organization · Reporting owner
Accel Growth Fund IV Strategic Partners L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ethos Technologies Inc.LIFE · Entity 4157 | 10% owner | August 11, 2026 | August 13, 2026 |
| Slack Technologies, Inc.WORK · Entity 137108 | 10% owner | June 11, 2019 | June 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ethos Technologies Inc.
Report date August 11, 2026 · Filed August 13, 2026
Jointly reported with Accel Growth Fund IV L.P., Accel Growth Fund Investors 2016 L.L.C., Accel Growth Fund IV Associates L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 711,900 |
Reported balance
After 2026-08-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-11 · Conversion · Acquired 711,900 · Balance 711,900 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-08-11 · Other · Disposed 711,900 · Balance 0 F2: On August 11, 2026, Accel Growth Fund IV L.P. distributed, for no consideration, 711,900 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2016 L.L.C. | 34,050 |
Reported balance
After 2026-08-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-08-11 · Conversion · Acquired 34,050 · Balance 34,050 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2016 L.L.C. | 0 |
Reported balance
After 2026-08-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-08-11 · Other · Disposed 34,050 · Balance 0 F3: On August 11, 2026, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 34,050 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV L.P. Strategic Partners L.P. | 4,050 |
Reported balance
After 2026-08-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-08-11 · Conversion · Acquired 4,050 · Balance 4,050 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV L.P. Strategic Partners L.P. | 0 |
Reported balance
After 2026-08-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-08-11 · Other · Disposed 4,050 · Balance 0 F4: On August 11, 2026, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 4,050 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 4,373,831 |
Reported balance
After 2026-08-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-11 · Conversion · Disposed 711,190 · Balance 4,373,831 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund Investors 2016 L.L.C. | 209,205 |
Reported balance
After 2026-08-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-11 · Conversion · Disposed 34,050 · Balance 209,205 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund IV Strategic Partners L.P. | 24,879 |
Reported balance
After 2026-08-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-08-11 · Conversion · Disposed 4,050 · Balance 24,879 F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.
F2: On August 11, 2026, Accel Growth Fund IV L.P. distributed, for no consideration, 711,900 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F3: On August 11, 2026, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 34,050 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F4: On August 11, 2026, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 4,050 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
Slack Technologies, Inc.
Report date June 11, 2019 · Filed June 15, 2019 · Amendment
Jointly reported with Accel X LP, Accel Growth Fund III L.P., Accel Growth Fund III Strategic Partners L.P., Accel Growth Fund III Associates L.L.C., Accel Growth Fund Investors 2014 L.L.C., Accel Growth Fund IV L.P., Accel Growth Fund IV Associates L.L.C., Accel Growth Fund Investors 2016 L.L.C.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund III L.P. | 3,705,529 |
Reported balance
After 2019-06-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-06-11 · Conversion · Acquired 3,705,529 · Balance 3,705,529 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund III Strategic Partners L.P. | 174,942 |
Reported balance
After 2019-06-11 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-06-11 · Conversion · Acquired 174,942 · Balance 174,942 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2014 L.L.C | 245,497 |
Reported balance
After 2019-06-11 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-06-11 · Conversion · Acquired 245,497 · Balance 245,497 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV L.P. | 1,219,420 |
Reported balance
After 2019-06-11 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-06-11 · Conversion · Acquired 1,219,420 · Balance 1,219,420 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV Strategic Partners L.P. | 6,937 |
Reported balance
After 2019-06-11 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2019-06-11 · Conversion · Acquired 6,937 · Balance 6,937 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2016 L.L.C. | 58,325 |
Reported balance
After 2019-06-11 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2019-06-11 · Conversion · Acquired 58,325 · Balance 58,325 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund III L.P. | 11,116,587 |
Reported balance
After 2019-06-11 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2019-06-11 · Conversion · Disposed 3,705,529 · Balance 11,116,587 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund III Strategic Partners L.P. | 524,827 |
Reported balance
After 2019-06-11 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2019-06-11 · Conversion · Disposed 174,942 · Balance 524,827 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund Investors 2014 L.L.C. | 736,492 |
Reported balance
After 2019-06-11 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2019-06-11 · Conversion · Disposed 245,497 · Balance 736,492 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund IV L.P. | 3,658,260 |
Reported balance
After 2019-06-11 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2019-06-11 · Conversion · Disposed 1,219,420 · Balance 3,658,260 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund IV Strategic Partners L.P. | 20,812 |
Reported balance
After 2019-06-11 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2019-06-11 · Conversion · Disposed 6,937 · Balance 20,812 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund Investors 2016 L.L.C. | 174,973 |
Reported balance
After 2019-06-11 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2019-06-11 · Conversion · Disposed 58,325 · Balance 174,973 F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety. F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: These shares are held by Accel Growth Fund III L.P. Accel Growth Fund III Associates L.L.C is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel Growth Fund III Entities). The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.
F3: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel Growth Fund III Associates L.L.C. is the general partner of each of the Accel Growth Fund III Entities. The managing members of Accel Growth Fund III Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund III Entities, and its managing members share such powers.
F4: These shares are held by Accel Growth Fund Investors 2014 L.L.C. The managing members of Accel Growth Fund Investors 2014 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2014 L.L.C.
F5: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (the "Accel Growth Fund IV Entities"). The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.
F6: These shares are held by Accel Growth Fund IV Strategic Partners L.P. Accel Growth Fund IV Associates L.L.C. is the general partner of each of the Accel Growth Fund IV Entities. The managing members of Accel Growth Fund IV Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong. Accel Growth Fund IV Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities, and its managing members share such powers.
F7: These shares are held by Accel Growth Fund Investors 2016 L.L.C. The managing member of Accel Growth Fund Investors 2016 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan Sweeney, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Growth Fund Investors 2016 L.L.C.
F8: Due to a clerical error, the Form 4 filed on June 12, 2019 inadvertently reflected in Column 5 of Table II that, in connection with the conversion of shares of Class B Common Stock to Class A Common Stock, shares of Class B Common Stock were acquired rather than disposed of. This amendment is being filed to correct Column 5 of Table II. All other information set forth in the June 12, 2019 Form 4 remains correct and is restated in its entirety.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ForgeRock, Inc.
Report date August 23, 2023 · Filed August 25, 2023
Jointly reported with ACCEL LONDON III LP, Accel London III Associates L.P., Accel London III Associates L.L.C., Accel London Investors 2012 L.P., Accel Growth Fund Investors 2016 L.L.C., Accel Growth Fund IV L.P., Accel Growth Fund IV Associates L.L.C.
Section 16 reporting ended · disclosed 2023-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-08-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-23 · Disposition to issuer · Disposed 12,800,725 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund IV L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-23 · Disposition to issuer · Disposed 4,798,496 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund IV Strategic Partners L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-23 · Disposition to issuer · Disposed 27,298 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel London Investors 2012 L.P. | 0 |
Reported balance
After 2023-08-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-23 · Disposition to issuer · Disposed 290,627 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy: Accel Growth Fund Investors 2016 L.L.C. | 0 |
Reported balance
After 2023-08-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-23 · Disposition to issuer · Disposed 229,511 · Balance 0 F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
F2: In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F3: Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F4: Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5: AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301.
PagerDuty, Inc.
Report date October 07, 2019 · Filed October 09, 2019
Jointly reported with Accel Growth Fund Investors 2011 L.L.C., Accel Growth Fund Investors 2016 L.L.C., Accel Growth Fund IV L.P., Accel Growth Fund L.P., Accel Growth Fund Strategic Partners L.P., Accel Investors 2013 L.L.C., Accel XI L.P., Accel XI Strategic Partners L.P.
Section 16 reporting ended · disclosed 2019-10-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93 |
Reported balance
After 2019-10-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-10-07 · Other · Disposed 46,660 · Balance 93 F1: On October 7, 2019, Accel Growth Fund Investors 2011 L.L.C. distributed, for no consideration, 46,660 shares of Common stock of the Issuer (the "AGFI 2011 Shares") to its limited partners, representing each such partner's pro rata interest in such AGFI 2011 Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2011 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund L.P. | 1,339 |
Reported balance
After 2019-10-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-10-07 · Other · Disposed 673,801 · Balance 1,339 F3: On October 7, 2019, Accel Growth Fund L.P. distributed, for no consideration, 673,801 shares of Common stock of the Issuer (the "AGF Shares") to its limited partners, representing each such partner's pro rata interest in such AGF Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Strategic Partners L.P. | 26 |
Reported balance
After 2019-10-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-10-07 · Other · Disposed 13,132 · Balance 26 F5: On October 7, 2019, Accel Growth Fund Strategic Partners L.P. distributed, for no consideration, 13,132 shares of Common stock of the Issuer (the "AGF SP Shares") to its limited partners, representing each such partner's pro rata interest in such AGF SP Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6: AGFA is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Investors 2013, L.L.C. | 131 |
Reported balance
After 2019-10-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-10-07 · Other · Disposed 65,951 · Balance 131 F7: On October 7, 2019, Accel Investors 2013 L.L.C. distributed, for no consideration, 65,951 shares of Common stock of the Issuer (the "AI 2013 Shares") to its limited partners, representing each such partner's pro rata interest in such AI 2013 Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F8: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel XI L.P. | 1,234 |
Reported balance
After 2019-10-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-10-07 · Other · Disposed 620,984 · Balance 1,234 F9: On October 7, 2019, Accel XI L.P. distributed, for no consideration, 620,984 shares of Common stock of the Issuer (the "A XI Shares") to its limited partners, representing each such partner's pro rata interest in such A XI Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F10: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel XI Strategic Partners L.P. | 93 |
Reported balance
After 2019-10-07 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-10-07 · Other · Disposed 46,660 · Balance 93 F11: On October 7, 2019, Accel XI Strategic Partners L.P. distributed, for no consideration, 46,660 shares of Common stock of the Issuer (the "A XI SP Shares") to its limited partners, representing each such partner's pro rata interest in such A XI SP Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F12: A11A is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2016, L.L.C. | 292,084 |
Reported balance
Holding disclosure · report date 2019-10-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 292,084 F13: Andrew G. Braccia, Ryan J. Sweeney, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV L.P., for itself and as nominee | 6,106,738 |
Reported balance
Holding disclosure · report date 2019-10-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 6,106,738 F14: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund IV Strategic Partners L.P. | 34,743 |
Reported balance
Holding disclosure · report date 2019-10-07 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 34,743 F15: AGF4A is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 7, 2019, Accel Growth Fund Investors 2011 L.L.C. distributed, for no consideration, 46,660 shares of Common stock of the Issuer (the "AGFI 2011 Shares") to its limited partners, representing each such partner's pro rata interest in such AGFI 2011 Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2011 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F3: On October 7, 2019, Accel Growth Fund L.P. distributed, for no consideration, 673,801 shares of Common stock of the Issuer (the "AGF Shares") to its limited partners, representing each such partner's pro rata interest in such AGF Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F4: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5: On October 7, 2019, Accel Growth Fund Strategic Partners L.P. distributed, for no consideration, 13,132 shares of Common stock of the Issuer (the "AGF SP Shares") to its limited partners, representing each such partner's pro rata interest in such AGF SP Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F6: AGFA is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F7: On October 7, 2019, Accel Investors 2013 L.L.C. distributed, for no consideration, 65,951 shares of Common stock of the Issuer (the "AI 2013 Shares") to its limited partners, representing each such partner's pro rata interest in such AI 2013 Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F9: On October 7, 2019, Accel XI L.P. distributed, for no consideration, 620,984 shares of Common stock of the Issuer (the "A XI Shares") to its limited partners, representing each such partner's pro rata interest in such A XI Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F10: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F11: On October 7, 2019, Accel XI Strategic Partners L.P. distributed, for no consideration, 46,660 shares of Common stock of the Issuer (the "A XI SP Shares") to its limited partners, representing each such partner's pro rata interest in such A XI SP Shares. The distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F12: A11A is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F13: Andrew G. Braccia, Ryan J. Sweeney, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F14: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F15: AGF4A is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.
UiPath, Inc.
Report date June 15, 2023 · Filed June 20, 2023
Jointly reported with Accel Growth Fund IV L.P., Accel Growth Fund IV Associates L.L.C., Accel Growth Fund Investors 2016 L.L.C., Accel London V L.P., Accel London V Associates L.P., Accel London Investors 2016 L.P., Accel London V Associates L.L.C., Accel London V Strategic Partners L.P.
Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 7,408,106 |
Reported balance
After 2023-06-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-15 · Other · Disposed 1,661,324 · Balance 7,408,106 F1: On June 15, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel Growth Fund IV Strategic Partners L.P. | 42,158 |
Reported balance
After 2023-06-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-06-15 · Other · Disposed 9,451 · Balance 42,158 F3: On June 15, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4: These shares are held by Accel Growth Fund IV Strategic Partners L.P. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel Growth Fund Investors 2016 L.L.C. | 354,351 |
Reported balance
After 2023-06-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-06-15 · Other · Disposed 79,461 · Balance 354,351 F5: On June 15, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6: These shares are held by Accel Growth Fund Investors 2016 L.L.C. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel London V L.P. | 25,077,157 |
Reported balance
After 2023-06-15 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-06-15 · Other · Disposed 2,922,838 · Balance 25,077,157 F7: On June 15, 2023, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below. F8: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F9: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V L.P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel London V Strategic Partners L.P. | 381,980 |
Reported balance
After 2023-06-15 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2023-06-15 · Other · Disposed 44,522 · Balance 381,980 F10: On June 15, 2023, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. Continued in footnote (11) below. F11: Continued from footnote (10): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F12: These shares are held by Accel London V Strategic Partners L.P. |
| Class A common stockSEC Table I · non-derivative | IndirectAccel London Investors 2016 L.P. | 2,422,947 |
Reported balance
After 2023-06-15 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2023-06-15 · Other · Disposed 282,404 · Balance 2,422,947 F13: On June 15, 2023, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F14: These shares are held by Accel London Investors 2016 L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 15, 2023, Accel Growth Fund IV L.P. distributed, for no consideration, 1,661,324 shares of Class A common stock of the Issuer (the "Accel Growth IV Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV L.P., representing each such partner's pro rata interest in such Accel Growth IV Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV Shares it received in the distribution by Accel Growth Fund IV L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F10: On June 15, 2023, Accel London V Strategic Partners L.P. distributed, for no consideration, 44,522 shares of Class A common stock of the Issuer (the "Accel London V SP Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V Strategic Partners L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Strategic Partners L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V SP Shares. Continued in footnote (11) below.
F11: Continued from footnote (10): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V SP Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F12: These shares are held by Accel London V Strategic Partners L.P.
F13: On June 15, 2023, Accel London Investors 2016 L.P. distributed, for no consideration, 282,404 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London Investors 2016 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2016 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F14: These shares are held by Accel London Investors 2016 L.P.
F2: These shares are held by Accel Growth Fund IV L.P. Accel Growth Fund IV Associates L.L.C. ("Accel Growth Fund IV GP") is the general partner of each of Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. (together, the "Accel Growth Fund IV Entities"). Accel Growth Fund IV GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund IV Entities. Accel Growth Fund IV GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: On June 15, 2023, Accel Growth Fund IV Strategic Partners L.P. distributed, for no consideration, 9,451 shares of Class A common stock of the Issuer (the "Accel Growth IV SP Shares") to its limited partners and to Accel Growth Fund IV Associates L.L.C., the general partner of Accel Growth Fund IV Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth IV SP Shares. On the same date, Accel Growth Fund IV Associates L.L.C. distributed, for no consideration, the Accel Growth IV SP Shares it received in the distribution by Accel Growth Fund IV Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth IV SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F4: These shares are held by Accel Growth Fund IV Strategic Partners L.P.
F5: On June 15, 2023, Accel Growth Fund Investors 2016 L.L.C. distributed, for no consideration, 79,461 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. The aforementioned distribution was made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F6: These shares are held by Accel Growth Fund Investors 2016 L.L.C.
F7: On June 15, 2023, Accel London V L.P. distributed, for no consideration, 2,922,838 shares of Class A common stock of the Issuer (the "Accel London V Shares") to its limited partners and to Accel London V Associates L.P., the general partner of Accel London V L.P., representing each such partner's pro rata interest in such Accel London V Shares. On the same date, Accel London V Associates L.P. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V L.P. to its limited partners and to Accel London V Associates L.L.C., the general partner of Accel London V Associates L.P., representing each such partner's pro rata interest in such Accel London V Shares. Continued in footnote (8) below.
F8: Continued from footnote (7): Also on that same date, Accel London V Associates L.L.C. distributed, for no consideration, the Accel London V Shares it received in the distribution by Accel London V Associates L.P. to its members, representing each such member's pro rata interest in such Accel London V Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F9: These shares are held by Accel London V L.P. Accel London V Associates L.P. is the general partner of Accel London V L.P. and has sole voting and dispositive power with regard to the shares held by Accel London V L.P. Accel London V Associates L.L.C. is the general partner of Accel London V Associates L.P. and Accel London Investors 2016 L.P (together with Accel London V L.P., the "Accel London V Entities"). Accel London V Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London V Entities. Each of Accel London V Associates L.P. and Accel London V Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 27 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F11 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 26 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F10 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 25 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 24 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F8 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 23 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F7 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 22 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F6 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 21 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV L.P., for itself and as nominee Disclosed balance after: 0 Underlying: Common Stock · 20,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F5 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 20 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2016, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F4 · ownership.nature: Andrew G. Braccia, Ryan J. Sweeney, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 19 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2011 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 18 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 5,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F11 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 17 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI L.P. Disclosed balance after: 0 Underlying: Common Stock · 69,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F10 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 16 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 7,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 15 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F8 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 14 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund L.P. Disclosed balance after: 0 Underlying: Common Stock · 75,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F7 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 13 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F6 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 12 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV L.P., for itself and as nominee Disclosed balance after: 0 Underlying: Common Stock · 679,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F5 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 11 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2016, L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 32,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F4 · ownership.nature: Andrew G. Braccia, Ryan J. Sweeney, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionSeries Seed Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · derivative · entry 10 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2011 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 38,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 9 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI Strategic Partners L.P. Disclosed balance after: 46,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F11 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 516,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 8 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI L.P. Disclosed balance after: 622,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F10 · ownership.nature: Accel XI Associates L.L.C. ("A11A") is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of A11A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 54,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 7 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013, L.L.C. Disclosed balance after: 66,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F9 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 10,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 6 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P. Disclosed balance after: 13,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F8 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 560,399 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 5 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund L.P. Disclosed balance after: 675,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F7 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 28,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 4 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 34,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F6 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 5,078,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 3 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV L.P., for itself and as nominee Disclosed balance after: 6,106,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F5 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 242,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 2 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2016, L.L.C. Disclosed balance after: 292,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F4 · ownership.nature: Andrew G. Braccia, Ryan J. Sweeney, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 01:46 UTC | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 38,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-004319 · wf-form4_155537917984177.xml · nonDerivative · entry 1 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the first of two Form 4s filed relating to the same event. Total shares includes conversion from Part 2, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2011 L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Oct 9, 2019 22:32 UTC Amendment | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 54,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052852 · doc4a.xml · nonDerivative · entry 5 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013, L.L.C. Disclosed balance after: 66,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the second of two Form 4s filed relating to the same event. Total shares includes conversion from Part 1, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F11 · balance_after: On April 15, 2019, the Reporting Person filed a Form 4 reporting, among other things, the acquisition of 54,851 shares of the Issuer's Common Stock ( the "Reportable Transaction"), which, due to a clerical error, incorrectly reported the amount of shares beneficially owned by the Reporting Person following the Reportable Transaction. This amendment corrects the amount of shares listed in column 5 from 120,933 to 66,082. F12 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of Accel Investors 2013, L.L.C. and therefore share the voting and investment powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Oct 9, 2019 22:32 UTC Amendment | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 10,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052852 · doc4a.xml · nonDerivative · entry 4 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P. Disclosed balance after: 13,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the second of two Form 4s filed relating to the same event. Total shares includes conversion from Part 1, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F9 · balance_after: On April 15, 2019, the Reporting Person filed a Form 4 reporting, among other things, the acquisition of 10,922 shares of the Issuer's Common Stock ( the "Reportable Transaction"), which, due to a clerical error, incorrectly reported the amount of shares beneficially owned by the Reporting Person following the Reportable Transaction. This amendment corrects the amount of shares listed in column 5 from 24,080 to 13,158. F10 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Kevin J. Efrusy and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Oct 9, 2019 22:32 UTC Amendment | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 560,399 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052852 · doc4a.xml · nonDerivative · entry 3 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund L.P. Disclosed balance after: 675,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the second of two Form 4s filed relating to the same event. Total shares includes conversion from Part 1, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F7 · balance_after: On April 15, 2019, the Reporting Person filed a Form 4 reporting, among other things, the acquisition of 560,399 shares of the Issuer's Common Stock ( the "Reportable Transaction"), which, due to a clerical error, incorrectly reported the amount of shares beneficially owned by the Reporting Person following the Reportable Transaction. This amendment corrects the amount of shares listed in column 5 from 1,235,539 to 675,140. F8 · ownership.nature: Accel Growth Fund Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund L.P. and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong are the Managing Members of AGFA and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Oct 9, 2019 22:32 UTC Amendment | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 28,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052852 · doc4a.xml · nonDerivative · entry 2 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV Strategic Partners L.P. Disclosed balance after: 34,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the second of two Form 4s filed relating to the same event. Total shares includes conversion from Part 1, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F5 · balance_after: On April 15, 2019, the Reporting Person filed a Form 4 reporting, among other things, the acquisition of 28,895 shares of the Issuer's Common Stock ( the "Reportable Transaction"), which, due to a clerical error, incorrectly reported the amount of shares beneficially owned by the Reporting Person following the Reportable Transaction. This amendment corrects the amount of shares listed in column 5 from 63,638 to 34,743. F6 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Oct 9, 2019 22:32 UTC Amendment | PagerDuty, Inc. PD · Entity 4906 | ConversionCommon Stock | 5,078,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052852 · doc4a.xml · nonDerivative · entry 1 Accel Growth Fund Investors 2011 L.L.C. · CIK 0001535586 · 10% owner Accel Growth Fund IV L.P. · CIK 0001665743 · 10% owner Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner Accel Growth Fund L.P. · CIK 0001451727 · 10% owner Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner Accel XI L.P. · CIK 0001522763 · 10% owner Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner Accel Growth Fund Investors 2016 L.L.C. · CIK 0001761641 · 10% owner Accel Growth Fund IV Strategic Partners L.P. · CIK 0001673903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund IV L.P., for itself and as nominee Disclosed balance after: 6,106,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is the second of two Form 4s filed relating to the same event. Total shares includes conversion from Part 1, Table II. F2 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · balance_after: On April 15, 2019, the Reporting Person filed a Form 4 reporting, among other things, the acquisition of 5,078,925 shares of the Issuer's Common Stock ( the "Reportable Transaction"), which, due to a clerical error, incorrectly reported the amount of shares beneficially owned by the Reporting Person following the Reportable Transaction. This amendment corrects the amount of shares listed in column 5 from 11,185,633 to 6,106,738. F4 · ownership.nature: Accel Growth Fund IV Associates L.L.C. ("AGF4A") is the General Partner of Accel Growth Fund IV L.P., for itself and as nominee, and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF4A and share such powers. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.