Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | EVP & CFO | June 11, 2026 | June 12, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director | August 11, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 19,953 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Sale · Disposed 53,011 · Balance 19,953 F1: The price reflects a weighted average of sales made at prices ranging from $12.00 to $12.105. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| Class C Common SharesSEC Table I · non-derivative | Direct | 19,953 |
Reported balance
After 2026-06-11 transaction · row 2
1 source rowRow 2 · 2026-06-11 · Sale · Disposed 62,448 · Balance 19,953 F2: The price reflects a weighted average of sales made at prices ranging from $11.55 to $11.66. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| Class A Common SharesSEC Table I · non-derivative | Indirectheld by Charlouise Ltd. | 110,206 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,206 F3: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of sales made at prices ranging from $12.00 to $12.105. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $11.55 to $11.66. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.
Liberty Latin America Ltd.
Report date August 11, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Indirectby Charlouise Ltd. | 0 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Sale · Disposed 42,975 · Balance 0 F1: The price reflects a weighted average of sales made at prices ranging from $8.5000 to $8.6150. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
| Series A Preference SharesSEC Table I · non-derivative | Indirectby Charlouise Ltd. | 41,192 |
Reported balance
After 2026-08-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-11 · Purchase · Acquired 17,425 · Balance 41,192 F3: The price reflects a weighted average of purchases made at prices ranging from $20.7500 to $21.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of sales made at prices ranging from $8.5000 to $8.6150. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: Shares are held by Charlouise Ltd., which is controlled by the Reporting Person.
F3: The price reflects a weighted average of purchases made at prices ranging from $20.7500 to $21.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 1,880 | $0.00 Strike: $31.91 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 5 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880 Underlying: Class A Common Shares · 1,880 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 4,692 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 4 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,692 Underlying: Class A Common Shares · 4,692 shares Expires 2020-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 1,995 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 3 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Underlying: Class A Common Shares · 1,995 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 4,978 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Underlying: Class A Common Shares · 4,978 shares Expires 2019-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:13 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 2,106 | $0.00 Strike: $20.03 | $0.00 |
DisclosureSEC source: 0001712184-18-000086 · wf-form5_151866081180890.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Class A Common Shares · 2,106 shares Expires 2018-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 10,468 | $0.00 Strike: $21.96 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 23 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 10,468 shares Expires 2018-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 2,097 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 22 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 2,097 shares Expires 2018-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 5,234 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 21 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 5,234 shares Expires 2018-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 4,194 | $0.00 Strike: $20.09 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 20 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 4,194 shares Expires 2018-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 3,972 | $0.00 Strike: $21.81 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 19 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 3,972 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 1,986 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 18 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,986 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 4,956 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 17 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 4,956 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 9,913 | $0.00 Strike: $23.84 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 16 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 9,913 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 1,872 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 15 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,872 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 4,670 | $0.00 Strike: $36.44 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 14 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 4,670 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 9,343 | $0.00 Strike: $34.03 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 13 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 9,343 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 3,744 | $0.00 Strike: $31.14 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 12 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 3,744 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 21,205 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 11 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 21,205 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 16,985 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 10 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 16,985 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 42,390 | $0.00 Strike: $32.42 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 9 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 42,390 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 8,492 | $0.00 Strike: $31.37 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 8 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 8,492 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 6,690 | $0.00 Strike: $35.37 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 7 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 6,690 shares Expires 2021-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 16,694 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 6 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 16,694 shares Expires 2021-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 5,359 | $0.00 Strike: $46.52 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 5 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 5,359 shares Expires 2022-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 13,176 | $0.00 Strike: $50.84 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 4 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 13,176 shares Expires 2022-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 6,052 | $0.00 Strike: $40.61 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 3 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 6,052 shares Expires 2023-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 15,106 | $0.00 Strike: $39.71 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 15,106 shares Expires 2023-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:59 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights C · Derivative | 14,240 | $0.00 Strike: $21.84 | $0.00 |
DisclosureSEC source: 0001570585-18-000071 · wf-form5_151865993559373.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 14,240 shares Expires 2024-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 2,106 | $0.00 Strike: $20.03 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 14 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 2,106 shares Expires 2018-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 4,978 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 13 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 4,978 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 1,995 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 12 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,995 shares Expires 2019-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 1,880 | $0.00 Strike: $31.91 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 11 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,880 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 4,692 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 10 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 4,692 shares Expires 2020-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 21,296 | $0.00 Strike: $33.35 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 9 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 21,296 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 8,531 | $0.00 Strike: $30.02 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 8 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 8,531 shares Expires 2020-06-24 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 8,389 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 7 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 8,389 shares Expires 2021-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 3,360 | $0.00 Strike: $35.06 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 6 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 3,360 shares Expires 2021-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 6,534 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 5 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 6,534 shares Expires 2022-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 2,627 | $0.00 Strike: $45.52 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 4 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 2,627 shares Expires 2022-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 3,026 | $0.00 Strike: $37.53 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 3 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 3,026 shares Expires 2023-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 7,552 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 7,552 shares Expires 2023-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 01:58 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Appreciation Rights A · Derivative | 7,120 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001570585-18-000070 · wf-form5_151865991760777.xml · derivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 7,120 shares Expires 2024-05-01 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 22:21 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiLAC Class C | 9,771 | $21.03 | $205,488.04 |
DisclosureSEC source: 0001570585-17-000404 · wf-form4_151337650182487.xml · nonDerivative · entry 2 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017. F3 · price: The price reflects a weighted average of purchases made at prices ranging from $21.03 to $21.04. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 22:21 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiLAC Class A | 4,754 | $21.26 | $101,085.73 |
DisclosureSEC source: 0001570585-17-000404 · wf-form4_151337650182487.xml · nonDerivative · entry 1 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale was effected to alleviate U.K. tax liabilities for the Reporting Person in connection with the Issuer's announced split-off of its subsidiary Liberty Latin America Ltd. on December 29, 2017. F2 · price: The price reflects a weighted average of purchases made at prices ranging from $21.261 to $21.28. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 3,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 12 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 3,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 1,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 11 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units C · Derivative | 21,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 10 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 21,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 10,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · derivative · entry 9 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 10,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F2 · derivative.exercise_date: The Restricted Share Units vest on October 1, 2017. F2 · derivative.expiration_date: The Restricted Share Units vest on October 1, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Tax withholdingLiLAC Class C | 1,775 | $23.30 | $41,357.50 |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 8 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,771 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 3,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000333 · wf-form4_150706600259436.xml · nonDerivative · entry 7 BRACKEN CHARLES H R · CIK 0001091974 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.