organization · Reporting owner
Accel London III Associates L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CrowdStrike Holdings, Inc.CRWD · Entity 1172 | 10% owner | June 15, 2020 | June 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CrowdStrike Holdings, Inc.
Report date June 15, 2020 · Filed June 17, 2020
Jointly reported with Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund II Associates L.L.C., Accel Growth Fund Investors 2013 L.L.C., ACCEL LONDON III LP, Accel London Investors 2012 L.P., Accel London III Associates L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2020-06-15 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-06-15 · Conversion · Acquired 2,034,240 · Balance 2,034,240 F1: Class B common stock convert into Class A common stock on a one-for-one basis. F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 6 · 2020-06-15 · Other · Disposed 2,034,240 · Balance 0 F7: On June 15, 2020, Accel Growth Fund II L.P. distributed, for no consideration, 2,034,240 shares of Class A common stock of the Issuer (the "Accel Growth II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel Growth II Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel Growth II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel Growth Fund II Strategic Partners L.P. | 0 |
Last balance in matching sequence
After 2020-06-15 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-06-15 · Conversion · Acquired 147,360 · Balance 147,360 F1: Class B common stock convert into Class A common stock on a one-for-one basis. F3: These shares are held by Accel Growth Fund II Strategic Partners L.P. Row 7 · 2020-06-15 · Other · Disposed 147,360 · Balance 0 F8: On June 15, 2020, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 147,360 shares of Class A common stock of the Issuer (the "Accel Growth II SP Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth II SP Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II SP Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3: These shares are held by Accel Growth Fund II Strategic Partners L.P. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel Growth Fund Investors 2013 L.L.C. | 0 |
Last balance in matching sequence
After 2020-06-15 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2020-06-15 · Conversion · Acquired 218,400 · Balance 218,400 F1: Class B common stock convert into Class A common stock on a one-for-one basis. F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C. Row 8 · 2020-06-15 · Other · Disposed 218,400 · Balance 0 F9: On June 15, 2020, Accel Growth Fund Investors 2013 L.L.C. distributed, for no consideration, 218,400 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel London III L.P. | 0 |
Last balance in matching sequence
After 2020-06-15 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-06-15 · Conversion · Acquired 586,680 · Balance 586,680 F1: Class B common stock convert into Class A common stock on a one-for-one basis. F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 9 · 2020-06-15 · Other · Disposed 586,680 · Balance 0 F10: On June 15, 2020, Accel London III L.P. distributed, for no consideration, 586,680 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (13) below. F13: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel London Investors 2012 L.P. | 0 |
Last balance in matching sequence
After 2020-06-15 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2020-06-15 · Conversion · Acquired 13,320 · Balance 13,320 F1: Class B common stock convert into Class A common stock on a one-for-one basis. F6: These shares are held by Accel London Investors 2012 L.P. Row 10 · 2020-06-15 · Other · Disposed 13,320 · Balance 0 F11: On June 15, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 13,320 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6: These shares are held by Accel London Investors 2012 L.P. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,570,136 |
Reported balance
After 2020-06-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-06-15 · Conversion · Disposed 2,034,240 · Balance 6,570,136 F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectAccel Growth Fund II Strategic Partners L.P. | 475,941 |
Reported balance
After 2020-06-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-15 · Conversion · Disposed 147,360 · Balance 475,941 F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F3: These shares are held by Accel Growth Fund II Strategic Partners L.P. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectAccel Growth Fund Investors 2013 L.L.C. | 705,384 |
Reported balance
After 2020-06-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-06-15 · Conversion · Disposed 218,400 · Balance 705,384 F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectAccel London III L.P. | 1,959,465 |
Reported balance
After 2020-06-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-06-15 · Conversion · Disposed 586,680 · Balance 1,959,465 F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectAccel London Investors 2012 L.P. | 44,488 |
Reported balance
After 2020-06-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-06-15 · Conversion · Disposed 13,320 · Balance 44,488 F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F6: These shares are held by Accel London Investors 2012 L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: These shares are held by Accel Growth Fund II Strategic Partners L.P.
F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C.
F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F6: These shares are held by Accel London Investors 2012 L.P.
F7: On June 15, 2020, Accel Growth Fund II L.P. distributed, for no consideration, 2,034,240 shares of Class A common stock of the Issuer (the "Accel Growth II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel Growth II Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel Growth II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: On June 15, 2020, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 147,360 shares of Class A common stock of the Issuer (the "Accel Growth II SP Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth II SP Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II SP Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: On June 15, 2020, Accel Growth Fund Investors 2013 L.L.C. distributed, for no consideration, 218,400 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F10: On June 15, 2020, Accel London III L.P. distributed, for no consideration, 586,680 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (13) below.
F11: On June 15, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 13,320 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F13: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ForgeRock, Inc.
Report date August 23, 2023 · Filed August 25, 2023
Jointly reported with ACCEL LONDON III LP, Accel London III Associates L.L.C., Accel London Investors 2012 L.P., Accel Growth Fund Investors 2016 L.L.C., Accel Growth Fund IV L.P., Accel Growth Fund IV Associates L.L.C., Accel Growth Fund IV Strategic Partners L.P.
Section 16 reporting ended · disclosed 2023-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-08-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-23 · Disposition to issuer · Disposed 12,800,725 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund IV L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-23 · Disposition to issuer · Disposed 4,798,496 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund IV Strategic Partners L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-23 · Disposition to issuer · Disposed 27,298 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel London Investors 2012 L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-23 · Disposition to issuer · Disposed 290,627 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund Investors 2016 L.L.C. | 0 |
Reported balance
After 2023-08-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-23 · Disposition to issuer · Disposed 229,511 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2023 Filed Aug 25, 2023 20:14 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 229,511 | $23.25 Strike: $0.00 | $5,336,130.75 |
DisclosureSEC source: 0001209191-23-047307 · doc4.xml · derivative · entry 5 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 0 Underlying: Class A Common Stock · 229,511 shares Expires not disclosed F2 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F6 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:14 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 290,627 | $23.25 Strike: $0.00 | $6,757,077.75 |
DisclosureSEC source: 0001209191-23-047307 · doc4.xml · derivative · entry 4 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Accel London Investors 2012 L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 290,627 shares Expires not disclosed F2 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F5 · ownership.nature: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:14 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 27,298 | $23.25 Strike: $0.00 | $634,678.50 |
DisclosureSEC source: 0001209191-23-047307 · doc4.xml · derivative · entry 3 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 27,298 shares Expires not disclosed F2 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:14 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 4,798,496 | $23.25 Strike: $0.00 | $111,565,032.00 |
DisclosureSEC source: 0001209191-23-047307 · doc4.xml · derivative · entry 2 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Accel Growth Fund IV L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 4,798,496 shares Expires not disclosed F2 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:14 UTC | ForgeRock, Inc. FORG · Entity 15406 | Disposition to issuerClass B Common Stock · Derivative | 12,800,725 | $23.25 Strike: $0.00 | $297,616,856.25 |
DisclosureSEC source: 0001209191-23-047307 · doc4.xml · derivative · entry 1 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,800,725 shares Expires not disclosed F2 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · derivative.exercise_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3 · ownership.direct: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 27,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 31 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 27,298 Underlying: Class A Common Stock · 27,298 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 4,798,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 30 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV L.P. Disclosed balance after: 4,798,496 Underlying: Class A Common Stock · 4,798,496 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 229,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 29 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 229,511 Underlying: Class A Common Stock · 229,511 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 290,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 28 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 290,627 Underlying: Class A Common Stock · 290,627 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherClass B Common Stock · Derivative | 12,800,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 27 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800,725 Underlying: Class A Common Stock · 12,800,725 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E Preferred Stock · Derivative | 3,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 26 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E Preferred Stock · Derivative | 590,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 25 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV L.P. Disclosed balance after: 0 Underlying: Common Stock · 590,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E Preferred Stock · Derivative | 28,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 24 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 28,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E Preferred Stock · Derivative | 11,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 23 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 Underlying: Common Stock · 11,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries E Preferred Stock · Derivative | 506,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 22 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 506,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries D Preferred Stock · Derivative | 23,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 21 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 23,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries D Preferred Stock · Derivative | 4,093,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 20 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,093,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries D Preferred Stock · Derivative | 195,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 19 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 195,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries D Preferred Stock · Derivative | 38,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 18 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 Underlying: Common Stock · 38,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries D Preferred Stock · Derivative | 1,686,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 17 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,686,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries C Preferred Stock · Derivative | 35,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 16 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 Underlying: Common Stock · 35,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries C Preferred Stock · Derivative | 1,551,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 15 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,551,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries B Preferred Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 14 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries B Preferred Stock · Derivative | 2,202,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 13 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,202,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries A Preferred Stock · Derivative | 148,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 12 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 Underlying: Common Stock · 148,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionSeries A Preferred Stock · Derivative | 6,518,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · derivative · entry 11 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,518,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F2 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherCommon Stock | 27,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 10 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherCommon Stock | 4,798,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 9 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · y: Accel Growth Fund IV L.P. Disclosed balance after: 0 F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherCommon Stock | 229,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 8 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 0 F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherCommon Stock | 290,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 7 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 0 F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | OtherCommon Stock | 12,800,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 6 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 26,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 5 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 27,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 4,684,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 4 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund IV L.P. Disclosed balance after: 4,798,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F10 · ownership.nature: Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 224,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 3 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel Growth Fund Investors 2016 L.L.C. Disclosed balance after: 229,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 283,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 2 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Accel London 2012 L.P. Disclosed balance after: 290,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F8 · ownership.nature: Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:07 UTC | ForgeRock, Inc. FORG · Entity 15406 | ConversionCommon Stock | 12,466,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057238 · doc4.xml · nonDerivative · entry 1 ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Associates L.L.C. · CIK 0001665744 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. F2 · price: Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F3 · price: Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F4 · price: Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F5 · price: Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F6 · price: Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. F7 · ownership.direct: Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B common stock · Derivative | 13,320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · derivative · entry 15 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London Investors 2012 L.P. Disclosed balance after: 44,488 Underlying: Class A common stock · 13,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F12 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F6 · ownership.nature: These shares are held by Accel London Investors 2012 L.P. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B common stock · Derivative | 586,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · derivative · entry 14 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London III L.P. Disclosed balance after: 1,959,465 Underlying: Class A common stock · 586,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F12 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F5 · ownership.nature: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B common stock · Derivative | 218,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · derivative · entry 13 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund Investors 2013 L.L.C. Disclosed balance after: 705,384 Underlying: Class A common stock · 218,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F12 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F4 · ownership.nature: These shares are held by Accel Growth Fund Investors 2013 L.L.C. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B common stock · Derivative | 147,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · derivative · entry 12 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 475,941 Underlying: Class A common stock · 147,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F12 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F3 · ownership.nature: These shares are held by Accel Growth Fund II Strategic Partners L.P. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B common stock · Derivative | 2,034,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · derivative · entry 11 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,570,136 Underlying: Class A common stock · 2,034,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F12 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. F2 · ownership.direct: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A common stock | 13,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 10 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London Investors 2012 L.P. Disclosed balance after: 0 F11 · kind: On June 15, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 13,320 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.nature: These shares are held by Accel London Investors 2012 L.P. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A common stock | 586,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 9 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London III L.P. Disclosed balance after: 0 F10 · kind: On June 15, 2020, Accel London III L.P. distributed, for no consideration, 586,680 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (13) below. F13 · kind: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A common stock | 218,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 8 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund Investors 2013 L.L.C. Disclosed balance after: 0 F9 · kind: On June 15, 2020, Accel Growth Fund Investors 2013 L.L.C. distributed, for no consideration, 218,400 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: These shares are held by Accel Growth Fund Investors 2013 L.L.C. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A common stock | 147,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 7 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 0 F8 · kind: On June 15, 2020, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 147,360 shares of Class A common stock of the Issuer (the "Accel Growth II SP Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth II SP Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II SP Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: These shares are held by Accel Growth Fund II Strategic Partners L.P. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A common stock | 2,034,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 6 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · kind: On June 15, 2020, Accel Growth Fund II L.P. distributed, for no consideration, 2,034,240 shares of Class A common stock of the Issuer (the "Accel Growth II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel Growth II Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel Growth II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A common stock | 13,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 5 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London Investors 2012 L.P. Disclosed balance after: 13,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis. F6 · ownership.nature: These shares are held by Accel London Investors 2012 L.P. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A common stock | 586,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 4 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel London III L.P. Disclosed balance after: 586,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis. F5 · ownership.nature: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A common stock | 218,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 3 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund Investors 2013 L.L.C. Disclosed balance after: 218,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis. F4 · ownership.nature: These shares are held by Accel Growth Fund Investors 2013 L.L.C. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:17 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A common stock | 147,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-011901 · dp130492_4-accel.xml · nonDerivative · entry 2 Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner Accel Growth Fund Investors 2013 L.L.C. · CIK 0001611478 · 10% owner ACCEL LONDON III LP · CIK 0001453180 · 10% owner Accel London III Associates L.P. · CIK 0001495005 · 10% owner Accel London Investors 2012 L.P. · CIK 0001549350 · 10% owner Accel London III Associates L.L.C. · CIK 0001495004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 147,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B common stock convert into Class A common stock on a one-for-one basis. F3 · ownership.nature: These shares are held by Accel Growth Fund II Strategic Partners L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.