued service and other non-performance conditions.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 22:57 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 45,388 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017524 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,606,399

F1 · kind: Represents performance stock units subject to forfeiture or adjustment.

Read SEC document
June 30, 2020 Filed Jul 8, 2020 20:20 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 12,508 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013070 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,561,011

F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:26 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 13,951 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007656 · doc1.xml · derivative · entry 6

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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April 06, 2020 Filed Apr 7, 2020 20:26 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 8,957 $3.70 $33,140.90
Disclosure

SEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,525,347

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:26 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 23,434 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,534,304

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:26 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 5,333 $3.70 $19,732.10
Disclosure

SEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,510,870

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:26 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 13,951 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 13,951 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013071 · doc1.xml · derivative · entry 6

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 8,957 $3.70 $33,140.90
Disclosure

SEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,525,347

F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 23,434 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,534,304

F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 5,333 $3.70 $19,732.10
Disclosure

SEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,510,870

F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 13,951 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
March 31, 2020 Filed Jul 8, 2020 20:20 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 23,156 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013070 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548,503

F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:00 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007307 · doc1.xml · derivative · entry 5

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,171

Underlying: Common Stock · 12,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:00 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 5,298 $4.28 $22,675.44
Disclosure

SEC source: 0001567619-20-007307 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,501,148

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.