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organization · Reporting owner

Accel Growth Fund IV Associates L.L.C.

Disclosed activity across 4 companies

Tapewire entity
23712
SEC CIK
0001665744

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ethos Technologies Inc.LIFE · Entity 415710% ownerAugust 11, 2026August 13, 2026
Slack Technologies, Inc.WORK · Entity 13710810% ownerJune 11, 2019June 15, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect711,900 Reported balance After 2026-08-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-08-11 · Conversion · Acquired 711,900 · Balance 711,900

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-11 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-08-11 · Other · Disposed 711,900 · Balance 0

F2: On August 11, 2026, Accel Growth Fund IV L.P. distributed, for no consideration, 711,900 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2016 L.L.C.34,050 Reported balance After 2026-08-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-08-11 · Conversion · Acquired 34,050 · Balance 34,050

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2016 L.L.C.0 Reported balance After 2026-08-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-08-11 · Other · Disposed 34,050 · Balance 0

F3: On August 11, 2026, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 34,050 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund IV L.P. Strategic Partners L.P.4,050 Reported balance After 2026-08-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-08-11 · Conversion · Acquired 4,050 · Balance 4,050

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund IV L.P. Strategic Partners L.P.0 Reported balance After 2026-08-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-08-11 · Other · Disposed 4,050 · Balance 0

F4: On August 11, 2026, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 4,050 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Class B Common StockSEC Table II · derivative / convertible securityDirect4,373,831 Reported balance After 2026-08-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-11 · Conversion · Disposed 711,190 · Balance 4,373,831

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Investors 2016 L.L.C.209,205 Reported balance After 2026-08-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-11 · Conversion · Disposed 34,050 · Balance 209,205

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund IV Strategic Partners L.P.24,879 Reported balance After 2026-08-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-08-11 · Conversion · Disposed 4,050 · Balance 24,879

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

F2: On August 11, 2026, Accel Growth Fund IV L.P. distributed, for no consideration, 711,900 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: On August 11, 2026, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 34,050 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: On August 11, 2026, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 4,050 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund III L.P.3,705,529 Reported balance After 2019-06-11 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-06-11 · Conversion · Acquired 3,705,529 · Balance 3,705,529

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund III Strategic Partners L.P.174,942 Reported balance After 2019-06-11 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2019-06-11 · Conversion · Acquired 174,942 · Balance 174,942

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2014 L.L.C245,497 Reported balance After 2019-06-11 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-06-11 · Conversion · Acquired 245,497 · Balance 245,497

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund IV L.P.1,219,420 Reported balance After 2019-06-11 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-06-11 · Conversion · Acquired 1,219,420 · Balance 1,219,420

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund IV Strategic Partners L.P.6,937 Reported balance After 2019-06-11 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2019-06-11 · Conversion · Acquired 6,937 · Balance 6,937

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2016 L.L.C.58,325 Reported balance After 2019-06-11 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2019-06-11 · Conversion · Acquired 58,325 · Balance 58,325

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund III L.P.11,116,587 Reported balance After 2019-06-11 transaction · row 7 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 7 · 2019-06-11 · Conversion · Disposed 3,705,529 · Balance 11,116,587

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund III Strategic Partners L.P.524,827 Reported balance After 2019-06-11 transaction · row 8 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 8 · 2019-06-11 · Conversion · Disposed 174,942 · Balance 524,827

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Investors 2014 L.L.C.736,492 Reported balance After 2019-06-11 transaction · row 9 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 9 · 2019-06-11 · Conversion · Disposed 245,497 · Balance 736,492

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund IV L.P.3,658,260 Reported balance After 2019-06-11 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2019-06-11 · Conversion · Disposed 1,219,420 · Balance 3,658,260

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund IV Strategic Partners L.P.20,812 Reported balance After 2019-06-11 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2019-06-11 · Conversion · Disposed 6,937 · Balance 20,812

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Investors 2016 L.L.C.174,973 Reported balance After 2019-06-11 transaction · row 12 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 12 · 2019-06-11 · Conversion · Disposed 58,325 · Balance 174,973

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.

F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C.

F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.

F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C.

F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2023-08-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-08-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-08-23 · Disposition to issuer · Disposed 12,800,725 · Balance 0

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy: Accel Growth Fund IV L.P.0 Reported balance After 2023-08-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-08-23 · Disposition to issuer · Disposed 4,798,496 · Balance 0

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy: Accel Growth Fund IV Strategic Partners L.P.0 Reported balance After 2023-08-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-23 · Disposition to issuer · Disposed 27,298 · Balance 0

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy: Accel London Investors 2012 L.P.0 Reported balance After 2023-08-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-23 · Disposition to issuer · Disposed 290,627 · Balance 0

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy: Accel Growth Fund Investors 2016 L.L.C.0 Reported balance After 2023-08-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-08-23 · Disposition to issuer · Disposed 229,511 · Balance 0

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").

F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301.

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect7,408,106 Reported balance After 2023-06-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-06-15 · Other · Disposed 1,661,324 · Balance 7,408,106

F1: On June 15, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A common stockSEC Table I · non-derivativeIndirectAccel Growth Fund IV Strategic Partners L.P.42,158 Reported balance After 2023-06-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-06-15 · Other · Disposed 9,451 · Balance 42,158

F3: On June 15, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Class A common stockSEC Table I · non-derivativeIndirectAccel Growth Fund Investors 2016 L.L.C.354,351 Reported balance After 2023-06-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-06-15 · Other · Disposed 79,461 · Balance 354,351

F5: On June 15, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Class A common stockSEC Table I · non-derivativeIndirectAccel London V L.P.25,077,157 Reported balance After 2023-06-15 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-06-15 · Other · Disposed 2,922,838 · Balance 25,077,157

F7: On June 15, 2023, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V L.P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A common stockSEC Table I · non-derivativeIndirectAccel London V Strategic Partners L.P.381,980 Reported balance After 2023-06-15 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2023-06-15 · Other · Disposed 44,522 · Balance 381,980

F10: On June 15, 2023, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. Continued in footnote (11) below.

F11: Continued from footnote (10): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F12: These shares are held by Accel London V Strategic Partners L.P.

Class A common stockSEC Table I · non-derivativeIndirectAccel London Investors 2016 L.P.2,422,947 Reported balance After 2023-06-15 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2023-06-15 · Other · Disposed 282,404 · Balance 2,422,947

F13: On June 15, 2023, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F14: These shares are held by Accel London Investors 2016 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F10: On June 15, 2023, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. Continued in footnote (11) below.

F11: Continued from footnote (10): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F12: These shares are held by Accel London V Strategic Partners L.P.

F13: On June 15, 2023, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F14: These shares are held by Accel London Investors 2016 L.P.

F2: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: On June 15, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

F5: On June 15, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

F7: On June 15, 2023, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V L.P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2023 Filed Jun 7, 2023 21:14 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 95,151 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004931 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 433,812

F5 · kind: On June 5, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 95,151 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:14 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 11,318 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004931 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 51,609

F3 · kind: On June 5, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 11,318 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:14 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,989,379 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004931 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,069,430

F1 · kind: On June 5, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,989,379 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 338,168 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 6

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel London Investors 2016 L.P.

Disclosed balance after: 3,043,519

F12 · kind: On May 31, 2023, Accel London Investors 2016 L.P. distributed, for no consideration, 338,168 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13 · ownership.nature: These shares are held by Accel London Investors 2016 L.P.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 53,313 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 5

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel London V Strategic Partners L.P.

Disclosed balance after: 479,815

F10 · kind: On May 31, 2023, Accel London V Strategic Partners L.P. distributed, for no consideration, 53,313 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11 · ownership.nature: These shares are held by Accel London V Strategic Partners L.P.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 3,500,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 4

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel London V L.P.

Disclosed balance after: 31,499,995

F7 · kind: On May 31, 2023, Accel London V L.P. distributed, for no consideration, 3,500,000 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8 · kind: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9 · ownership.nature: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V Associates L. P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 95,151 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 528,963

F5 · kind: On May 31, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 95,151 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 11,318 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 62,927

F3 · kind: On May 31, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 11,318 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:59 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,989,379 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004742 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,058,809

F1 · kind: On May 31, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,989,379 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 282,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 6

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London Investors 2016 L.P.

Disclosed balance after: 3,381,687

F12 · kind: On October 8, 2021, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13 · ownership.nature: These shares are held by Accel London Investors 2016 L.P.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 44,522 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 5

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V Strategic Partners L.P.

Disclosed balance after: 533,128

F10 · kind: On October 8, 2021, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11 · ownership.nature: These shares are held by Accel London V Strategic Partners L.P.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 2,922,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 4

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V L.P.

Disclosed balance after: 34,999,995

F7 · kind: On October 8, 2021, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8 · kind: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9 · ownership.nature: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V Associates L. P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 79,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 624,114

F5 · kind: On October 8, 2021, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 9,451 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 74,245

F3 · kind: On October 8, 2021, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 00:11 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,661,324 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006426 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,048,188

F1 · kind: On October 8, 2021, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 282,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 6

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London Investors 2016 L.P.

Disclosed balance after: 3,664,091

F12 · kind: On October 5, 2021, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13 · ownership.nature: These shares are held by Accel London Investors 2016 L.P.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 44,522 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 5

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V Strategic Partners L.P.

Disclosed balance after: 577,650

F10 · kind: On October 5, 2021, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11 · ownership.nature: These shares are held by Accel London V Strategic Partners L.P.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 2,922,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 4

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V L.P.

Disclosed balance after: 37,922,833

F7 · kind: On October 5, 2021, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8 · kind: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9 · ownership.nature: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V Associates L. P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 79,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 703,575

F5 · kind: On October 5, 2021, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 9,451 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 83,696

F3 · kind: On October 5, 2021, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:21 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,661,324 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006382 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,709,512

F1 · kind: On October 5, 2021, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 282,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 6

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London Investors 2016 L.P.

Disclosed balance after: 3,946,495

F12 · kind: On September 27, 2021, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13 · ownership.nature: These shares are held by Accel London Investors 2016 L.P.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 44,522 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 5

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V Strategic Partners L.P.

Disclosed balance after: 622,172

F10 · kind: On September 27, 2021, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11 · ownership.nature: These shares are held by Accel London V Strategic Partners L.P.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 2,922,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 4

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V L.P.

Disclosed balance after: 40,845,671

F7 · kind: On September 27, 2021, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8 · kind: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9 · ownership.nature: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V Associates L. P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 79,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 783,036

F5 · kind: On September 27, 2021, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 9,451 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 93,147

F3 · kind: On September 27, 2021, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
September 27, 2021 Filed Sep 30, 2021 01:28 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,661,324 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006155 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,370,836

F1 · kind: On September 27, 2021, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 282,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 6

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London Investors 2016 L.P.

Disclosed balance after: 4,228,899

F12 · kind: On September 21, 2021, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F13 · ownership.nature: These shares are held by Accel London Investors 2016 L.P.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 44,522 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 5

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V Strategic Partners L.P.

Disclosed balance after: 666,694

F10 · kind: On September 21, 2021, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F11 · ownership.nature: These shares are held by Accel London V Strategic Partners L.P.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 2,922,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 4

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel London V L.P.

Disclosed balance after: 43,768,509

F7 · kind: On September 21, 2021, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.

F8 · kind: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9 · ownership.nature: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V Associates L. P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 79,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 3

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 862,497

F5 · kind: On September 21, 2021, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: These shares are held by Accel Growth Fund Investors 2016 L.L.C.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 9,451 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 2

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 102,598

F3 · kind: On September 21, 2021, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: These shares are held by Accel Growth Fund IV Strategic Partners L.P.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC UiPath, Inc. PATH · Entity 2505 OtherClass A common stock 1,661,324 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006076 · primarydocument.xml · nonDerivative · entry 1

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel London V L.P. · CIK 0001672272 · 10% owner

Accel London V Associates L.P. · CIK 0001677591 · 10% owner

Accel London Investors 2016 L.P. · CIK 0001761735 · 10% owner

Accel London V Associates L.L.C. · CIK 0001677593 · 10% owner

Accel London V Strategic Partners L.P. · CIK 0001677178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,032,160

F1 · kind: On September 21, 2021, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 OtherClass B Common Stock · Derivative 27,298 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 31

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 27,298

Underlying: Class A Common Stock · 27,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 OtherClass B Common Stock · Derivative 4,798,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 30

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV L.P.

Disclosed balance after: 4,798,496

Underlying: Class A Common Stock · 4,798,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 OtherClass B Common Stock · Derivative 229,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 29

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 229,511

Underlying: Class A Common Stock · 229,511 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 OtherClass B Common Stock · Derivative 290,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 28

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel London 2012 L.P.

Disclosed balance after: 290,627

Underlying: Class A Common Stock · 290,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 OtherClass B Common Stock · Derivative 12,800,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 27

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800,725

Underlying: Class A Common Stock · 12,800,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries E Preferred Stock · Derivative 3,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 26

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries E Preferred Stock · Derivative 590,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 25

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV L.P.

Disclosed balance after: 0

Underlying: Common Stock · 590,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries E Preferred Stock · Derivative 28,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 24

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 28,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries E Preferred Stock · Derivative 11,508 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 23

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel London 2012 L.P.

Disclosed balance after: 0

Underlying: Common Stock · 11,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries E Preferred Stock · Derivative 506,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 22

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 506,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries D Preferred Stock · Derivative 23,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 21

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 23,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries D Preferred Stock · Derivative 4,093,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 20

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund IV L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,093,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries D Preferred Stock · Derivative 195,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 19

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 195,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries D Preferred Stock · Derivative 38,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 18

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel London 2012 L.P.

Disclosed balance after: 0

Underlying: Common Stock · 38,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

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September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries D Preferred Stock · Derivative 1,686,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 17

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,686,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

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September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries C Preferred Stock · Derivative 35,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 16

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Accel London 2012 L.P.

Disclosed balance after: 0

Underlying: Common Stock · 35,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:07 UTC ForgeRock, Inc. FORG · Entity 15406 ConversionSeries C Preferred Stock · Derivative 1,551,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 15

ACCEL LONDON III LP · CIK 0001453180 · 10% owner

Accel London III Associates L.P. · CIK 0001495005 · 10% owner

Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner

Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner

Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner

Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner

Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner

Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,551,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F4 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.

F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.