Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Pres. Capital Access Platforms | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 201,775 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Sale · Disposed 3,226 · Balance 201,775 F1: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 12, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,226 | $96.16 | $310,212.16 |
DisclosureSEC source: 0001193125-26-346807 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,775 F1 · balance_after: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 11,010 | $96.35 | $1,060,813.50 |
DisclosureSEC source: 0001193125-26-328462 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,001 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $96.43, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Represents (i) 55,950 shares or units of restricted stock, of which 20,746 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested. Read SEC document |
| July 27, 2026 Filed Jul 28, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 11,010 | $93.96 | $1,034,499.60 |
DisclosureSEC source: 0001193125-26-320976 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,011 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.83 to $94.10, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Represents (i) 66,960 shares or units of restricted stock, of which 31,756 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 6,777 | $92.53 | $627,075.81 |
DisclosureSEC source: 0001193125-26-320976 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,021 Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,093 | $92.62 | $471,713.66 |
DisclosureSEC source: 0001193125-26-232545 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,798 F1 · balance_after: Represents (i) 77,970 shares or units of restricted stock, of which 42,766 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 20:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,565 | $86.65 | $135,607.25 |
DisclosureSEC source: 0001193125-26-145542 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,891 F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F2 · balance_after: Represents (i) 83,063 shares or units of restricted stock, of which 47,859 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:47 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 3,308 | $84.89 | $280,816.12 |
DisclosureSEC source: 0001193125-26-140370 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,456 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F3 · balance_after: Represents (i) 84,628 shares or units of restricted stock, of which 46,360 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:47 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 11,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-140370 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,764 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 12,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051345 · ownership.xml · nonDerivative · entry 3 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,021 F3 · kind: Represents PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a two-year performance period from January 1, 2024 through December 31, 2025. The shares underlying the PSUs will vest on January 4, 2027. F4 · balance_after: Represents (i) 76,193 shares or units of restricted stock, of which 43,191 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 20,674 | $82.51 | $1,705,811.74 |
DisclosureSEC source: 0001193125-26-051345 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,179 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 43,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051345 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,853 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2023 through December 31, 2025. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 17:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 11,484 | $89.42 | $1,026,899.28 |
DisclosureSEC source: 0000950170-25-093708 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,921 F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F2 · balance_after: Represents (i) 76,193 shares or units of restricted stock, of which 43,191 are vested and (ii) 119,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 4,000 | $85.22 | $340,880.00 |
DisclosureSEC source: 0000950170-25-083689 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,405 F1 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 119,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:15 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $83.27 | $416,350.00 |
DisclosureSEC source: 0000950170-25-078975 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,405 F1 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 123,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:15 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,000 | $82.63 | $247,890.00 |
DisclosureSEC source: 0000950170-25-078975 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,405 Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:30 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,564 | $78.30 | $122,461.20 |
DisclosureSEC source: 0000950170-25-051629 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,405 F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F2 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:19 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,206 | $75.86 | $167,347.16 |
DisclosureSEC source: 0000950170-25-050426 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,969 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F3 · balance_after: Represents (i) 89,241 shares or units of restricted stock, of which 30,682 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:19 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 11,835 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-050426 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,175 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:49 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 12,501 | $81.24 | $1,015,581.24 |
DisclosureSEC source: 0000950170-25-024932 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,340 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:49 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 28,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-024932 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,841 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $80.21 | $401,050.00 |
DisclosureSEC source: 0000950170-24-125366 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,821 F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.21 to $80.22, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 116,209 shares underlying PSUs, all of which are vested. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $79.51 | $397,550.00 |
DisclosureSEC source: 0000950170-24-125366 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,821 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.51 to $79.54, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:29 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,742 | $77.34 | $444,086.28 |
DisclosureSEC source: 0000950170-24-124139 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,821 F1 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 126,209 shares underlying PSUs, all of which are vested. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 20:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 4,000 | $76.05 | $304,200.00 |
DisclosureSEC source: 0000950170-24-118972 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,563 F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.05 to $76.06, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 131,951 shares underlying PSUs, all of which are vested. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 6,000 | $75.71 | $454,260.00 |
DisclosureSEC source: 0000950170-24-118972 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,563 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.68 to $75.76, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 11,484 | $59.48 | $683,068.32 |
DisclosureSEC source: 0000950170-24-080460 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,563 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:21 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 3,977 | $62.29 | $247,727.33 |
DisclosureSEC source: 0000950170-24-041293 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,047 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 91,096 shares or units of restricted stock, of which 17,558 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:21 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 12,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-041293 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,024 F1 · kind: Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:29 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 19,132 | $55.54 | $1,062,591.28 |
DisclosureSEC source: 0000950170-24-018816 · ownership.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,181 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 82,230 shares or units of restricted stock, of which 13,747 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:29 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 42,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-018816 · ownership.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,313 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 11,485 | $49.70 | $570,804.50 |
DisclosureSEC source: 0001209191-23-040954 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,702 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 82,230 shares or units of restricted stock, of which 13,747 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,854 | $54.40 | $155,257.60 |
DisclosureSEC source: 0001209191-23-023276 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,187 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 93,715 shares or units of restricted stock, of which 2,735 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023276 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,041 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:19 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 42,490 | $57.10 | $2,426,179.00 |
DisclosureSEC source: 0001209191-23-012697 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,850 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 87,378 shares or units of restricted stock, of which 0 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:19 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 83,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012697 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,340 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:12 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 980 | $189.11 | $185,327.80 |
DisclosureSEC source: 0001209191-22-045972 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,036 F1 · balance_after: Represents (i) 29,126 shares or units of restricted stock, of which none are vested, and (ii) 25,910 shares underlying PSUs, all of which are vested. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 20:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 565 | $170.58 | $96,377.70 |
DisclosureSEC source: 0001209191-22-043090 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,016 F1 · balance_after: Represents (i) 29,126 shares or units of restricted stock, of which none are vested, and (ii) 26,890 shares underlying PSUs, all of which are vested. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:21 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 22,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040666 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on July 1, 2023, 33% on July 1, 2024 and 34% on July 1, 2025. F2 · balance_after: Represents (i) 29,691 shares or units of restricted stock, of which 565 are vested, and (ii) 26,890 shares underlying PSUs, all of which are vested. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 20:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $162.53 | $162,530.00 |
DisclosureSEC source: 0001209191-22-026223 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,086 F2 · balance_after: Represents (i) 7,196 shares or units of restricted stock, of which 565 are vested, and (ii) 26,890 shares underlying PSUs, all of which are vested. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 20:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 500 | $161.64 | $80,820.00 |
DisclosureSEC source: 0001209191-22-026223 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,086 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.60 to $161.72, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 591 | $181.92 | $107,514.72 |
DisclosureSEC source: 0001209191-22-022995 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,586 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 7,196 shares or units of restricted stock, of which 565 are vested, and (ii) 28,390 shares underlying PSUs, all of which are vested. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022995 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,177 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 16,456 | $168.19 | $2,767,734.64 |
DisclosureSEC source: 0001209191-22-013151 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,979 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 28,390 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 33,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013151 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,435 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 20:29 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $210.16 | $210,160.00 |
DisclosureSEC source: 0001209191-21-062196 · doc4.xml · nonDerivative · entry 2 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,499 F2 · balance_after: Represents (i) 10,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:29 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $205.81 | $205,810.00 |
DisclosureSEC source: 0001209191-21-062196 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.80 to $205.84, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $196.01 | $196,010.00 |
DisclosureSEC source: 0001209191-21-054239 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,499 F1 · balance_after: Represents (i) 12,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:48 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $191.57 | $191,570.00 |
DisclosureSEC source: 0001209191-21-053637 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499 F1 · balance_after: Represents (i) 13,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:30 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,546 | $189.71 | $293,291.66 |
DisclosureSEC source: 0001209191-21-050847 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 F1 · balance_after: Represents (i) 14,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $187.66 | $375,320.00 |
DisclosureSEC source: 0001209191-21-048298 · doc4.xml · nonDerivative · entry 1 Griggs PC Nelson · CIK 0001622632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,045 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.65 to $187.70, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 16,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.