Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Figure Acquisition Corp. IFACA.U · Entity 121944 | Chief Financial Officer | November 29, 2022 | December 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Figure Acquisition Corp. I
Report date November 29, 2022 · Filed December 02, 2022
Jointly reported with Fintech Acquisition LLC, Cagney Michael Scott
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,661,616 |
Reported balance
After 2022-11-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-29 · Other · Disposed 242,345 · Balance 2,661,616 F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Call option (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | Not disclosed |
Reported balance
After 2022-11-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-29 · Other · Acquired 0 · Balance Not disclosed F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution").
F2: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date.
F3: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein.
F4: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein.
F5: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2022 Filed Dec 2, 2022 01:08 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherCall option (right to acquire) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-020633 · dp185244_4-fintech.xml · derivative · entry 2 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Chairman of Bd of Dir Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: See Footnotes · Not disclosed shares Expires not disclosed F1 · security: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · security: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.expiration_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying_shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying_shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · valueOwnedAfter: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · ownership.nature: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 29, 2022 Filed Dec 2, 2022 01:08 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherWarrants · Derivative | 242,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-020633 · dp185244_4-fintech.xml · derivative · entry 1 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Chairman of Bd of Dir Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,661,616 Underlying: Class A Common Stock · 242,345 shares Expires not disclosed F1 · security: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · security: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.exercise_price: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · shares: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · price: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · derivative.exercise_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.expiration_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · derivative.underlying_shares: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · ownership.nature: On November 29, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration 242,345 warrants of the Issuer (the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherCall option (right to acquire) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · derivative · entry 4 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: See Footnotes · Not disclosed shares Expires not disclosed F1 · security: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · security: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · price: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.exercise_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · derivative.expiration_date: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · derivative.underlying_shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F5 · derivative.underlying_shares: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F5 · balance_after: The Sponsor entered into an agreement with the Member and certain of the Member's affiliates, pursuant to which the Member must cause the Transferred Securities to be contributed back to the Sponsor at the Sponsor's request and in the Sponsor's sole discretion (the "Call Option"). The exercise price for the Call Option is $0. Any such contribution of the Transferred Securities to the Sponsor will be for no consideration. There is no expiration date on the Call Option. F1 · ownership.nature: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherWarrants · Derivative | 2,262,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · derivative · entry 3 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,903,961 Underlying: Class A Common Stock · 2,262,706 shares Expires not disclosed F1 · security: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · security: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.exercise_price: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · shares: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F2 · derivative.exercise_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F2 · derivative.expiration_date: Each whole Private Placement Warrant (a "Warrant") is exercisable to purchase one share of Class A Common Stock of the Issuer (each, a "Class A Share") at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination ("IBO") and (ii) 12 months following the closing of the Issuer's IPO. The Warrants (when held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise), subject to certain exceptions, be transferred, assigned or sold until 30 days after the completion of the Issuer's IBO, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's IBO has not been completed prior to such date. F1 · derivative.underlying_shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · ownership.nature: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherClass L Common Stock | 4,063,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · nonDerivative · entry 2 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,062,989 F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 02:40 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | OtherClass B Common Stock | 1,395,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019330 · dp183991_4-fintech.xml · nonDerivative · entry 1 Fintech Acquisition LLC · CIK 0001846827 · Director Cagney Michael Scott · CIK 0001764897 · Director Milani Thomas J. · CIK 0001847057 · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,738,799 F1 · shares: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F1 · price: On November 3, 2022, Fintech Acquisition LLC (the "Sponsor") distributed for no consideration (i) 1,395,645 shares of Class B Common Stock of the Issuer, (ii) 4,063,995 shares of Class L Common Stock of the Issuer and (iii) 2,262,706 warrants of the Issuer (the securities described in clauses (i), (ii) and (iii), collectively, the "Transferred Securities") to one of its members (the "Member") (the "Distribution"). F3 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F4 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 15:34 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | GrantWarrants · Derivative | 5,166,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-002861 · dp146721_4-fintech.xml · derivative · entry 3 Fintech Acquisition LLC · CIK 0001846827 · Director · 10% owner Cagney Michael Scott · CIK 0001764897 · Director · 10% owner Milani Thomas J. · CIK 0001847057 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,166,667 Underlying: Class A Common Stock · 5,166,667 shares Expires not disclosed F3 · security: Reflects the purchase of 5,166,667 warrants of the Issuer by Fintech Acquisition LLC (the "Sponsor") from the Issuer in a private placement that closed concurrently with the closing of the IPO for an aggregate purchase price of $7,750,000, as described in the Registration Statement (each, a "Private Placement Warrant"). F4 · security: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F4 · derivative.exercise_price: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F3 · shares: Reflects the purchase of 5,166,667 warrants of the Issuer by Fintech Acquisition LLC (the "Sponsor") from the Issuer in a private placement that closed concurrently with the closing of the IPO for an aggregate purchase price of $7,750,000, as described in the Registration Statement (each, a "Private Placement Warrant"). F4 · shares: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F4 · price: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F4 · derivative.exercise_date: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F4 · derivative.expiration_date: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F3 · ownership.nature: Reflects the purchase of 5,166,667 warrants of the Issuer by Fintech Acquisition LLC (the "Sponsor") from the Issuer in a private placement that closed concurrently with the closing of the IPO for an aggregate purchase price of $7,750,000, as described in the Registration Statement (each, a "Private Placement Warrant"). F4 · ownership.nature: Each whole Private Placement Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to anti-dilution adjustments. As described in the Registration Statement, the Private Placement Warrants are generally identical to the Public Warrants, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer, (ii) may not (including the Class A Shares issuable upon exercise of such Private Placement Warrants), subject to limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights. The Private Placement Warrants will expire upon the 24-month anniversary of the closing of the IPO if the Issuer's initial business combination has not been completed prior to such date. F6 · ownership.nature: Reflects Private Placement Warrants held by the Sponsor. F7 · ownership.nature: The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein. F8 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 15:34 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | GrantWarrants · Derivative | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-002861 · dp146721_4-fintech.xml · derivative · entry 2 Fintech Acquisition LLC · CIK 0001846827 · Director · 10% owner Cagney Michael Scott · CIK 0001764897 · Director · 10% owner Milani Thomas J. · CIK 0001847057 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,750 Underlying: Class A Common Stock · 3,750 shares Expires not disclosed F1 · security: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F2 · security: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F2 · derivative.exercise_price: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F1 · shares: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F2 · shares: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F2 · price: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F2 · derivative.exercise_date: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F2 · derivative.expiration_date: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F1 · ownership.nature: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F2 · ownership.nature: Each whole Public Warrant is exercisable to purchase one Class A Share at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments. The Public Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO. The Public Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities--Redeemable Warrants--Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). F5 · ownership.nature: Reflects Class A Shares and Public Warrants held by Mr. Milani. F8 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 15:34 UTC | Figure Acquisition Corp. I FACA.U · Entity 121944 | GrantClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-002861 · dp146721_4-fintech.xml · nonDerivative · entry 1 Fintech Acquisition LLC · CIK 0001846827 · Director · 10% owner Cagney Michael Scott · CIK 0001764897 · Director · 10% owner Milani Thomas J. · CIK 0001847057 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 F1 · shares: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F1 · price: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F1 · ownership.nature: Reflects the purchase of 15,000 Units of the Issuer for $10.00 per Unit by Thomas J. Milani from the Issuer upon the closing of the Issuer's initial public offering ("IPO"). Each Unit consists of one share of Class A Common Stock of the Issuer (each, a "Class A Share") and one-fourth of one redeemable warrant of the Issuer (each, a "Public Warrant"). F5 · ownership.nature: Reflects Class A Shares and Public Warrants held by Mr. Milani. F8 · ownership.nature: Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.