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person · Reporting owner

SIEBEL THOMAS M

Disclosed activity across 1 company

Tapewire entity
2414
SEC CIK
0001031530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C3.ai, Inc.AI · Entity 2413Director · CEO and Chairman of the Board · 10% ownerOctober 13, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C3.ai, Inc.

Report date October 13, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect722,362 Ending reported balance After 2026-10-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27Direct1,533,585 Reported balance After 2026-10-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F8: Fully vested.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote7,105,832 Reported balance Holding disclosure · report date 2026-10-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,105,832

F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote13,066 Reported balance Holding disclosure · report date 2026-10-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13,066

F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote37,327 Reported balance Holding disclosure · report date 2026-10-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 37,327

F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote54,616 Reported balance Holding disclosure · report date 2026-10-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 54,616

F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,237,115 Reported balance Holding disclosure · report date 2026-10-13 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,237,115

F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.

F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.

F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.

F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 15 $88.15 $1,322.25
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 20

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,794,286

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,400 $87.67 $298,078.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 19

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,794,301

F19 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.02 to $87.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 27,503 $86.41 $2,376,534.23
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 18

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,797,701

F18 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 31,162 $85.21 $2,655,314.02
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 17

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,825,204

F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 195,261 $84.46 $16,491,744.06
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 16

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,856,366

F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 83,817 $83.68 $7,013,806.56
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,051,627

F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.00 to $83.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,700 $88.05 $325,785.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,135,444

F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.75 to $88.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 31,693 $87.12 $2,761,094.16
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,139,144

F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.70 to $87.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 57,936 $86.26 $4,997,559.36
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,170,837

F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.70 to $86.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 211,235 $85.20 $17,997,222.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,228,773

F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.70 to $85.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 617,519 $83.99 $51,865,420.81
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 10

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,440,008

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.70 to $84.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 4,877 $92.23 $449,805.71
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,057,527

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.00 to $92.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 30,365 $91.36 $2,774,146.40
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,062,404

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.00 to $91.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 31,287 $90.64 $2,835,853.68
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,092,769

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 20,220 $89.48 $1,809,285.60
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,124,056

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 43,037 $88.31 $3,800,597.47
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,144,276

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 89,554 $87.49 $7,835,079.46
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,187,313

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 88,246 $86.55 $7,637,691.30
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,276,867

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 268,880 $85.40 $22,962,352.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,365,113

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 423,534 $82.80 $35,068,615.20
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,633,993

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 34

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,032,748

Underlying: Class A Common Stock · 2,460 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F34 · shares: On January 25, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 33

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 328,353

Underlying: Class A Common Stock · 270 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F33 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 32

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,353

Underlying: Class A Common Stock · 270 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F32 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 31

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,758

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F31 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 30

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,758

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F30 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 29

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,109

Underlying: Class A Common Stock · 473 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F29 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 28

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,109

Underlying: Class A Common Stock · 473 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F28 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 27

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,047

Underlying: Class A Common Stock · 331 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F27 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
January 15, 2021 Filed Mar 11, 2021 02:18 UTC C3.ai, Inc. AI · Entity 2413 GiftClass B Common Stock · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019683 · doc4.xml · derivative · entry 26

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,047

Underlying: Class A Common Stock · 331 shares

Expires not disclosed

F24 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F25 · shares: On January 25, 2021, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1983 to satisfy annuity payments.

F24 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F24 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F26 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 31

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,250

Underlying: Class A Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 30

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F18 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 29

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,250

Underlying: Class A Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 10,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 28

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 27

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,009

Underlying: Class A Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 26

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 25

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,009

Underlying: Class A Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 19,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 24

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F15 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 23

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,623

Underlying: Class A Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 22

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F14 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 21

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,623

Underlying: Class A Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 18,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 20

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 18,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee.

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December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 19

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,914

Underlying: Class A Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

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December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 18

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F12 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 17

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,914

Underlying: Class A Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 23,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 16

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F11 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 15

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,582

Underlying: Class A Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 14

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 13

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,582

Underlying: Class A Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionSeries A* Convertible Preferred · Derivative 82,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 12

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 82,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 21:16 UTC C3.ai, Inc. AI · Entity 2413 ConversionClass B Common Stock · Derivative 43,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 11

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,378

Underlying: Class A Common Stock · 43,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.