Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAS CARMART INCCRMT · Entity 7678 | Director | June 23, 2026 | August 10, 2026 |
| Accelerate Diagnostics, IncAXDX · Entity 78156 | Director | April 10, 2025 | June 25, 2025 |
| Alto Ingredients, Inc.ALTO · Entity 5923 | Director | September 14, 2026 | September 14, 2026 |
| MAGNACHIP SEMICONDUCTOR CorpMX · Entity 6704 | Director | August 01, 2026 | August 03, 2026 |
| Ready Capital CorpRC · Entity 5999 | Director | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAS CARMART INC
Report date June 23, 2026 · Filed August 10, 2026
This filing explicitly reported no securities owned.
Accelerate Diagnostics, Inc
Report date April 10, 2025 · Filed June 25, 2025
This filing explicitly reported no securities owned.
Alto Ingredients, Inc.
Report date September 14, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 866,393 |
Reported balance
After 2026-09-14 transaction · row 1
1 source rowRow 1 · 2026-09-14 · Purchase · Acquired 10,000 · Balance 866,393 |
| Common StockSEC Table I · non-derivative | Indirectby spouse | 31,200 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,200 |
MAGNACHIP SEMICONDUCTOR Corp
Report date August 01, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 265,682 |
Reported balance
After 2026-08-01 transaction · row 1
1 source rowRow 1 · 2026-08-01 · Grant · Acquired 51,191 · Balance 265,682 |
| Common StockSEC Table I · non-derivative | IndirectBy GT Investments II Corp | 158,200 |
Reported balance
Holding disclosure · report date 2026-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 158,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,905 |
Reported balance
Holding disclosure · report date 2026-08-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,905 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 1,690 |
Reported balance
Holding disclosure · report date 2026-08-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,690 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 1,675 |
Reported balance
Holding disclosure · report date 2026-08-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,675 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 1,860 |
Reported balance
Holding disclosure · report date 2026-08-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,860 |
Ready Capital Corp
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 216,358 |
Ending reported balance
After 2026-03-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-05 · Purchase · Acquired 10,000 · Balance 128,106 Row 2 · 2026-03-05 · Grant · Acquired 58,252 · Balance 186,358 F1: On March 5, 2026, the reporting person was awarded 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. Row 3 · 2026-03-06 · Purchase · Acquired 30,000 · Balance 216,358 F2: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9199 to $1.9902, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby spouse | 7,000 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 5, 2026, the reporting person was awarded 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.
F2: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9199 to $1.9902, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Owens Realty Mortgage, Inc.
Report date March 29, 2019 · Filed March 29, 2019
Section 16 reporting ended · disclosed 2019-03-29. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 16, 2021 21:16 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 15,000 | $5.47 | $82,050.00 |
DisclosureSEC source: 0001213900-21-060023 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,800 F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.3799 to $5.55, inclusive, on November 15, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon stock | 2,000 | $15.84 | $31,680.00 |
DisclosureSEC source: 0001104659-21-140578 · tm2132621d6_4seq1.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,953 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:16 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 10,000 | $5.73 | $57,300.00 |
DisclosureSEC source: 0001213900-21-060023 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,800 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.6699 to $5.7899, inclusive, on November 12, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:05 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 8,504 | $4.85 | $41,244.40 |
DisclosureSEC source: 0001213900-21-046137 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,800 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.805 to $4.885, inclusive, on August 30, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:05 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 6,000 | $4.45 | $26,700.00 |
DisclosureSEC source: 0001213900-21-044341 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,296 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.4299 to $4.4699, inclusive, on August 20, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 20:08 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 20,000 | $4.96 | $99,200.00 |
DisclosureSEC source: 0001213900-21-042980 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,296 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.855 to $5.0799, inclusive on August 13, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:08 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 5,000 | $5.10 | $25,500.00 |
DisclosureSEC source: 0001213900-21-042980 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,296 Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:14 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | GrantCommon Stock | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-033376 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,296 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 11:30 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 25,000 | $6.08 | $151,997.50 |
DisclosureSEC source: 0001213900-21-032214 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,560 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 11:30 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 15,000 | $6.15 | $92,248.50 |
DisclosureSEC source: 0001213900-21-032214 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,560 Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:15 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon stock | 3,000 | $14.66 | $43,989.60 |
DisclosureSEC source: 0001104659-21-071801 · tm2113820-2_4seq1.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.63 to $14.6799, inclusive on May 24, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:05 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 5,000 | $5.38 | $26,899.50 |
DisclosureSEC source: 0001213900-21-028155 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,560 Read SEC document |
| May 18, 2021 Filed May 19, 2021 20:08 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 66,134 | $5.65 | $373,657.10 |
DisclosureSEC source: 0001213900-21-027907 · ownership.xml · nonDerivative · entry 3 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,560 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.5696 to $5.73, inclusive. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:08 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 6,200 | $5.09 | $31,558.00 |
DisclosureSEC source: 0001213900-21-027907 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 26,200 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.08 to $5.1099, inclusive. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:08 UTC | Alto Ingredients, Inc. ALTO · Entity 5923 | PurchaseCommon Stock | 7,325 | $5.11 | $37,430.75 |
DisclosureSEC source: 0001213900-21-027907 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.095 to $5.1093, inclusive. The reporting person undertakes to provide to Alto Ingredients, Inc., any security holder of Alto Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:34 UTC | Ready Capital Corp RC · Entity 5999 | Sale7.00% Convertible Senior Notes due 2023 · Derivative | Not disclosed | $51,956.54 Strike: $15.63 | $50,000.00 |
DisclosureSEC source: 0001104659-21-066083 · tm2116286-1_4seq1.xml · derivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,198.8 shares Expires 2023-08-11 F2 · derivative.exercise_price: The conversion rate of the 7.00% Convertible Senior Notes due 2023 (the "Notes") equals 1.5994 shares of the Issuer's common stock per $25.00 principal amount of Notes (equivalent to a conversion price of approximately $15.63 per share of the Issuer's common stock). The conversion rate and thus the conversion price are subject to adjustment in accordance with the terms of the Notes. F3 · derivative.underlying_shares: Calculated based on the conversion rate of 1.5994 shares of the Issuer's common stock per $25.00 principal amount of Notes. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:34 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon stock | 4,000 | $13.66 | $54,635.60 |
DisclosureSEC source: 0001104659-21-066083 · tm2116286-1_4seq1.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,953 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.53 to $13.7095, inclusive on May 11, 2021. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 12, 2021 Filed Mar 2, 2021 02:03 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 7,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030289 · tm218354-2_4seq1.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,953 F1 · price: On February 12, 2021, the reporting person was awarded 7,800 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:35 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 28,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-042541 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,101 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 3,811 | $3.53 | $13,452.45 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 14 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 20,000 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 16,089 | $3.53 | $56,794.17 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 13 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 16,189 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 100 | $3.53 | $352.50 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 12 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 100 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 5,300 | $3.53 | $18,699.46 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 11 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,391 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 5,000 | $3.32 | $16,600.00 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 10 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,091 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 7,083 | $3.31 | $23,444.73 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 9 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,091 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 100 | $3.30 | $329.90 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 8 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,008 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 12,817 | $3.30 | $42,296.10 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 7 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,908 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 2,500 | $3.37 | $8,424.75 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 6 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,091 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 4,400 | $4.00 | $17,600.00 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 5 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,591 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 100 | $4.00 | $399.99 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 4 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,191 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 3,000 | $3.99 | $11,970.00 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 3 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,091 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 2,500 | $4.02 | $10,050.00 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,091 Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 21:13 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 10,000 | $3.83 | $38,300.00 |
DisclosureSEC source: 0001213900-20-024040 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,591 Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 22:53 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 50,000 | $3.42 | $171,245.00 |
DisclosureSEC source: 0001213900-20-022554 · ownership.xml · nonDerivative · entry 4 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,591 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:53 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 725 | $3.22 | $2,334.50 |
DisclosureSEC source: 0001213900-20-022554 · ownership.xml · nonDerivative · entry 3 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,591 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:53 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 3,000 | $3.22 | $9,659.70 |
DisclosureSEC source: 0001213900-20-022554 · ownership.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,866 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:53 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | PurchaseCommon Stock | 3,000 | $3.18 | $9,540.00 |
DisclosureSEC source: 0001213900-20-022554 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,866 Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:30 UTC | Ready Capital Corp RC · Entity 5999 | Purchase7.00% Convertible Senior Notes due 2023 · Derivative | Not disclosed | $8,335.00 Strike: $16.37 | $12,500.00 |
DisclosureSEC source: 0001104659-20-065890 · a4.xml · derivative · entry 3 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 763 shares Expires 2023-08-11 F1 · derivative.exercise_price: The conversion rate of the 7.00% Convertible Senior Notes due 2023 (the "Notes") equals 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes (equivalent to a conversion price of approximately $16.37 per share of the Issuer's common stock). The conversion rate and thus the conversion price will be subject to adjustment in accordance with the terms of the Notes. F2 · derivative.underlying_shares: Calculated based on the conversion rate of 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:30 UTC | Ready Capital Corp RC · Entity 5999 | Purchase7.00% Convertible Senior Notes due 2023 · Derivative | Not disclosed | $16,577.00 Strike: $16.37 | $25,000.00 |
DisclosureSEC source: 0001104659-20-065890 · a4.xml · derivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,527 shares Expires 2023-08-11 F1 · derivative.exercise_price: The conversion rate of the 7.00% Convertible Senior Notes due 2023 (the "Notes") equals 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes (equivalent to a conversion price of approximately $16.37 per share of the Issuer's common stock). The conversion rate and thus the conversion price will be subject to adjustment in accordance with the terms of the Notes. F2 · derivative.underlying_shares: Calculated based on the conversion rate of 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes. Read SEC document |
| May 14, 2020 Filed May 19, 2020 01:02 UTC | Ready Capital Corp RC · Entity 5999 | Purchase7.00% Convertible Senior Notes due 2023 · Derivative | Not disclosed | $7,711.54 Strike: $16.37 | $12,500.00 |
DisclosureSEC source: 0001104659-20-063363 · a4.xml · derivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 763 shares Expires 2023-08-11 F2 · derivative.exercise_price: The conversion rate of the 7.00% Convertible Senior Notes due 2023 (the "Notes") equals 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes (equivalent to a conversion price of approximately $16.37 per share of the Issuer's common stock). The conversion rate and thus the conversion price are subject to adjustment in accordance with the terms of the Notes. F3 · derivative.underlying_shares: Calculated based on the conversion rate of 1.5267 shares of the Issuer's common stock per $25.00 principal amount of Notes. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 23:00 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon stock | 2,000 | $5.94 | $11,877.80 |
DisclosureSEC source: 0001104659-20-036975 · a4.xml · nonDerivative · entry 2 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,324 F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.8036 to $6.0743, inclusive on March 19, 2020. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 23:00 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon stock | 2,000 | $5.37 | $10,732.60 |
DisclosureSEC source: 0001104659-20-036975 · a4.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,324 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.3657 to $5.369, inclusive on March 18, 2020. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:17 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 6,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-032500 · a4.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,324 F1 · price: On March 10, 2020, the reporting person was awarded 6,268 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:09 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | GrantCommon Stock | 31,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-024055 · ownership.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,866 Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 22:37 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 4,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-035431 · a4.xml · nonDerivative · entry 1 NATHAN GILBERT E · CIK 0001657622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,056 F1 · price: On June 11, 2019, the reporting person was awarded 4,056 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on June 30, 2019, September 30, 2019 and December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.