Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · Chief Executive Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V Common StockSEC Table I · non-derivative | Direct | 4,816,425 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Disposed 50,000 · Balance 4,816,425 F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. |
| Class A Common StockSEC Table I · non-derivative | Direct | 481,026 |
Ending reported balance
After 2026-09-15 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-09-15 · Exercise / conversion · Acquired 50,000 · Balance 531,026 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 3 · 2026-09-15 · Sale · Disposed 50,000 · Balance 481,026 F3: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates and prices through June 30, 2027. F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.08 to $3.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,816,425 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Exercise / conversion · Disposed 50,000 · Balance 4,816,425 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5: N/A |
| Class A Common StockSEC Table I · non-derivative | Indirectby spouse | 68,115 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 68,115 |
Filing footnotes · ownership attribution and instrument terms
F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F3: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates and prices through June 30, 2027.
F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.08 to $3.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F5: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2023 Filed Dec 11, 2023 22:51 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,689,506 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:51 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 150,000 | $7.48 | $1,122,000.00 |
DisclosureSEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,179 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022, and modified on September 7, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 9, 2025. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.32 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:51 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 179,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:51 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,689,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 7,344 | $7.34 | $53,904.96 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 47,412 F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,121 | $7.34 | $30,248.14 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,179 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPhantom Awards · Derivative | 20,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · derivative · entry 8 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 20,851 Underlying: Class A Common Stock · 20,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. F5 · derivative.exercise_price: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. F6 · derivative.expiration_date: N/A Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 11,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · derivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 11,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · derivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,698 Underlying: Class A Common Stock · 11,698 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 20,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 54,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 11,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,839,506 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $10.49 | $1,049,000.00 |
DisclosureSEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,602 F3 · kind: Represents shares of Class A common stock sold in the open market. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.44 to $10.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,839,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 06, 2023 Filed Jun 6, 2023 22:15 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GiftClass A Common Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,602 F3 · kind: This transaction represents a gift / charitable donation. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 22:15 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,939,506 Underlying: Class A Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F4 · derivative.expiration_date: N/A Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 22:15 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 22:15 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,939,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,951,506 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $8.08 | $404,000.00 |
DisclosureSEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,602 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.91 to $8.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,951,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 1,819 | $8.95 | $16,280.05 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 33,906 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 9,518 | $8.95 | $85,186.10 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,602 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 8 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 0 Underlying: Class A Common Stock · 4,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 4,401 Underlying: Class A Common Stock · 4,401 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 26,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 26,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,822 Underlying: Class A Common Stock · 26,822 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 35,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:17 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 26,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · derivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,001,506 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F8 · derivative.expiration_date: N/A Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $10.19 | $509,500.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 F4 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.03 to $10.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 4 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,001,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 1,026 | $10.43 | $10,701.18 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 31,324 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · derivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 7,500 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 23:36 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 32,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051,506 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $10.04 | $1,004,000.00 |
DisclosureSEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.00 to $10.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 22:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · derivative · entry 5 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,151,506 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 22:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $6.53 | $326,500.00 |
DisclosureSEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · nonDerivative · entry 3 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates through June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.43 to $6.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 22:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 22:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · nonDerivative · entry 1 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,151,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 2,524 | $5.85 | $14,765.40 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · nonDerivative · entry 2 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 6,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · derivative · entry 8 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,462 Underlying: Class A Common Stock · 6,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 33,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · derivative · entry 7 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 33,750 Underlying: Class A Common Stock · 33,750 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000505 · wf-form4_167295672476746.xml · derivative · entry 6 McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of units that vest shall be 500,000 units at $20 per share, 850,000 units at $30 per share, and 1,000,000 units at $40 per share. F5 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of units that vest shall be 500,000 units at $20 per share, 850,000 units at $30 per share, and 1,000,000 units at $40 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.