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KIERNAN JOHN P

Disclosed activity across 1 company

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24385
SEC CIK
0001251708

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VEECO INSTRUMENTS INCVECO · Entity 4322SVP & CHIEF FINANCIAL OFFICERAugust 10, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VEECO INSTRUMENTS INC

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Family Trust83,546 Reported balance After 2026-08-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-10 · Sale · Disposed 20,256 · Balance 83,546

F1: Reflects average weighted sale price. Actual sale prices ranged from $49.985 to $50.985 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust73,310 Reported balance After 2026-08-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-10 · Sale · Disposed 10,236 · Balance 73,310

F2: Reflects average weighted sale price. Actual sale prices ranged from $50.995 to $51.965 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust71,210 Reported balance After 2026-08-10 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-08-10 · Sale · Disposed 2,100 · Balance 71,210

F3: Reflects average weighted sale price. Actual sale prices ranged from $52.10 to $52.96 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust70,410 Reported balance After 2026-08-10 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-08-10 · Sale · Disposed 800 · Balance 70,410

F4: Reflects average weighted sale price. Actual sale prices ranged from $53.20 to $53.98 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust68,802 Reported balance After 2026-08-10 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-08-10 · Sale · Disposed 1,608 · Balance 68,802

Filing footnotes · ownership attribution and instrument terms

F1: Reflects average weighted sale price. Actual sale prices ranged from $49.985 to $50.985 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects average weighted sale price. Actual sale prices ranged from $50.995 to $51.965 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects average weighted sale price. Actual sale prices ranged from $52.10 to $52.96 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects average weighted sale price. Actual sale prices ranged from $53.20 to $53.98 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 21:35 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,305 $31.03 $40,494.15
Disclosure

SEC source: 0001415889-24-000615 · form4-01042024_040101.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,513

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 21:38 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 SaleCommon Stock 4,075 $31.05 $126,508.38
Disclosure

SEC source: 0001415889-23-016738 · form4-12192023_091230.xml · nonDerivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 65,459

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2023.

F4 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $31.00 to $31.17 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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December 18, 2023 Filed Dec 19, 2023 21:38 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 SaleCommon Stock 8,486 $31.04 $263,396.95
Disclosure

SEC source: 0001415889-23-016738 · form4-12192023_091230.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 69,534

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2023.

F3 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $31.00 to $31.16 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:38 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 SaleCommon Stock 2,439 $31.08 $75,799.24
Disclosure

SEC source: 0001415889-23-016738 · form4-12192023_091230.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 78,020

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2023.

F2 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $31.00 to $31.10 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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November 27, 2023 Filed Dec 4, 2023 21:58 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 SaleCommon Stock 15,000 $29.02 $435,273.00
Disclosure

SEC source: 0001415889-23-015756 · form4-12042023_091207.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 80,459

F1 · date: The earliest transaction date was November 27, 2023, and the due date for filing this Form 4 therefore was November 29. Late filing of this Form 4 was inadvertent.

F2 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2023.

F3 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $28.68 to $29.29 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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August 24, 2023 Filed Aug 25, 2023 20:30 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GiftCommon Stock 95,459 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012665 · form4-08252023_040801.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 95,459

F1 · kind: Represents a transfer to a revocable family trust, of which the reporting person is a co-trustee. Includes 5,000 shares acquired by the trust on May 11, 2022 which were inadvertently reported as directly owned by the reporting person at the time.

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August 24, 2023 Filed Aug 25, 2023 20:30 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GiftCommon Stock 95,459 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012665 · form4-08252023_040801.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,818

F1 · kind: Represents a transfer to a revocable family trust, of which the reporting person is a co-trustee. Includes 5,000 shares acquired by the trust on May 11, 2022 which were inadvertently reported as directly owned by the reporting person at the time.

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July 03, 2023 Filed Jul 5, 2023 20:35 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,226 $25.68 $31,483.68
Disclosure

SEC source: 0001415889-23-010753 · form4-07052023_040704.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,277

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:35 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 27,948 $20.77 $580,479.96
Disclosure

SEC source: 0001415889-23-005442 · form4-03272023_040301.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,503

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 20:35 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 58,412 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005442 · form4-03272023_040301.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 17, 2020, the reporting person was granted the contingent right to receive 30,550 performance-based restricted stock units ("PRSUs"). This contingent right was subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which was based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represented the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. The common stock award reflected in this filing represents achievement at the 191.2%, level, which was realized.

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March 17, 2023 Filed Mar 21, 2023 20:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,884 $21.29 $61,400.36
Disclosure

SEC source: 0001415889-23-005276 · form4-03212023_080340.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,039

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 20:45 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 480 $20.51 $9,844.80
Disclosure

SEC source: 0001415889-23-004953 · form4-03152023_040301.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,923

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:45 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantPerformance Based Restricted Stock Unit · Derivative 17,550 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004953 · form4-03152023_040301.xml · derivative · entry 4

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Underlying: common stock · 17,550 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 13, 2023, the reporting person was granted the contingent right to receive 17,550 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted P RSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F4 · shares: On March 13, 2023, the reporting person was granted the contingent right to receive 17,550 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted P RSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F4 · derivative.exercise_date: On March 13, 2023, the reporting person was granted the contingent right to receive 17,550 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted P RSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F4 · derivative.expiration_date: On March 13, 2023, the reporting person was granted the contingent right to receive 17,550 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted P RSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

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March 13, 2023 Filed Mar 15, 2023 20:45 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantRestricted Stock Unit · Derivative 9,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004953 · form4-03152023_040301.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: common stock · 9,450 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Veeco common stock.

F3 · derivative.exercise_date: These restricted stock units (RSUs) were acquired pursuant to an award under the Veeco Instruments 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/3 of such RSUs on each of the first, second and third anniversaries of the date of grant. Vested shares of Veeco common stock will be delivered to the reporting person on the vesting date.

F3 · derivative.expiration_date: These restricted stock units (RSUs) were acquired pursuant to an award under the Veeco Instruments 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/3 of such RSUs on each of the first, second and third anniversaries of the date of grant. Vested shares of Veeco common stock will be delivered to the reporting person on the vesting date.

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March 13, 2023 Filed Mar 15, 2023 20:45 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,117 $20.82 $44,075.94
Disclosure

SEC source: 0001415889-23-004953 · form4-03152023_040301.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,403

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 20:38 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 510 $20.16 $10,281.60
Disclosure

SEC source: 0001415889-22-009722 · form4-09162022_010928.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,520

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:10 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,128 $18.08 $20,394.24
Disclosure

SEC source: 0001415889-22-007529 · form4-07072022_010737.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,030

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
May 11, 2022 Filed May 11, 2022 14:54 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 PurchaseCommon Stock 5,000 $20.79 $103,950.00
Disclosure

SEC source: 0001415889-22-004813 · form4-05112022_070557.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,158

F1 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $20.77 to $20.80 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:21 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 7,328 $29.18 $213,831.04
Disclosure

SEC source: 0001179110-22-002392 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,158

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:21 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 15,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002392 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 14, 2019, the reporting person was granted the contingent right to receive 7,800 performance-based restricted stock units ("PRSUs"). This contingent right was subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which was based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represented the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. The common stock award reflected in this filing represents achievement at the 200% level, which was realized.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantRestricted Stock Unit · Derivative 26,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002344 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F3 · shares: On March 17, 2022, the reporting person was granted the contingent right to receive 26,000 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F3 · derivative.exercise_date: On March 17, 2022, the reporting person was granted the contingent right to receive 26,000 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F3 · derivative.expiration_date: On March 17, 2022, the reporting person was granted the contingent right to receive 26,000 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F3 · derivative.underlying_shares: On March 17, 2022, the reporting person was granted the contingent right to receive 26,000 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F3 · balance_after: On March 17, 2022, the reporting person was granted the contingent right to receive 26,000 performance-based restricted stock units ("PRSUs"). This contingent right is subject to the reporting person's continued service with the Company and the achievement of three-year performance criteria, which is based on the Company's total shareholder return relative to other companies in the Russell 2000 as specified in the award agreement (the "Criteria"). Each PRSU represents the contingent right to receive one share of Veeco common stock. The award, if earned, could range from 50% to 200% of the granted PRSUs based on the achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002344 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,886

F2 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instructions Inc. 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to one-third of such shares on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through such dates.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 697 $28.79 $20,066.63
Disclosure

SEC source: 0001179110-22-002344 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,886

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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March 14, 2022 Filed Mar 16, 2022 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,503 $27.70 $69,333.10
Disclosure

SEC source: 0001179110-22-002264 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,583

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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September 14, 2021 Filed Sep 16, 2021 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 955 $22.64 $21,621.20
Disclosure

SEC source: 0001179110-21-008800 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,086

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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July 02, 2021 Filed Jul 7, 2021 20:44 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,128 $23.51 $26,519.28
Disclosure

SEC source: 0001179110-21-007433 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,041

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding due upon the vesting of restricted stock.

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June 16, 2021 Filed Jun 18, 2021 00:12 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 397 $25.17 $9,992.49
Disclosure

SEC source: 0001179110-21-006848 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,169

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding due upon the vesting of restricted stock.

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May 04, 2021 Filed May 6, 2021 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,979 $22.75 $45,022.25
Disclosure

SEC source: 0001179110-21-004952 · edgar.xml · nonDerivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,566

F3 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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May 04, 2021 Filed May 6, 2021 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 2,451 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004952 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,545

F2 · shares: Represents the vesting of a portion of the PRSUs granted on March 14, 2018 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this award ended March 31, 2021, and the vesting occurred on May 4, 2021, the date of the Company's filing of its first quarter 2021 10-Q report.

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May 04, 2021 Filed May 6, 2021 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 1,760 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004952 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,094

F1 · shares: Represents the vesting of PRSUs granted on June 16, 2017 based on the performance criteria specified in the award agreement. The performance period for this component of the award ended March 31, 2021, and the vesting occurred on May 4, 2021, the date of the Company's filing of its first quarter 2021 10-Q report.

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March 17, 2021 Filed Mar 19, 2021 20:22 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 769 $21.59 $16,602.71
Disclosure

SEC source: 0001179110-21-003624 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,334

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:52 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 12,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003477 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,103

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instructions Inc. 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to one-third of such shares on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through such dates.

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January 04, 2021 Filed Jan 6, 2021 21:19 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,255 $17.36 $21,786.80
Disclosure

SEC source: 0001179110-21-000320 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,853

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 956 $10.68 $10,210.08
Disclosure

SEC source: 0001179110-20-009822 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,108

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:20 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 1,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008744 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock · 1,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting and forfeiture of certain PRSUs granted on June 16, 2017, based on partial achievement of performance criteria and other terms specified in the award agreement. 380 of the PRSUs granted on June 16, 2017 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended August 3, 2020. 1,760 PRSUs remain eligible for vesting under, and subject to, the terms of the award agreement.

F3 · derivative.expiration_date: Represents the vesting and forfeiture of certain PRSUs granted on June 16, 2017, based on partial achievement of performance criteria and other terms specified in the award agreement. 380 of the PRSUs granted on June 16, 2017 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended August 3, 2020. 1,760 PRSUs remain eligible for vesting under, and subject to, the terms of the award agreement.

F3 · derivative.underlying_shares: Represents the vesting and forfeiture of certain PRSUs granted on June 16, 2017, based on partial achievement of performance criteria and other terms specified in the award agreement. 380 of the PRSUs granted on June 16, 2017 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended August 3, 2020. 1,760 PRSUs remain eligible for vesting under, and subject to, the terms of the award agreement.

F3 · balance_after: Represents the vesting and forfeiture of certain PRSUs granted on June 16, 2017, based on partial achievement of performance criteria and other terms specified in the award agreement. 380 of the PRSUs granted on June 16, 2017 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended August 3, 2020. 1,760 PRSUs remain eligible for vesting under, and subject to, the terms of the award agreement.

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August 03, 2020 Filed Aug 5, 2020 20:20 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 649 $13.52 $8,774.48
Disclosure

SEC source: 0001179110-20-008744 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,064

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:20 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008744 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,713

F1 · shares: Represents the vesting of a portion of the PRSUs granted on June 16, 2017 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended August 3, 2020.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 20:15 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 397 $12.74 $5,057.78
Disclosure

SEC source: 0001179110-20-007497 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,333

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:15 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 731 $12.61 $9,217.91
Disclosure

SEC source: 0001179110-20-007497 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,730

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 3,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005711 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2020, and the vesting occurred on May 7, 2020, the date of the Company's filing of its first quarter 2020 10-Q report.

F3 · derivative.expiration_date: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2020, and the vesting occurred on May 7, 2020, the date of the Company's filing of its first quarter 2020 10-Q report.

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May 07, 2020 Filed May 11, 2020 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,493 $10.89 $16,258.77
Disclosure

SEC source: 0001179110-20-005711 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,461

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 3,240 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005711 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,954

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.

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March 17, 2020 Filed Mar 19, 2020 20:19 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003965 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,714

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instructions Inc. 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to one-third of such shares on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through such dates.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 544 $10.18 $5,537.92
Disclosure

SEC source: 0001179110-20-003815 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,264

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001332 · edgar.xml · derivative · entry 3

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. The performance period for this component of the award ended December 31, 2018.

F3 · derivative.expiration_date: Represents the vesting of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. The performance period for this component of the award ended December 31, 2018.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 237 $14.70 $3,482.72
Disclosure

SEC source: 0001179110-20-001332 · edgar.xml · nonDerivative · entry 2

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 453 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001332 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000166 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,592

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2019 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. Subject to the reporting person's continued service these restrictions will lapse: i) 20% on the date which is twelve months from the date of grant, ii) 20% on the date which is eighteen months from the date of grant, iii) 20% on the date which is thirty months from the date of grant, iv) 20% on the date which is forty-two months from the date of grant, and v) 20% on the date which is forty-eight months from the date of grant.

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September 16, 2019 Filed Sep 17, 2019 20:27 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 466 $11.30 $5,265.80
Disclosure

SEC source: 0001179110-19-010407 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,592

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:16 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Disposition to issuerPerformance Based Restricted Stock Units · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009257 · edgar.xml · derivative · entry 4

KIERNAN JOHN P · CIK 0001251708 · SVP Finance & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 850 shares

Expires not disclosed

F3 · shares: Represents the forfeiture of a portion of the PRSUs granted on June 12, 2015 due to non-achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

F3 · derivative.expiration_date: Represents the forfeiture of a portion of the PRSUs granted on June 12, 2015 due to non-achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.