Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | EVP & CFO | June 11, 2026 | June 12, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director | August 11, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 19,953 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Sale · Disposed 53,011 · Balance 19,953 F1: The price reflects a weighted average of sales made at prices ranging from $12.00 to $12.105. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| Class C Common SharesSEC Table I · non-derivative | Direct | 19,953 |
Reported balance
After 2026-06-11 transaction · row 2
1 source rowRow 2 · 2026-06-11 · Sale · Disposed 62,448 · Balance 19,953 F2: The price reflects a weighted average of sales made at prices ranging from $11.55 to $11.66. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| Class A Common SharesSEC Table I · non-derivative | Indirectheld by Charlouise Ltd. | 110,206 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,206 F3: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of sales made at prices ranging from $12.00 to $12.105. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $11.55 to $11.66. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.
Liberty Latin America Ltd.
Report date August 11, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Indirectby Charlouise Ltd. | 0 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Sale · Disposed 42,975 · Balance 0 F1: The price reflects a weighted average of sales made at prices ranging from $8.5000 to $8.6150. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
| Series A Preference SharesSEC Table I · non-derivative | Indirectby Charlouise Ltd. | 41,192 |
Reported balance
After 2026-08-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-11 · Purchase · Acquired 17,425 · Balance 41,192 F3: The price reflects a weighted average of purchases made at prices ranging from $20.7500 to $21.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of sales made at prices ranging from $8.5000 to $8.6150. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.
F3: The price reflects a weighted average of purchases made at prices ranging from $20.7500 to $21.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 21:36 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingClass C Ordinary Shares | 4,056 | $25.37 | $102,900.72 |
DisclosureSEC source: 0001570585-19-000065 · wf-form4_155303137484774.xml · nonDerivative · entry 4 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,574 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:36 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantClass C Ordinary Shares | 8,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-19-000065 · wf-form4_155303137484774.xml · nonDerivative · entry 3 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,630 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:36 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingClass A Ordinary Shares | 2,028 | $26.03 | $52,788.84 |
DisclosureSEC source: 0001570585-19-000065 · wf-form4_155303137484774.xml · nonDerivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,287 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:36 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantClass A Ordinary Shares | 4,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-19-000065 · wf-form4_155303137484774.xml · nonDerivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:22 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantRestricted Share Units C · Derivative | 99,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-19-000024 · wf-form4_155087411418557.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,688 Underlying: Class C Ordinary Shares · 99,688 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:22 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantRestricted Share Units A · Derivative | 49,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-19-000024 · wf-form4_155087411418557.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,844 Underlying: Class A Ordinary Shares · 49,844 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:33 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 16,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-19-000048 · wf-form4_155087479578627.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,890 Underlying: Class C Common Shares · 16,890 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:33 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 8,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-19-000048 · wf-form4_155087479578627.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,445 Underlying: Class A Common Shares · 8,445 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019. Read SEC document |
| September 17, 2018 Filed Sep 20, 2018 00:11 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass C Ordinary Shares | 30,703 | $26.97 | $827,937.10 |
DisclosureSEC source: 0001570585-18-000321 · wf-form4_153740228193074.xml · nonDerivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reflects a weighted average of sales made at prices ranging from $26.795 to $27.22. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| September 17, 2018 Filed Sep 20, 2018 00:11 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass A Ordinary Shares | 15,351 | $27.88 | $428,031.93 |
DisclosureSEC source: 0001570585-18-000321 · wf-form4_153740228193074.xml · nonDerivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reflects a weighted average of sales made at prices ranging from $27.72 to $28.13. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-18-000143 · wf-form4_152538386976177.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,060 Underlying: Class C Common Shares · 6,060 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in full on the first anniversary date following the date of grant. F2 · derivative.expiration_date: The Restricted Share Units vest in full on the first anniversary date following the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-18-000143 · wf-form4_152538386976177.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Class A Common Shares · 3,030 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest in full on the first anniversary date following the date of grant. F2 · derivative.expiration_date: The Restricted Share Units vest in full on the first anniversary date following the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:38 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Appreciation Rights C · Derivative | 156,862 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001570585-18-000177 · wf-form4_152538352437062.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,862 Underlying: Class C Ordinary Shares · 156,862 shares Expires 2025-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:38 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Appreciation Rights A · Derivative | 78,431 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001570585-18-000177 · wf-form4_152538352437062.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,431 Underlying: Class A Ordinary Shares · 78,431 shares Expires 2025-05-01 F1 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantClass C Ordinary Shares | 7,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000131 · wf-form4_152149480310942.xml · nonDerivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,703 F1 · kind: The Reporting Person was granted Issuer's ordinary shares, in accordance with the Issuer's 2014 Incentive Plan, as Amended and Restated on February 24, 2018, in satisfaction of certain performance goals for the fiscal year ended December 31, 2017. The number of shares granted is based on the closing prices of Issuer's Class A and Class C ordinary shares on March 15, 2018 and delivered on a 1:2 ratio between Class A and Class C ordinary shares. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantClass A Ordinary Shares | 3,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000131 · wf-form4_152149480310942.xml · nonDerivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,351 F1 · kind: The Reporting Person was granted Issuer's ordinary shares, in accordance with the Issuer's 2014 Incentive Plan, as Amended and Restated on February 24, 2018, in satisfaction of certain performance goals for the fiscal year ended December 31, 2017. The number of shares granted is based on the closing prices of Issuer's Class A and Class C ordinary shares on March 15, 2018 and delivered on a 1:2 ratio between Class A and Class C ordinary shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:48 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights C · Derivative | 47,416 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001712184-18-000031 · wf-form4_151510609733042.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,416 Underlying: Class C Common Shares · 47,416 shares Expires 2025-01-02 F1 · derivative.exercise_date: The SARs provide for vesting in three equal annual installments beginning on March 15, 2019. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:48 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights A · Derivative | 23,708 | $0.00 Strike: $21.58 | $0.00 |
DisclosureSEC source: 0001712184-18-000031 · wf-form4_151510609733042.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,708 Underlying: Class A Common Shares · 23,708 shares Expires 2025-01-02 F1 · derivative.exercise_date: The SARs provide for vesting in three equal annual installments beginning on March 15, 2019. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 14,240 | $0.00 Strike: $21.84 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 23 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 Underlying: Class C Common Shares · 14,240 shares Expires 2024-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2018. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 15,106 | $0.00 Strike: $39.71 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 22 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Underlying: Class C Common Shares · 15,106 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 6,052 | $0.00 Strike: $40.61 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 21 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,052 Underlying: Class C Common Shares · 6,052 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 5,359 | $0.00 Strike: $46.52 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 20 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359 Underlying: Class C Common Shares · 5,359 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 13,176 | $0.00 Strike: $50.84 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 19 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,176 Underlying: Class C Common Shares · 13,176 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 6,690 | $0.00 Strike: $35.37 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 18 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,690 Underlying: Class C Common Shares · 6,690 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 16,694 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 17 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Underlying: Class C Common Shares · 16,694 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 21,205 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 16 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,205 Underlying: Class C Common Shares · 21,205 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 42,390 | $0.00 Strike: $32.42 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 15 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,390 Underlying: Class C Common Shares · 42,390 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 16,985 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 14 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,985 Underlying: Class C Common Shares · 16,985 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 8,492 | $0.00 Strike: $31.37 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 13 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,492 Underlying: Class C Common Shares · 8,492 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 4,670 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 12 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,670 Underlying: Class C Common Shares · 4,670 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 9,343 | $0.00 Strike: $34.03 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 11 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,343 Underlying: Class C Common Shares · 9,343 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 3,744 | $0.00 Strike: $31.14 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 10 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,744 Underlying: Class C Common Shares · 3,744 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 1,872 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 9 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872 Underlying: Class C Common Shares · 1,872 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 9,913 | $0.00 Strike: $23.84 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 8 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,913 Underlying: Class C Common Shares · 9,913 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 1,986 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 7 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 Underlying: Class C Common Shares · 1,986 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 3,972 | $0.00 Strike: $21.81 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 6 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,972 Underlying: Class C Common Shares · 3,972 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 4,956 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 5 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,956 Underlying: Class C Common Shares · 4,956 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 10,468 | $0.00 Strike: $21.96 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 4 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,468 Underlying: Class C Common Shares · 10,468 shares Expires 2018-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 4,194 | $0.00 Strike: $20.09 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 3 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Underlying: Class C Common Shares · 4,194 shares Expires 2018-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 2,097 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097 Underlying: Class C Common Shares · 2,097 shares Expires 2018-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 5,234 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001712184-18-000087 · wf-form5_151866082992389.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,234 Underlying: Class C Common Shares · 5,234 shares Expires 2018-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 7,120 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 14 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 Underlying: Class A Common Shares · 7,120 shares Expires 2024-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2018. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 3,026 | $0.00 Strike: $37.53 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 13 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026 Underlying: Class A Common Shares · 3,026 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 7,552 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 12 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552 Underlying: Class A Common Shares · 7,552 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 2,627 | $0.00 Strike: $45.52 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 11 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,627 Underlying: Class A Common Shares · 2,627 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 6,534 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 10 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,534 Underlying: Class A Common Shares · 6,534 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 8,389 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 9 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: Class A Common Shares · 8,389 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 3,360 | $0.00 Strike: $35.06 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 8 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Underlying: Class A Common Shares · 3,360 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 8,531 | $0.00 Strike: $30.02 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 7 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,531 Underlying: Class A Common Shares · 8,531 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 21,296 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 6 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 Underlying: Class A Common Shares · 21,296 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.