Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Figure Acquisition Corp. IFACA.U · Entity 121944 | Chairman of Bd of Dir | November 29, 2022 | December 02, 2022 |
| Figure Technology Solutions, Inc.FIGR · Entity 3656 | Director · 10% owner | October 10, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Figure Acquisition Corp. I
Report date November 29, 2022 · Filed December 02, 2022
Jointly reported with Fintech Acquisition LLC, Milani Thomas J.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,661,616 |
Reported balance
After 2022-11-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-29 · Other · Disposed 242,345 · Balance 2,661,616 F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Call option (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | Not disclosed |
Reported balance
After 2022-11-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-29 · Other · Acquired 0 · Balance Not disclosed F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution").
F2: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date.
F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein.
F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein.
F5: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option.
Figure Technology Solutions, Inc.
Report date October 10, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 4,483,789 |
Reported balance
After 2026-10-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-10 · Tax withholding · Disposed 29,088 · Balance 4,483,789 F1: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Family Trust | 31,521,107 |
Reported balance
Holding disclosure · report date 2026-10-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 31,521,107 F1: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. |
Filing footnotes · ownership attribution and instrument terms
F1: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
F2: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 10, 2026 Filed Oct 14, 2026 20:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 29,088 | $28.54 | $830,171.52 |
DisclosureSEC source: 0001493152-26-047030 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,483,789 Underlying: Class A Common Stock · 29,088 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 23:00 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 263,910 | $36.57 | $9,651,188.70 |
DisclosureSEC source: 0001493152-26-042630 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,512,877 Underlying: Class A Common Stock · 263,910 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 21:00 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 29,612 | $28.82 | $853,417.84 |
DisclosureSEC source: 0001493152-26-037409 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,776,787 Underlying: Class A Common Stock · 29,612 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| July 10, 2026 Filed Jul 15, 2026 00:00 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 29,958 | $31.80 | $952,664.40 |
DisclosureSEC source: 0001493152-26-033251 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,806,399 Underlying: Class A Common Stock · 29,958 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · balance_after: Reflects a gift transfer exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 30,370 | $28.07 | $852,485.90 |
DisclosureSEC source: 0001493152-26-028459 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,043,819 Underlying: Class A Common Stock · 30,370 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| June 04, 2026 Filed Jun 22, 2026 20:05 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | GrantClass A Common Stock | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-029580 · ownership.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,132,185 F1 · shares: Represents an award of restricted stock units ("RSUs"), which vests in full on the earlier of (i) the day immediately preceding the date of the next annual meeting of stockholders and (ii) June 4, 2027. Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass B Common Stock · Derivative | 35,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · derivative · entry 11 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,074,189 Underlying: Class A Common Stock · 35,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 7,682 | $40.47 | $310,854.43 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 7 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 2,958 | $39.48 | $116,796.04 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 6 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,682 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.98. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 6,202 | $38.30 | $237,506.83 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 5 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,640 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.965. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 10,105 | $37.57 | $379,598.37 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 4 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,842 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.005 to $37.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 5,849 | $36.61 | $214,103.81 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 3 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,947 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.02 to $36.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 2,394 | $35.68 | $85,414.57 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 2 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,796 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.175 to $35.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass A Common Stock | 35,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| May 10, 2026 Filed May 15, 2026 20:57 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 31,496 | $37.63 | $1,185,194.48 |
DisclosureSEC source: 0001493152-26-023907 · ownership.xml · derivative · entry 10 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,109,379 Underlying: Class A Common Stock · 31,496 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F9 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F10 · balance_after: Reflects shares acquired in a transaction exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:04 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass B Common Stock · Derivative | 67,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017955 · ownership.xml · derivative · entry 7 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,903,863 Underlying: Class A Common Stock · 67,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:04 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 27,561 | $35.93 | $990,343.90 |
DisclosureSEC source: 0001493152-26-017955 · ownership.xml · nonDerivative · entry 4 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.605 to $36.35. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:04 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 26,158 | $35.14 | $919,249.67 |
DisclosureSEC source: 0001493152-26-017955 · ownership.xml · nonDerivative · entry 3 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,561 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.595 to $35.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:04 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 14,121 | $33.85 | $477,960.55 |
DisclosureSEC source: 0001493152-26-017955 · ownership.xml · nonDerivative · entry 2 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,719 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.56 to $34.395. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:04 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass A Common Stock | 67,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-017955 · ownership.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:49 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 32,247 | $34.08 | $1,098,977.76 |
DisclosureSEC source: 0001493152-26-016569 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,971,703 Underlying: Class A Common Stock · 32,247 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| March 13, 2026 Filed Mar 18, 2026 00:46 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 33,286 | $35.07 | $1,167,340.02 |
DisclosureSEC source: 0001493152-26-010648 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,003,950 Underlying: Class A Common Stock · 33,286 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 21:52 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | Tax withholdingClass B Common Stock · Derivative | 68,059 | $29.72 | $2,022,713.48 |
DisclosureSEC source: 0001493152-26-009012 · ownership.xml · derivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,037,236 Underlying: Class A Common Stock · 68,059 shares Expires not disclosed F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F2 · kind: Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass B Common Stock · Derivative | 200,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-027499 · ownership.xml · derivative · entry 6 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,105,295 Underlying: Class A Common Stock · 200,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F1 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 2,826 | $40.08 | $113,277.38 |
DisclosureSEC source: 0001493152-25-027499 · ownership.xml · nonDerivative · entry 4 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Includes shares sold to satisfy tax liability on vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.17. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 147,104 | $39.62 | $5,828,745.92 |
DisclosureSEC source: 0001493152-25-027499 · ownership.xml · nonDerivative · entry 3 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,826 F2 · kind: Includes shares sold to satisfy tax liability on vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.045 to $40.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 50,128 | $38.69 | $1,939,687.92 |
DisclosureSEC source: 0001493152-25-027499 · ownership.xml · nonDerivative · entry 2 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,930 F2 · kind: Includes shares sold to satisfy tax liability on vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.045 to $39.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass A Common Stock | 200,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-027499 · ownership.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 21,651 | $34.97 | $757,035.88 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 8 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,128,993 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.81 to $35.27. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 164,476 | $34.22 | $5,628,566.09 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 7 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,150,644 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.81 to $34.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 63,873 | $33.33 | $2,128,759.34 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 6 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,315,120 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 12,071 | $38.98 | $470,581.90 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 5 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,378,993 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.73 to $39.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 106,370 | $38.19 | $4,061,812.91 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 4 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,391,064 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 33,195 | $37.29 | $1,237,868.11 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 3 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,497,434 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.72 to $37.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 67,517 | $36.11 | $2,437,775.55 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 2 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,530,629 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.72 to $36.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:32 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 280,847 | $35.26 | $9,901,626.09 |
DisclosureSEC source: 0001493152-25-024836 · ownership.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,598,146 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.72 to $35.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | GrantClass B Common Stock · Derivative | 2,133,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 9 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,305,353 Underlying: Class A Common Stock · 2,133,961 shares Expires not disclosed F3 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F5 · shares: Represents an award of RSUs, which vests in four annual installments beginning on September 10, 2026, subject to the achievement of certain stock price thresholds ranging from $32.50 to $63.00, measured based on the average price per share of the Class A Common Stock over certain trading periods. Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | GrantClass B Common Stock · Derivative | 3,200,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 8 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,171,392 Underlying: Class A Common Stock · 3,200,942 shares Expires not disclosed F3 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F4 · shares: Represents an award of restricted stock units ("RSUs"), which vests with respect to one quarter of the underlying shares on September 10, 2026, and vest with respect to the remaining shares in 36 monthly installments thereafter. Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass B Common Stock · Derivative | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 7 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 4,313,645 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass B Common Stock · Derivative | 4,750,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 6 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 5,813,645 Underlying: Class A Common Stock · 4,750,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · price: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.exercise_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. F3 · derivative.expiration_date: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionSeries Seed Preferred Stock · Derivative | 4,750,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 5 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 0 Underlying: Class B Common Stock · 4,750,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | SaleClass A Common Stock | 1,500,000 | $25.00 | $37,500,000.00 |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · nonDerivative · entry 2 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 0 Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | ConversionClass A Common Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · nonDerivative · entry 1 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 1,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 23:20 UTC | Figure Technology Solutions, Inc. FIGR · Entity 3656 | GrantStock Option · Derivative | 3,200,942 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001628280-25-042017 · wk-form4_1757719221.xml · derivative · entry 4 Cagney Michael Scott · CIK 0001764897 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200,942 Underlying: Class B Common Stock · 3,200,942 shares Expires 2035-09-10 F2 · derivative.exercise_date: The option vests with respect to one quarter of the underlying shares on September 10, 2026, and vests with respect to the remaining shares in 36 monthly installments thereafter. Read SEC document |
| November 29, 2022 Filed Dec 2, 2022 01:08 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherCall option (right to acquire) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-020633 · dp185244_4-fintech.xml · derivative · entry 2 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Chairman of Bd of Dir Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: See Footnotes · Not disclosed shares Expires not disclosed F1 · security: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · security: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.expiration_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying_shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying_shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · valueOwnedAfter: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · ownership.nature: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 29, 2022 Filed Dec 2, 2022 01:08 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherWarrants · Derivative | 242,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-020633 · dp185244_4-fintech.xml · derivative · entry 1 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Chairman of Bd of Dir Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,661,616 Underlying: Class A Common Stock · 242,345 shares Expires not disclosed F1 · security: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · security: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.exercise_price: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · shares: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · price: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · derivative.exercise_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.expiration_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · derivative.underlying_shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · ownership.nature: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherCall option (right to acquire) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · derivative · entry 4 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: See Footnotes · Not disclosed shares Expires not disclosed F1 · security: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · security: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.expiration_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying_shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying_shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · balance_after: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · ownership.nature: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherWarrants · Derivative | 2,262,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · derivative · entry 3 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,903,961 Underlying: Class A Common Stock · 2,262,706 shares Expires not disclosed F1 · security: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · security: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.exercise_price: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · shares: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · derivative.exercise_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.expiration_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · derivative.underlying_shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · ownership.nature: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherClass L Common Stock | 4,063,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · nonDerivative · entry 2 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,062,989 F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherClass B Common Stock | 1,395,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · nonDerivative · entry 1 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,738,799 F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.