Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,014 |
Ending reported balance
After 2026-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Exercise / conversion · Acquired 132 · Balance 14,146 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2026-09-30 · Disposition to issuer · Disposed 132 · Balance 14,014 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 554 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 2 · Balance 554 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 422 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Disposed 132 · Balance 422 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 1, 2019 23:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 135 | $12.01 | $1,621.35 |
DisclosureSEC source: 0001434728-19-000263 · wf-form4_156997205822608.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Underlying: Common Stock · 135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000263 · wf-form4_156997205822608.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 135 | $12.01 | $1,621.35 |
DisclosureSEC source: 0001434728-19-000263 · wf-form4_156997205822608.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000263 · wf-form4_156997205822608.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000221 · wf-form4_156754193022575.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 25,000 | $12.28 | $307,000.00 |
DisclosureSEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $4.26 | $106,500.00 |
DisclosureSEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Sep 3, 2019 20:38 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000239 · wf-form4_156754310615672.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-13 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 21:06 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000183 · wf-form4_156477995654612.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 137 | $10.21 | $1,398.77 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000135 · wf-form4_155960134276281.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000103 · wf-form4_155682959216136.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000077 · wf-form4_155424635682271.xml · derivative · entry 5 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398 Underlying: Common Stock · 131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000077 · wf-form4_155424635682271.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,529 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000077 · wf-form4_155424635682271.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525 Underlying: Common Stock · 1,525 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 131 | $9.88 | $1,294.28 |
DisclosureSEC source: 0001434728-19-000077 · wf-form4_155424635682271.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock for the five day period prior to March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000077 · wf-form4_155424635682271.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:38 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 83 | $9.28 | $770.11 |
DisclosureSEC source: 0001434728-17-000169 · wf-form4_151318310009245.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:38 UTC | Global Water Resources, Inc. GWRS · Entity 234 | PurchaseCommon Stock | 100 | $9.30 | $930.00 |
DisclosureSEC source: 0001434728-17-000169 · wf-form4_151318310009245.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000075 · wf-form4_150274355466875.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.