Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · Chief Executive Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V Common StockSEC Table I · non-derivative | Direct | 4,816,425 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Disposed 50,000 · Balance 4,816,425 F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. |
| Class A Common StockSEC Table I · non-derivative | Direct | 481,026 |
Ending reported balance
After 2026-09-15 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-09-15 · Exercise / conversion · Acquired 50,000 · Balance 531,026 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 3 · 2026-09-15 · Sale · Disposed 50,000 · Balance 481,026 F3: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates and prices through June 30, 2027. F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.08 to $3.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,816,425 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Exercise / conversion · Disposed 50,000 · Balance 4,816,425 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5: N/A |
| Class A Common StockSEC Table I · non-derivative | Indirectby spouse | 68,115 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 68,115 |
Filing footnotes · ownership attribution and instrument terms
F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F3: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates and prices through June 30, 2027.
F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.08 to $3.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F5: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 286,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,500 Underlying: Class A Common Stock · 286,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 7,312 | $7.78 | $56,887.36 |
DisclosureSEC source: 0001628280-22-031383 · wf-form4_167028190755188.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 29,850 F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards (see Note 1). Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPhantom Awards · Derivative | 20,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-031383 · wf-form4_167028190755188.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 41,701 Underlying: Class A Common Stock · 20,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. F1 · derivative.exercise_price: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. F3 · derivative.expiration_date: N/A Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 20,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-031383 · wf-form4_167028190755188.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 37,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-028275 · wf-form4_166751082424234.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,201,506 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $7.75 | $387,500.00 |
DisclosureSEC source: 0001628280-22-028275 · wf-form4_166751082424234.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates through June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.66 to $7.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-028275 · wf-form4_166751082424234.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-028275 · wf-form4_166751082424234.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,201,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 21:57 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025259 · wf-form4_166371103381560.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,251,506 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 21:57 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $8.17 | $408,500.00 |
DisclosureSEC source: 0001628280-22-025259 · wf-form4_166371103381560.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates through June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.10 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 21:57 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025259 · wf-form4_166371103381560.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 21:57 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025259 · wf-form4_166371103381560.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,251,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2 Read SEC document |
| March 09, 2022 Filed Jan 12, 2023 22:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · derivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 01:44 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantADK Class A Units · Derivative | 355,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,301,506 Underlying: Class A Common Stock · 355,013 shares Expires not disclosed F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:44 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 1,915 | $8.11 | $15,530.65 |
DisclosureSEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 16,312 Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:44 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass A Common Stock | 4,674 | $8.11 | $37,906.14 |
DisclosureSEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 18,227 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:44 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass V Common Stock | 355,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,301,506 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:44 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass A Common Stock | 36 | $8.11 | $291.96 |
DisclosureSEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantEmployee Stock Option (right to buy) · Derivative | 70,646 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,646 Underlying: Class A Common Stock · 70,646 shares Expires 2029-01-03 F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 36,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,923 Underlying: Class A Common Stock · 36,923 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 24,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,615 Underlying: Class A Common Stock · 24,615 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · derivative · entry 8 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027,385 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $11.92 | $596,000.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,946,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · derivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077,385 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 150,000 | $11.17 | $1,675,500.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 97,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · derivative · entry 10 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,227,385 Underlying: Class A Common Stock · 97,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F4 · derivative.expiration_date: N/A Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 97,410 | $11.98 | $1,166,971.80 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 97,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 97,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,146,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPhantom Awards · Derivative | 20,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · derivative · entry 11 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 62,551 Underlying: Class A Common Stock · 20,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: On December 10, 2021, 20,850 shares of the phantom awards vested and automatically converted into an equal number of shares of Class A Common Stock. The phantom awards allow the recipient to acquire the number of shares of Class A Common Stock set forth above after the date they become exercisable upon satisfaction of the further vesting condition. The awards vest 25% annually, however no shares vested prior to December 10, 2021. At the option of Issuer, these awards may be settled either in cash or shares of Class A Common Stock. F4 · derivative.expiration_date: N/A Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 90,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · derivative · entry 9 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,324,795 Underlying: Class A Common Stock · 90,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F4 · derivative.expiration_date: N/A Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 7,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 8 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 13,553 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 20,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 20,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On December 10, 2021, 20,850 shares of the phantom awards vested and automatically converted into an equal number of shares of Class A Common Stock. The phantom awards allow the recipient to acquire the number of shares of Class A Common Stock set forth above after the date they become exercisable upon satisfaction of the further vesting condition. The awards vest 25% annually, however no shares vested prior to December 10, 2021. At the option of Issuer, these awards may be settled either in cash or shares of Class A Common Stock. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 90,446 | $12.02 | $1,087,160.92 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 90,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 90,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,243,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.