Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director · CEO and Chairman of the Board · 10% owner | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 722,362 |
Ending reported balance
After 2026-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27 | Direct | 1,533,585 |
Reported balance
After 2026-10-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F8: Fully vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,105,832 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,105,832 F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,066 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,066 F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 37,327 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,327 F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,616 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 54,616 F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,237,115 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,237,115 F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.
F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.
F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.
F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.
F8: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 43,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 10 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 43,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F8 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust II u/a/d 10/8/2013, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 43,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,378 Underlying: Class A Common Stock · 43,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F7 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 43,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 43,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F7 · ownership.nature: The shares are held by The Siebel 2013 Annuity Trust I u/a/d 10/8/2013, of which the Reporting Person is the trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass B Common Stock · Derivative | 2,030,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,030,288 Underlying: Class A Common Stock · 2,030,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries A* Convertible Preferred · Derivative | 2,030,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 2,030,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F5 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series A* Convertible Preferred Stock automatically converted into shares of Class B Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A-1 Common Stock · Derivative | 5,988,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 5,988,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date. F4 · derivative.expiration_date: Fully vested. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 5,988,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,722,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Class A-1 Common Stock automatically converted into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries F Convertible Preferred · Derivative | 1,251,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 15 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,251,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries C Convertible Preferred · Derivative | 146,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 14 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 146,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1B* Convertible Preferred Stock · Derivative | 45,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 45,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1B* Convertible Preferred Stock · Derivative | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 9,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1A* Convertible Preferred Stock · Derivative | 38,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 11 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 38,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1A* Convertible Preferred Stock · Derivative | 12,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 10 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 12,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1A* Convertible Preferred Stock · Derivative | 30,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 30,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B* Convertible Preferred Stock · Derivative | 59,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 59,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B* Convertible Preferred Stock · Derivative | 140,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · derivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 140,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 146,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,237,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 9,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 1,335,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,057,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 72,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 72,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F3 · ownership.nature: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 170,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062930 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 170,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock, Series B-1B* Convertible Preferred Stock, Series C Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of Class A Common Stock and had no expiration date. F2 · ownership.nature: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner. Read SEC document |
| August 27, 2020 Filed Dec 11, 2020 21:16 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 6,166,666 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001209191-20-062928 · doc4.xml · derivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner Siebel Living Trust u/a/d 7/27/93, as amended · CIK 0001834425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,166,666 Underlying: Class A Common Stock · 6,166,666 shares Expires 2030-08-26 F3 · derivative.exercise_date: The options vest on an equal quarterly basis over the five (5) year period following August 28, 2020, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.