Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Vice President | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,014 |
Ending reported balance
After 2026-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Exercise / conversion · Acquired 132 · Balance 14,146 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2026-09-30 · Disposition to issuer · Disposed 132 · Balance 14,014 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 554 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 2 · Balance 554 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 422 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Disposed 132 · Balance 422 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 274 | $16.73 | $4,584.02 |
DisclosureSEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,183 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000199 · wf-form4_162267221498032.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 05, 2021 Filed May 12, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000156 · wf-form4_162086342980344.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,183 F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000135 · wf-form4_162017182544152.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · derivative · entry 7 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F9 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F9 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · derivative · entry 6 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564 Underlying: Common Stock · 56 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F8 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F8 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · derivative · entry 5 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F7 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617 Underlying: Common Stock · 586 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 275 | $16.67 | $4,584.25 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · nonDerivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000110 · wf-form4_161740736407051.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000069 · wf-form4_161463713949876.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000038 · wf-form4_161230887821697.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 227 | $15.00 | $3,405.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000366 · wf-form4_160686538052508.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 25,000 | $12.58 | $314,500.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $4.26 | $106,500.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000332 · wf-form4_160443085744700.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464 Underlying: Common Stock · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 231 | $10.72 | $2,476.32 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000266 · wf-form4_159908263994128.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000217 · wf-form4_159647959678150.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000199 · wf-form4_159364795406483.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684 Underlying: Common Stock · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000199 · wf-form4_159364795406483.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,915 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 231 | $10.14 | $2,342.34 |
DisclosureSEC source: 0001434728-20-000199 · wf-form4_159364795406483.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 23:59 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000199 · wf-form4_159364795406483.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000157 · wf-form4_159113638055392.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:31 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000118 · wf-form4_158837585974647.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,907 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000092 · wf-form4_158578701243919.xml · derivative · entry 5 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 Underlying: Common Stock · 228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000092 · wf-form4_158578701243919.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,131 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000092 · wf-form4_158578701243919.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Underlying: Common Stock · 1,105 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 228 | $10.11 | $2,305.08 |
DisclosureSEC source: 0001434728-20-000092 · wf-form4_158578701243919.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000092 · wf-form4_158578701243919.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 23:52 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000055 · wf-form4_158319315056485.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:53 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000033 · wf-form4_158077040524417.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000004 · wf-form4_157800302056607.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 Underlying: Common Stock · 133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000004 · wf-form4_157800302056607.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 133 | $12.92 | $1,718.36 |
DisclosureSEC source: 0001434728-20-000004 · wf-form4_157800302056607.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2019. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:10 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000004 · wf-form4_157800302056607.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 15:38 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000313 · wf-form4_157504187582421.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000283 · wf-form4_157264999442831.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.