Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Pres. Capital Access Platforms | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 201,775 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Sale · Disposed 3,226 · Balance 201,775 F1: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2021 Filed Jun 7, 2021 21:00 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $167.89 | $167,890.00 |
DisclosureSEC source: 0001209191-21-038667 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,045 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.88 to $167.94, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 18,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $165.49 | $330,980.00 |
DisclosureSEC source: 0001209191-21-035915 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,045 F1 · balance_after: Represents (i) 19,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,841 | $163.42 | $300,856.22 |
DisclosureSEC source: 0001209191-21-029846 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,045 F1 · balance_after: Represents (i) 21,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:50 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $161.53 | $323,060.00 |
DisclosureSEC source: 0001209191-21-028284 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,886 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.51 to $161.54, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 23,297 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:11 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025238 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,886 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025. F2 · balance_after: Represents (i) 25,297 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $144.45 | $144,450.00 |
DisclosureSEC source: 0001209191-21-019098 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,765 F1 · balance_after: Represents (i) 25,297 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 8,242 | $140.34 | $1,156,682.28 |
DisclosureSEC source: 0001209191-21-014405 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,765 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 26,297 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 18,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014405 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,007 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $144.42 | $144,420.00 |
DisclosureSEC source: 0001209191-21-008520 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,219 F1 · balance_after: Represents (i) 15,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:40 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $133.24 | $133,240.00 |
DisclosureSEC source: 0001209191-20-048637 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,219 F1 · balance_after: Represents (i) 16,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:40 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $132.04 | $264,080.00 |
DisclosureSEC source: 0001209191-20-048637 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,219 Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:34 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,930 | $118.21 | $228,145.30 |
DisclosureSEC source: 0001209191-20-032666 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,219 F1 · balance_after: Represents (i) 19,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:45 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $114.06 | $228,120.00 |
DisclosureSEC source: 0001209191-20-030902 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,149 F1 · balance_after: Represents (i) 21,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:46 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $109.87 | $219,740.00 |
DisclosureSEC source: 0001209191-20-026188 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,149 F1 · balance_after: Represents (i) 23,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:30 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023134 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,149 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024. F2 · balance_after: Represents (i) 25,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:46 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 5,793 | $112.41 | $651,191.13 |
DisclosureSEC source: 0001209191-20-013546 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,681 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents 25,681 shares underlying PSUs, all of which are vested. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:46 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 12,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013546 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,474 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 21:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $119.20 | $238,400.00 |
DisclosureSEC source: 0001209191-20-006863 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,840 F2 · balance_after: Represents 18,840 shares underlying performance share units, all of which are vested. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,466 | $117.87 | $172,797.42 |
DisclosureSEC source: 0001209191-20-006863 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,840 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.85 to $117.88, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,444 | $101.09 | $145,973.96 |
DisclosureSEC source: 0001209191-19-048920 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,306 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.08 to $101.12, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents 22,306 shares underlying performance share units, all of which are vested. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:50 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,339 | $90.24 | $120,831.36 |
DisclosureSEC source: 0001209191-19-014219 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 F1 · balance_after: Represents 23,750 shares underlying performance share units, all of which are vested. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:34 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 4,017 | $85.81 | $344,698.77 |
DisclosureSEC source: 0001209191-19-006157 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,089 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents 25,089 shares underlying performance share units, all of which are vested. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:34 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 12,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006157 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,106 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $90.85 | $90,850.00 |
DisclosureSEC source: 0001209191-18-029829 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,645 F1 · balance_after: Represents 16,645 shares underlying performance share units, all of which are vested. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $90.15 | $90,150.00 |
DisclosureSEC source: 0001209191-18-029273 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 F1 · balance_after: Represents 17,645 shares underlying performance share units, all of which are vested. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $88.69 | $88,690.00 |
DisclosureSEC source: 0001209191-18-029273 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,645 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 6,344 | $77.66 | $492,675.04 |
DisclosureSEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 3 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,645 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F4 · balance_after: Represents 19,645 shares underlying performance share units, all of which are vested. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 16,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,989 F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 579 | $76.74 | $44,432.46 |
DisclosureSEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,179 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,064 | $76.58 | $158,061.12 |
DisclosureSEC source: 0001209191-17-062372 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,758 F1 · balance_after: Represents 9,758 shares underlying performance share units, of which 8,282 are vested. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,396 | $74.72 | $104,309.12 |
DisclosureSEC source: 0001209191-17-060921 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 F1 · balance_after: Represents 11,822 shares underlying performance share units, of which 10,346 are vested. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:26 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,639 | $72.44 | $118,729.16 |
DisclosureSEC source: 0001209191-17-017770 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,218 F1 · balance_after: Represents 13,218 shares underlying performance share units, of which 11,742 are vested. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 3,454 | $68.18 | $235,493.72 |
DisclosureSEC source: 0001209191-17-006722 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,857 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents 14,857 shares underlying performance share units, of which 13,381 are vested. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006722 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,311 F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:00 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,402 | $66.68 | $93,485.36 |
DisclosureSEC source: 0001209191-17-001115 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,927 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents 10,927 shares underlying performance share units, of which 9,451 are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.