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person · Reporting owner

STAVRIDIS JAMES G.

Disclosed activity across 4 companies

Tapewire entity
23672
SEC CIK
0001661859

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Water Works Company, Inc.AWK · Entity 3169DirectorMay 10, 2023May 12, 2023
Aon plcAON · Entity 2608DirectorJune 25, 2026June 29, 2026
Fortinet, Inc.FTNT · Entity 2890DirectorSeptember 30, 2026October 02, 2026
Neuberger Next Generation Connectivity Fund Inc.NBXG · Entity 4837DirectorMay 25, 2021May 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Water Works Company, Inc.

Report date May 10, 2023 · Filed May 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,174 Reported balance After 2023-05-10 transaction · row 1
1 source row

Row 1 · 2023-05-10 · Grant · Acquired 1,035 · Balance 7,174

F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Aon plc

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect1,377.419 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Grant · Acquired 776 · Balance 1,563.654

F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 1,377.419

F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Class A Ordinary StockSEC Table I · non-derivativeIndirectBy Trust1,043 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,043

Class A Ordinary StockSEC Table I · non-derivativeIndirectBy Family Trust3,808 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,808

Filing footnotes · ownership attribution and instrument terms

F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Fortinet, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,648 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 17,648

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,377 Reported balance After 2026-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4: RSUs do not expire; they either vest or are canceled prior to vest date.

Neuberger Next Generation Connectivity Fund Inc.

Report date May 25, 2021 · Filed May 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-05-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 03:59 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000008 · form4-10012026_111002.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,377

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 03:59 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000008 · form4-10012026_111002.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

Read SEC document
August 12, 2026 Filed Aug 13, 2026 21:13 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 1,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000006 · form4-08132026_090846.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Common Stock · 1,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
June 25, 2026 Filed Jun 29, 2026 21:35 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Shares 186.235 $315.95 $58,840.95
Disclosure

SEC source: 0001193125-26-288788 · ownership.xml · nonDerivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,377.419

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 21:35 UTC Aon plc AON · Entity 2608 GrantClass A Ordinary Shares 776 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-288788 · ownership.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,563.654

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:37 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000004 · form4-06122026_090624.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:37 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000004 · form4-06122026_090624.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 22:39 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000002 · form4-04012026_100415.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
March 31, 2026 Filed Apr 1, 2026 22:39 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001661859-26-000002 · form4-04012026_100415.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:07 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000006 · form4-01012026_010104.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:07 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000006 · form4-01012026_010104.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:11 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000004 · form4-10022025_081051.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,948

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:11 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000004 · form4-10022025_081051.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:52 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 2,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022621 · form4-08212025_080843.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 2,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:08 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Shares 152.876 $353.55 $54,049.31
Disclosure

SEC source: 0000950170-25-091796 · ownership.xml · nonDerivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787.654

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:08 UTC Aon plc AON · Entity 2608 GrantClass A Ordinary Shares 637 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-091796 · ownership.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940.53

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:28 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017198 · form4-06132025_080637.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:28 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,130 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017198 · form4-06132025_080637.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009361 · form4-04012025_080430.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,130

Underlying: Common Stock · 1,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,130 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009361 · form4-04012025_080430.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:38 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000111 · form4-01022025_090127.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,260

Underlying: Common Stock · 1,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:38 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,130 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000111 · form4-01022025_090127.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 10:03 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024548 · form4-10032024_101002.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
September 30, 2024 Filed Oct 3, 2024 10:03 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024548 · form4-10032024_101002.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2024.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 20:08 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Stock 264.47 $347.85 $91,995.89
Disclosure

SEC source: 0000950170-24-107268 · ownership.xml · nonDerivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303.53

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 20:08 UTC Aon plc AON · Entity 2608 GrantClass A Ordinary Stock 551 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-107268 · ownership.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In connection with the election of Admiral James Stavridis as a director of Aon plc effective August 15, 2024, the Board of Directors granted fully vested Aon plc Class A Ordinary Shares to Admiral Stavridis to reflect pro-ration for the period of service from August 15, 2024 through June 27, 2025. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In connection with the election of Admiral James Stavridis as a director of Aon plc effective August 15, 2024, the Board of Directors granted fully vested Aon plc Class A Ordinary Shares to Admiral Stavridis to reflect pro-ration for the period of service from August 15, 2024 through June 27, 2025. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:30 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 4,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022035 · form4-08222024_080820.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,519

Underlying: Common Stock · 4,519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2024, December 31, 2024, March 31, 2025, and the earlier of (i) June 30, 2025 and (ii) the date immediately preceding the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
June 13, 2024 Filed Jun 14, 2024 22:58 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017031 · form4-06142024_100645.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
June 13, 2024 Filed Jun 14, 2024 22:58 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017031 · form4-06142024_100645.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:51 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009555 · form4-04012024_080403.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:51 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009555 · form4-04012024_080403.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:28 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000116 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:28 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000116 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:16 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 826 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051054 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,481

Underlying: Common Stock · 826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:16 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 826 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051054 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 21:03 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 3,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046597 · doc4.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,307

Underlying: Common Stock · 3,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:11 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038506 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:11 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038506 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
May 10, 2023 Filed May 12, 2023 22:52 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0001410636-23-000102 · wf-form4_168393195044575.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,174

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 16, 2024 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022182 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022182 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 22:56 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002023 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 22:56 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002023 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:37 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051959 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:37 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051959 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:41 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046653 · doc4.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:36 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037905 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 18 2021.

F3 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the date immediately preceding the Issuer's 2022 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:36 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037905 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 18 2021.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:17 UTC American Water Works Company, Inc. AWK · Entity 3169 GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000109 · wf-form4_165240461265291.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

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November 18, 2021 Filed Nov 18, 2021 21:13 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065446 · doc4.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Stock · 527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the date immediately preceding the Issuer's 2022 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.