Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 10, 2023 | May 12, 2023 |
| Aon plcAON · Entity 2608 | Director | June 25, 2026 | June 29, 2026 |
| Fortinet, Inc.FTNT · Entity 2890 | Director | September 30, 2026 | October 02, 2026 |
| Neuberger Next Generation Connectivity Fund Inc.NBXG · Entity 4837 | Director | May 25, 2021 | May 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 10, 2023 · Filed May 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,174 |
Reported balance
After 2023-05-10 transaction · row 1
1 source rowRow 1 · 2023-05-10 · Grant · Acquired 1,035 · Balance 7,174 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
Aon plc
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 1,377.419 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Grant · Acquired 776 · Balance 1,563.654 F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 1,377.419 F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. |
| Class A Ordinary StockSEC Table I · non-derivative | IndirectBy Trust | 1,043 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,043 |
| Class A Ordinary StockSEC Table I · non-derivative | IndirectBy Family Trust | 3,808 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,808 |
Filing footnotes · ownership attribution and instrument terms
F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.
F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.
Fortinet, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,648 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 17,648 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,377 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4: RSUs do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.
F4: RSUs do not expire; they either vest or are canceled prior to vest date.
Neuberger Next Generation Connectivity Fund Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-05-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2021 Filed May 14, 2021 00:12 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000169 · wf-form4_162095115605761.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,098 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:21 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000099 · wf-form4_158957406414240.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,162 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:20 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000101 · wf-form4_155776802831983.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:48 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000130 · wf-form4_152640642782159.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000085 · wf-form4_152027470736634.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F1 · shares: The shares indicated constitute stock units that settle in shares of common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted by the Company into common stock generally within 30 days following the earlier of August 14, 2018, a separation from service or a change of control of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.