TapewireFind a company

person · Reporting owner

Zaffino Peter

Disclosed activity across 3 companies

Tapewire entity
23939
SEC CIK
0001428849

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083Director · Executive ChairAugust 12, 2026August 13, 2026
Corebridge Financial, Inc.CRBG · Entity 3379DirectorSeptember 14, 2022September 14, 2022
MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501Chairman, RIS and CEO, MarshMarch 02, 2017March 06, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN INTERNATIONAL GROUP, INC.

Report date August 12, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect556,004 Ending reported balance After 2026-08-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-12 · Sale · Disposed 200,000 · Balance 592,833

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Zaffino on May 9, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.07 to $76.94, inclusive. The reporting person undertakes to provide to any securityholder of AIG or the staff of the Securities and Exchange Commission (SEC), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-08-13 · Sale · Disposed 36,629 · Balance 556,204

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Zaffino on May 9, 2026.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.78, inclusive. The reporting person undertakes to provide to any securityholder of AIG or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2026-08-13 · Sale · Disposed 200 · Balance 556,004

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Zaffino on May 9, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Zaffino on May 9, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.07 to $76.94, inclusive. The reporting person undertakes to provide to any securityholder of AIG or the staff of the Securities and Exchange Commission (SEC), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.78, inclusive. The reporting person undertakes to provide to any securityholder of AIG or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Corebridge Financial, Inc.

Report date September 14, 2022 · Filed September 14, 2022

This filing explicitly reported no securities owned.

MARSH & MCLENNAN COMPANIES, INC.

Report date March 02, 2017 · Filed March 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect132,425 Reported balance After 2017-03-02 transaction · row 1
1 source row

Row 1 · 2017-03-02 · Sale · Disposed 28,913 · Balance 132,425

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2020 Filed Jan 22, 2020 21:41 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Tax withholdingCommon Stock 7,377 $52.90 $390,243.30
Disclosure

SEC source: 0001225208-20-001033 · doc4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · President and Global COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949

F1 · shares: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the 2017 Restricted Stock Units (including related dividend equivalent rights in the form of 2017 Restricted Stock Units), which vested on January 1, 2020.

F2 · price: The number of shares withheld for taxes was determined based on the closing price of AIG Common Stock on January 17, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:17 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Exercise / conversion2017 Restricted Stock Units · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000284 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · President and Global COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The securities convert to AIG Common Stock on a 1-to-1 basis.

F1 · shares: Represents AIG Common Stock underlying 2017 Restricted Stock Units (including related dividend equivalent rights in the form of 2017 Restricted Stock Units) that vested on January 1, 2020 and are settled in shares of AIG Common Stock.

F1 · derivative.exercise_date: Represents AIG Common Stock underlying 2017 Restricted Stock Units (including related dividend equivalent rights in the form of 2017 Restricted Stock Units) that vested on January 1, 2020 and are settled in shares of AIG Common Stock.

F1 · derivative.expiration_date: Represents AIG Common Stock underlying 2017 Restricted Stock Units (including related dividend equivalent rights in the form of 2017 Restricted Stock Units) that vested on January 1, 2020 and are settled in shares of AIG Common Stock.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:17 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000284 · doc4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · President and Global COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents AIG Common Stock underlying 2017 Restricted Stock Units (including related dividend equivalent rights in the form of 2017 Restricted Stock Units) that vested on January 1, 2020 and are settled in shares of AIG Common Stock.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 21:18 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2019 Restricted Stock Units · Derivative 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-016119 · doc4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,507

Underlying: Common Stock · 308 shares

Expires not disclosed

F3 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · shares: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 21:18 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-016119 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,979

Underlying: Common Stock · 174 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units (including any related dividend equivalent rights in the form of 2018 Restricted Stock Units) vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units (including any related dividend equivalent rights in the form of 2018 Restricted Stock Units) vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units (including any related dividend equivalent rights in the form of 2018 Restricted Stock Units) vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units (including any related dividend equivalent rights in the form of 2018 Restricted Stock Units) vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units (including any related dividend equivalent rights in the form of 2018 Restricted Stock Units) vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 21:18 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 133 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-016119 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units (including any related dividend equivalent rights in the form of 2017 Restricted Stock Units) vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units (including any related dividend equivalent rights in the form of 2017 Restricted Stock Units) vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units (including any related dividend equivalent rights in the form of 2017 Restricted Stock Units) vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units (including any related dividend equivalent rights in the form of 2017 Restricted Stock Units) vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units (including any related dividend equivalent rights in the form of 2017 Restricted Stock Units) vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:08 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2019 Restricted Stock Units · Derivative 275 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-012932 · doc4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,199

Underlying: Common Stock · 275 shares

Expires not disclosed

F3 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · shares: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:08 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 155 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-012932 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,805

Underlying: Common Stock · 155 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:08 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 118 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-012932 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · EVP - Gen. Insurance and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,193

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest on January 1, 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:20 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2019 Restricted Stock Units · Derivative 291 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-009659 · doc4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,924

Underlying: Common Stock · 291 shares

Expires not disclosed

F3 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · shares: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · price: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F3 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:20 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 165 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-009659 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

Underlying: Common Stock · 165 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:20 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 126 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-009659 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,075

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:57 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 198 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006159 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,485

Underlying: Common Stock · 198 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:57 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006159 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date and are settled in shares of AIG Common Stock on a 1-to-1 basis.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:34 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2019 Stock Option (Right to Buy) · Derivative 257,985 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001225208-19-005610 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,985

Underlying: Common Stock · 257,985 shares

Expires 2029-03-18

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:34 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2019 Restricted Stock Units · Derivative 48,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005610 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,633

Underlying: Common Stock · 48,633 shares

Expires not disclosed

F1 · derivative.exercise_price: The 2019 Restricted Stock Units convert to AIG Common Stock on a 1 to 1 basis.

F2 · shares: Represents the grant of 2019 Restricted Stock Units. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2019 Restricted Stock Units.

F2 · derivative.exercise_date: Represents the grant of 2019 Restricted Stock Units. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2019 Restricted Stock Units.

F2 · derivative.expiration_date: Represents the grant of 2019 Restricted Stock Units. The 2019 Restricted Stock Units vest in January 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2019 Restricted Stock Units.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:18 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 230 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-017062 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,287

Underlying: Common Stock · 230 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:18 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 175 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-017062 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,798

Underlying: Common Stock · 175 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:32 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 162 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-013912 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,057

Underlying: Common Stock · 162 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:32 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-013912 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,623

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:49 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 156 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-011053 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,895

Underlying: Common Stock · 156 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:49 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 119 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-011053 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:32 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 155 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-006902 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,739

Underlying: Common Stock · 155 shares

Expires not disclosed

F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:32 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 119 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-006902 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,381

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:34 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Stock Option (Right to Buy) · Derivative 133,256 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001225208-18-006223 · doc4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,256

Underlying: Common Stock · 133,256 shares

Expires 2028-03-13

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:34 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2018 Restricted Stock Units · Derivative 26,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006223 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,584

Underlying: Common Stock · 26,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The 2018 Restricted Stock Units convert to AIG Common Stock on a 1 to 1 basis.

F2 · shares: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units.

F2 · derivative.exercise_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units.

F2 · derivative.expiration_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 21:42 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 108 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-019064 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,262

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:50 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 Grant2017 Restricted Stock Units · Derivative 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-015602 · doc4.xml · derivative · entry 1

Zaffino Peter · CIK 0001428849 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,154

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:31 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 28,913 $74.32 $2,148,727.42
Disclosure

SEC source: 0001127602-17-010446 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,425

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionRestricted Stock Units · Derivative 36,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,473

Underlying: Common Stock · 36,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Tax withholdingCommon Stock 18,108 $73.28 $1,326,954.24
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,338

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:29 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 36,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009723 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 36,030 shares underlying restricted stock units of which 18,108 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 36,030 shares underlying restricted stock units relate to 5,643 restricted stock units that were granted on February 24, 2014, 20,314 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 4,985 restricted stock units that were granted on February 23, 2015, and 5,088 restricted stock units that were granted on February 22, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 20,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,503

Underlying: Common Stock · 20,314 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F6 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantRestricted Stock Units · Derivative 13,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,189

Underlying: Common Stock · 13,150 shares

Expires not disclosed

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.

F5 · derivative.exercise_date: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:15 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 GrantStock Options (Right to Buy) · Derivative 128,248 $0.00 Strike: $73.20 $0.00
Disclosure

SEC source: 0001127602-17-008223 · form4.xml · derivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,248

Underlying: Common Stock · 128,248 shares

Expires 2027-02-21

F2 · derivative.exercise_date: These options were granted on February 22, 2016 and vest in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 94,809 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · derivative · entry 5

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,345

Underlying: Common Stock · 94,809 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 37,614 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · derivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,614 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 132,423 $70.23 $9,299,670.02
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 94,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:19 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 37,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005012 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 3,476 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 12

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,154

Underlying: Common Stock · 3,476 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 2,901 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 11

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,614

Underlying: Common Stock · 2,901 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 6,377 $70.05 $446,696.10
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 6

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 3,476 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 5

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 4

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 51,715 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 10

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,630

Underlying: Common Stock · 51,715 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionStock Options (Right to Buy) · Derivative 59,485 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · derivative · entry 9

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,515

Underlying: Common Stock · 59,485 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 SaleCommon Stock 111,200 $70.26 $7,812,467.20
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 3

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 51,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 2

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:51 UTC MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 Exercise / conversionCommon Stock 59,485 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004622 · form4.xml · nonDerivative · entry 1

Zaffino Peter · CIK 0001428849 · Chairman, RIS and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.