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person · Reporting owner

Gaffin David Joseph

Disclosed activity across 1 company

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2393
SEC CIK
0001675905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alkermes plc.ALKS · Entity 2392EVP, CLO, Alkermes, Inc.October 02, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alkermes plc.

Report date October 02, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect221,388 Reported balance After 2026-10-02 transaction · row 1
1 source row

Row 1 · 2026-10-02 · Sale · Disposed 2,034 · Balance 221,388

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/19/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,286 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · derivative · entry 11

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,858

Underlying: Ordinary Shares · 7,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F6 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

F6 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,143 $25.01 $53,596.43
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 6

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,766

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,875 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · derivative · entry 10

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Underlying: Ordinary Shares · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F5 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

F5 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,022 $25.08 $50,711.76
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,623

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,036 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · derivative · entry 9

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073

Underlying: Ordinary Shares · 7,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,061 $25.08 $51,689.88
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,770

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 24,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · derivative · entry 8

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921

Underlying: Ordinary Shares · 24,921 shares

Expires not disclosed

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:31 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 99,682 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001127602-22-006305 · form4.xml · derivative · entry 7

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,682

Underlying: Ordinary Shares · 99,682 shares

Expires 2032-02-18

F2 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-005454 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F2 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F2 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:23 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,098 $26.79 $29,415.42
Disclosure

SEC source: 0001127602-22-005454 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,795

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005454 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:23 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 4,634 $30.60 $141,800.40
Disclosure

SEC source: 0001127602-21-025400 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,518

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:23 UTC Alkermes plc. ALKS · Entity 2392 GrantOrdinary Shares 10,555 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025400 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,152

F1 · price: These ordinary shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock unit awards ("PRSUs") granted to the reporting person on February 20, 2020. The vesting of this portion of the PRSUs was triggered by the achievement of certain pre-specified pipeline performance goals.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-21-022637 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:20 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 14,000 $26.00 $364,000.00
Disclosure

SEC source: 0001127602-21-022637 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,597

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 14,000 $16.55 $231,700.00
Disclosure

SEC source: 0001127602-21-022637 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:38 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-21-019723 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Ordinary Shares · 13,500 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:38 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 13,500 $25.00 $337,500.00
Disclosure

SEC source: 0001127602-21-019723 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,597

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:38 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 13,500 $16.55 $223,425.00
Disclosure

SEC source: 0001127602-21-019723 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:50 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-21-019457 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Ordinary Shares · 13,500 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:50 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 13,500 $24.00 $324,000.00
Disclosure

SEC source: 0001127602-21-019457 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,597

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 22:50 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 13,500 $16.55 $223,425.00
Disclosure

SEC source: 0001127602-21-019457 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 14, 2021 Filed May 14, 2021 20:47 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,250 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-21-016869 · form4.xml · derivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,250 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
May 14, 2021 Filed May 14, 2021 20:47 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 2,250 $22.23 $50,017.50
Disclosure

SEC source: 0001127602-21-016869 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,597

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 14, 2021 Filed May 14, 2021 20:47 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,250 $18.11 $40,736.25
Disclosure

SEC source: 0001127602-21-016869 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:53 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 29,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007792 · form4.xml · derivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,144

Underlying: Ordinary Shares · 29,144 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:53 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 118,925 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0001127602-21-007792 · form4.xml · derivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,925

Underlying: Ordinary Shares · 118,925 shares

Expires 2031-02-22

F1 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/22/2022.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Ordinary Shares · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,022 $19.58 $39,590.76
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,597

Read SEC document
February 21, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 7,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,109

Underlying: Ordinary Shares · 7,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,061 $19.58 $40,354.38
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,744

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:25 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 7,036 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007457 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

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February 17, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 868 $19.97 $17,333.96
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,769

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,172 $19.79 $23,193.88
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,137

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:17 UTC Alkermes plc. ALKS · Entity 2392 GiftOrdinary Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019123 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,934

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-009010 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,000 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 3,000 $11.74 $35,220.00
Disclosure

SEC source: 0001127602-20-009010 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009010 · form4.xml · derivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 662 $20.84 $13,796.08
Disclosure

SEC source: 0001127602-20-009010 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,934

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009010 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:12 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Ordinary Shares · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:12 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,016 $20.24 $40,803.84
Disclosure

SEC source: 0001127602-20-007183 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,346

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.