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KIERNAN JOHN P

Disclosed activity across 1 company

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24385
SEC CIK
0001251708

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VEECO INSTRUMENTS INCVECO · Entity 4322SVP & CHIEF FINANCIAL OFFICERAugust 10, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VEECO INSTRUMENTS INC

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Family Trust83,546 Reported balance After 2026-08-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-10 · Sale · Disposed 20,256 · Balance 83,546

F1: Reflects average weighted sale price. Actual sale prices ranged from $49.985 to $50.985 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust73,310 Reported balance After 2026-08-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-10 · Sale · Disposed 10,236 · Balance 73,310

F2: Reflects average weighted sale price. Actual sale prices ranged from $50.995 to $51.965 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust71,210 Reported balance After 2026-08-10 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-08-10 · Sale · Disposed 2,100 · Balance 71,210

F3: Reflects average weighted sale price. Actual sale prices ranged from $52.10 to $52.96 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust70,410 Reported balance After 2026-08-10 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-08-10 · Sale · Disposed 800 · Balance 70,410

F4: Reflects average weighted sale price. Actual sale prices ranged from $53.20 to $53.98 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust68,802 Reported balance After 2026-08-10 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-08-10 · Sale · Disposed 1,608 · Balance 68,802

Filing footnotes · ownership attribution and instrument terms

F1: Reflects average weighted sale price. Actual sale prices ranged from $49.985 to $50.985 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects average weighted sale price. Actual sale prices ranged from $50.995 to $51.965 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects average weighted sale price. Actual sale prices ranged from $52.10 to $52.96 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects average weighted sale price. Actual sale prices ranged from $53.20 to $53.98 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2019 Filed Aug 7, 2019 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009257 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

F1 · derivative.expiration_date: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 400 $11.77 $4,708.00
Disclosure

SEC source: 0001179110-19-009257 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,058

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009257 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 397 $10.95 $4,347.15
Disclosure

SEC source: 0001179110-19-007820 · edgar.xml · nonDerivative · entry 4

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,608

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 3,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007820 · edgar.xml · derivative · entry 5

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2019, and the vesting occurred on June 14, 2019, the third anniversary of the grant date.

F3 · derivative.expiration_date: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2019, and the vesting occurred on June 14, 2019, the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,721 $11.81 $20,325.01
Disclosure

SEC source: 0001179110-19-007820 · edgar.xml · nonDerivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,005

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007820 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 717 $11.81 $8,467.77
Disclosure

SEC source: 0001179110-19-007820 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,064

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:12 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 503 $12.00 $6,036.00
Disclosure

SEC source: 0001179110-19-007655 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:34 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003988 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,284

F2 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fifth of such shares on each of the 12-month, 18-month, 30-month, 42-month and 48-month anniversaries of the date of grant, subject to the reporting person's continued employment through such dates.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:34 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 390 $10.87 $4,239.30
Disclosure

SEC source: 0001179110-19-003988 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,084

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:47 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 585 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002351 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the second half of the vesting of shares earned upon the partial achievement of performance criteria of PRSUs granted on June 12, 2014 (the performance period for which ended on December 31, 2017). The first half of the vesting of shares earned and the forfeiture of unearned shares from this award were reported on February 23, 2018.

F3 · derivative.expiration_date: Represents the second half of the vesting of shares earned upon the partial achievement of performance criteria of PRSUs granted on June 12, 2014 (the performance period for which ended on December 31, 2017). The first half of the vesting of shares earned and the forfeiture of unearned shares from this award were reported on February 23, 2018.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:47 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 230 $11.67 $2,684.10
Disclosure

SEC source: 0001179110-19-002351 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,474

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:47 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 585 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002351 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 1,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001628 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 453 PRSUs will vest on February 6, 2020. 655 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2018.

F3 · derivative.expiration_date: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 453 PRSUs will vest on February 6, 2020. 655 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 178 $10.45 $1,860.10
Disclosure

SEC source: 0001179110-19-001628 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001628 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan.

Read SEC document
June 18, 2018 Filed Jun 18, 2018 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 288 $16.85 $4,852.80
Disclosure

SEC source: 0001179110-18-008703 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,845

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 529 $17.90 $9,469.10
Disclosure

SEC source: 0001179110-18-008703 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,133

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 512 $18.15 $9,292.80
Disclosure

SEC source: 0001179110-18-008494 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,662

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

F2 · balance_after: Reflects a correction to the total number of shares owned (a reduction of 2,867 shares that was reported on 12/15/2017 but not reflected in the reporting person's subsequent filings on 2/23/2018 and 3/16/2018).

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:26 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantRestricted Stock Unit · Derivative 5,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004450 · edgar.xml · derivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164

Underlying: Common Stock · 5,164 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · balance_after: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:26 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 4,962 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004450 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,041

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. Subject to the reporting person's continued service, these restrictions will lapse: i) 20% on the date which is twelve months from the date of grant, ii) 20% on the date which is eighteen months from the date of grant, iii) 20% on the date which is thirty months from the date of grant, iv) 20% on the date which is forty-two months from the date of grant, and v) 20% on the date which is forty-eight months from the date of grant.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:33 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002716 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 585 PRSUs will vest on February 21, 2019. 390 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2017.

F3 · derivative.expiration_date: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 585 PRSUs will vest on February 21, 2019. 390 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2017.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:33 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 230 $18.35 $4,220.50
Disclosure

SEC source: 0001179110-18-002716 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,079

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:33 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 585 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002716 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 21:32 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 5,000 $13.65 $68,250.00
Disclosure

SEC source: 0001179110-17-015303 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:31 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,867 $13.30 $38,131.10
Disclosure

SEC source: 0001179110-17-015430 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,857

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
December 13, 2017 Filed Dec 18, 2017 23:08 UTC Amendment VEECO INSTRUMENTS INC VECO · Entity 4322 PurchaseCommon Stock 5,000 $13.65 $68,250.00
Disclosure

SEC source: 0001179110-17-015538 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

F1 · kind: This filing is being amended to report transaction code "P", reflecting an open market purchase. It was previously reported in error as transaction code "A".

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July 10, 2017 Filed Jul 12, 2017 20:39 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 1,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010326 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period of this award ended June 30, 2017. The portion of the award which did not vest was forfeited.

F3 · derivative.expiration_date: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period of this award ended June 30, 2017. The portion of the award which did not vest was forfeited.

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July 10, 2017 Filed Jul 12, 2017 20:39 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 738 $28.40 $20,959.20
Disclosure

SEC source: 0001179110-17-010326 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,724

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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July 10, 2017 Filed Jul 12, 2017 20:39 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 1,996 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010326 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.

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June 16, 2017 Filed Jun 20, 2017 20:23 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantRestricted Stock Unit · Derivative 3,520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009342 · edgar.xml · derivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock · 3,520 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

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June 16, 2017 Filed Jun 20, 2017 20:23 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009342 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,466

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

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June 14, 2017 Filed Jun 16, 2017 20:35 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 575 $31.70 $18,227.50
Disclosure

SEC source: 0001179110-17-009197 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,086

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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June 12, 2017 Filed Jun 14, 2017 20:10 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 550 $30.35 $16,692.50
Disclosure

SEC source: 0001179110-17-009072 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,661

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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May 08, 2017 Filed May 9, 2017 20:28 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 SaleCommon Stock 8,836 $32.44 $286,639.84
Disclosure

SEC source: 0001179110-17-006905 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211

F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $32.20 to $32.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 13, 2016 Filed Dec 15, 2016 21:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,867 $27.70 $79,415.90
Disclosure

SEC source: 0001179110-16-033008 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,828

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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June 14, 2016 Filed Mar 7, 2017 21:51 UTC Amendment VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 6,220 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004100 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,048

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.