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person · Reporting owner

GOLDMAN KENNETH A

Disclosed activity across 10 companies

Tapewire entity
23670
SEC CIK
0001218470

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALTABA INC.YHOO · Entity 13268Chief Financial OfficerJune 06, 2017June 08, 2017
C3.ai, Inc.AI · Entity 2413DirectorJune 26, 2025June 30, 2025
Fortinet, Inc.FTNT · Entity 2890DirectorSeptember 30, 2026October 02, 2026
GoPro, Inc.GPRO · Entity 6232DirectorJune 04, 2024June 06, 2024
Kodiak AI, Inc.KDK · Entity 5204DirectorJune 12, 2026June 16, 2026
RingCentral, Inc.RNG · Entity 2299DirectorJanuary 02, 2026January 05, 2026
TRINET GROUP, INC.TNET · Entity 4202DirectorMay 01, 2020May 05, 2020
WEALTHFRONT CORPWLTH · Entity 4762DirectorSeptember 10, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTABA INC.

Report date June 06, 2017 · Filed June 08, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect552,495 Ending reported balance After 2017-06-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-06 · Tax withholding · Disposed 376 · Balance 554,096

F1: Represents shares withheld by Yahoo! Inc. ("Company") to satisfy tax withholding obligations in connection with the vesting of 720 restricted stock units granted to the reporting person on March 6, 2015.

Row 2 · 2017-06-07 · Tax withholding · Disposed 1,601 · Balance 552,495

F2: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,068 restricted stock units granted to the reporting person on March 7, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by Yahoo! Inc. ("Company") to satisfy tax withholding obligations in connection with the vesting of 720 restricted stock units granted to the reporting person on March 6, 2015.

F2: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,068 restricted stock units granted to the reporting person on March 7, 2016.

C3.ai, Inc.

Report date June 26, 2025 · Filed June 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.72 · Expires 2035-06-25Direct54,722 Reported balance After 2025-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-26 · Grant · Acquired 54,722 · Balance 54,722

F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after June 26, 2025 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Filing footnotes · ownership attribution and instrument terms

F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after June 26, 2025 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Fortinet, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,928 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 23,928

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,377 Reported balance After 2026-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377

F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F5: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6: RSUs do not expire; they either vest or are canceled prior to vest date.

Common StockSEC Table I · non-derivativeIndirectBy Goldman-Valeriote Family Trust u/a/d 11/15/9519,250 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,250

F2: The Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy GV Partners L.P.1,000 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,000

F3: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.

F2: The Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.

F3: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.

F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F5: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6: RSUs do not expire; they either vest or are canceled prior to vest date.

GoPro, Inc.

Report date June 04, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect86,660 Reported balance After 2024-06-04 transaction · row 1
1 source row

Row 1 · 2024-06-04 · Grant · Acquired 80,992 · Balance 86,660

F1: Represents an award of restricted stock units that will vest 25% on each of September 4, 2024, December 4, 2024, March 4, 2025, and upon the earlier of (i) the date of the Issuer's 2025 annual stockholder meeting or (ii) June 4, 2025, subject to the Reporting Person's continuous service.

Class A Common StockSEC Table I · non-derivativeIndirectBy Goldman-Valeriote Family Trust UAD 11/15/95214,750 Reported balance Holding disclosure · report date 2024-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 214,750

F2: Mr. Goldman and spouse are the co-trustees of the Goldman-Valeriote Family Trust UAD 11/15/95.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units that will vest 25% on each of September 4, 2024, December 4, 2024, March 4, 2025, and upon the earlier of (i) the date of the Issuer's 2025 annual stockholder meeting or (ii) June 4, 2025, subject to the Reporting Person's continuous service.

F2: Mr. Goldman and spouse are the co-trustees of the Goldman-Valeriote Family Trust UAD 11/15/95.

Kodiak AI, Inc.

Report date June 12, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,758 Reported balance After 2026-06-12 transaction · row 1
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 31,758 · Balance 31,758

F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest on the earlier of the twelve-month anniversary of June 12, 2026 or the day before the next annual stockholder meeting, subject to the Reporting Person continuing to be a Service Provider through such date.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest on the earlier of the twelve-month anniversary of June 12, 2026 or the day before the next annual stockholder meeting, subject to the Reporting Person continuing to be a Service Provider through such date.

RingCentral, Inc.

Report date January 02, 2026 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect43,959 Reported balance After 2026-01-02 transaction · row 1
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 10,118 · Balance 43,959

F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period commencing on January 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period commencing on January 2, 2026.

TRINET GROUP, INC.

Report date May 01, 2020 · Filed May 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust82,245 Last balance in matching sequence After 2020-05-05 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-05-01 · Sale · Disposed 2,400 · Balance 84,681

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.08, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.

Row 2 · 2020-05-05 · Sale · Disposed 2,436 · Balance 82,245

F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.

Common StockSEC Table I · non-derivativeIndirectBy GRAT32,670 Reported balance Holding disclosure · report date 2020-05-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,670

F3: Shares held directly by the Kenneth A. Goldman GRAT (the "Goldman GRAT"). The Reporting Person serves as the trustee of the Goldman GRAT.

Common StockSEC Table I · non-derivativeIndirectBy GRAT32,670 Reported balance Holding disclosure · report date 2020-05-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 32,670

F4: Shares held directly by the Susan Valeriote GRAT (the "Valeriote GRAT"). The Reporting Person's spouse serves as the trustee of the Valeriote GRAT.

Common StockSEC Table I · non-derivativeDirect5,773 Reported balance Holding disclosure · report date 2020-05-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 5,773

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.08, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.

F3: Shares held directly by the Kenneth A. Goldman GRAT (the "Goldman GRAT"). The Reporting Person serves as the trustee of the Goldman GRAT.

F4: Shares held directly by the Susan Valeriote GRAT (the "Valeriote GRAT"). The Reporting Person's spouse serves as the trustee of the Valeriote GRAT.

WEALTHFRONT CORP

Report date September 10, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,655 Reported balance After 2026-09-10 transaction · row 1
1 source row

Row 1 · 2026-09-10 · Sale · Disposed 10,000 · Balance 49,655

F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Goldman-Valeriote Family Trust48,359 Reported balance Holding disclosure · report date 2026-09-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 48,359

F2: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

F2: The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NXP Semiconductors N.V.

Report date June 01, 2022 · Filed June 02, 2022

Section 16 reporting ended · disclosed 2022-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,342 Ending reported balance After 2022-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-01 · Exercise / conversion · Acquired 1,090 · Balance 4,882

F1: This reporting person retired from the Board at the expiration of his term at the June 1, 2022 Annual General Meeting.

Row 2 · 2022-06-01 · Tax withholding · Disposed 540 · Balance 4,342

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-01 · Exercise / conversion · Disposed 1,090 · Balance 0

F2: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

Common StockSEC Table I · non-derivativeIndirectBy LLC3,000 Reported balance Holding disclosure · report date 2022-06-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,000

Common StockSEC Table I · non-derivativeIndirectBy Trust12,448 Reported balance Holding disclosure · report date 2022-06-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 12,448

Filing footnotes · ownership attribution and instrument terms

F1: This reporting person retired from the Board at the expiration of his term at the June 1, 2022 Annual General Meeting.

F2: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

ZUORA INC

Report date February 14, 2025 · Filed February 14, 2025

Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-14 transaction · row 1
1 source row

Row 1 · 2025-02-14 · Disposition to issuer · Disposed 50,806 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive a cash payment equal to product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

Class A Common StockSEC Table I · non-derivativeIndirectBy Goldman-Valeriote Family Trust u/a/d 11/15/950 Reported balance After 2025-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-02-14 · Disposition to issuer · Disposed 30,058 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").

F3: Reporting Person is a trustee of the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust") and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-14 · Disposition to issuer · Disposed 49,026 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GV Partners L.P.0 Reported balance After 2025-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-14 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").

F4: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.

Stock Option (Right to buy Class B Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $3.24Direct0 Reported balance After 2025-02-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-14 · Disposition to issuer · Disposed 75,000 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent, and at the Effective Time, each of the Reporting Person's shares of Company Class A Common Stock and Class B Common Stock (collectively the "Common Stock") issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash in an amount equal to $10.00 per share, without interest thereon and subject to any applicable withholding taxes (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive a cash payment equal to product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

F3: Reporting Person is a trustee of the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust") and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

F4: GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.

F5: Pursuant to the Merger Agreement, at the Effective Time, Company Stock Options, whether or not vested and exercisable, outstanding immediately prior to the Effective Time, with a per share exercise price that is less than the Merger Consideration were automatically canceled and converted into the right to receive a cash payment equal to the product obtained by multiplying the excess of the Merger Consideration over the per share exercise price of such Company Stock Options by the number of shares of Common Stock issuable upon exercise of such Company Stock Option immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2021 Filed Oct 1, 2021 20:20 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058447 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 21:21 UTC NXP Semiconductors N.V. NXPI · Entity 3013 SaleCommon Stock 1,000 $211.32 $211,320.00
Disclosure

SEC source: 0001413447-21-000081 · wf-form4_163217285708504.xml · nonDerivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,448

F2 · balance_after: Amount indicated reflects the sale of 2,500 shares on August 23, 2021 by the Goldman-Valeriote Family Trust previously reported as a sale of direct holdings by the reporting person.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 21:40 UTC NXP Semiconductors N.V. NXPI · Entity 3013 SaleCommon Stock 2,500 $210.77 $526,931.25
Disclosure

SEC source: 0001413447-21-000075 · wf-form4_162992756283721.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,240

Read SEC document
August 12, 2021 Filed Aug 12, 2021 21:05 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051166 · doc4.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2021, December 31, 2021, March 31, 2022, and the earlier of (i) June 30, 2022 and (ii) the date immediately preceding the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
July 08, 2021 Filed Mar 17, 2022 21:45 UTC ZUORA INC ZUO · Entity 16054 GiftClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-22-000048 · wf-form5_164756790072277.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95

Disclosed balance after: 28,303

F2 · ownership.nature: Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
July 08, 2021 Filed Mar 17, 2022 21:45 UTC ZUORA INC ZUO · Entity 16054 GiftClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-22-000048 · wf-form5_164756790072277.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,870

F1 · balance_after: Reports of beneficial ownership for this Reporting Person filed after July 8, 2021 and before March 17, 2022 do not reflect the total holdings as reported in this Form 5.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 16:11 UTC ZUORA INC ZUO · Entity 16054 GrantClass A Common Stock 10,115 $0.00 $0.00
Disclosure

SEC source: 0001423774-21-000053 · wf-form4_162456546170055.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,753

F1 · shares: Reflects Restricted Stock Units (RSUs) automatically granted at the Issuer's Annual Meeting of Stockholders on June 22, 2021. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2022 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan.

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June 17, 2021 Filed Jun 21, 2021 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041967 · doc4.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 12, 2020.

F5 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

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June 17, 2021 Filed Jun 21, 2021 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041967 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 12, 2020.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:42 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038016 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,757

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2022 or (b) the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:58 UTC GoPro, Inc. GPRO · Entity 6232 GrantClass A Common Stock 16,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037729 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,588

F1 · kind: Represents an award of restricted stock units that will vest 25% on each of September 1, 2021, December 1, 2021, March 1, 2022, and upon the earlier of (i) the date of the Issuer's 2022 annual stockholder meeting or (ii) June 1, 2022, subject to the Reporting Person's continuous service.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:54 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,502 $0.00 $0.00
Disclosure

SEC source: 0001413447-21-000045 · wf-form4_162215237963708.xml · derivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:54 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 744 $204.76 $152,341.44
Disclosure

SEC source: 0001413447-21-000045 · wf-form4_162215237963708.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,740

Read SEC document
May 26, 2021 Filed May 27, 2021 21:54 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,502 $0.00 $0.00
Disclosure

SEC source: 0001413447-21-000045 · wf-form4_162215237963708.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:34 UTC GoPro, Inc. GPRO · Entity 6232 PurchaseClass A Common Stock 5,000 $9.71 $48,535.50
Disclosure

SEC source: 0001209191-21-034144 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,113

Read SEC document
February 01, 2021 Filed Apr 1, 2021 19:45 UTC ZUORA INC ZUO · Entity 16054 GrantClass A Common Stock 3,511 $0.00 $0.00
Disclosure

SEC source: 0001423774-21-000024 · wf-form4_161732068534265.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,638

F1 · shares: Pursuant to the Issuer's Non-Employee Director Compensation Program, the Reporting Person has elected to receive restricted stock units ("RSUs") in lieu of the cash compensation fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of RSUs granted to the Reporting Person represents the quotient of (i) all applicable annual retainer fees divided by (ii) the closing price of the Issuer's Class A Common Stock on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting. The RSUs vest as to 1/4 of the shares underlying the initial award on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021, so long as the Reporting Person continues to provide services to the Issuer through each such vesting date.

Read SEC document
December 29, 2020 Filed Sep 20, 2021 21:21 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001413447-21-000081 · wf-form4_163217285708504.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 3,000

F1 · date: Such shares were transferred by the reporting person from the Goldman-Valeriote Family Trust to MNM Holdings LLC and are reported late due to an inadvertent administrative error.

Read SEC document
December 29, 2020 Filed Sep 20, 2021 21:21 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001413447-21-000081 · wf-form4_163217285708504.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,948

F1 · date: Such shares were transferred by the reporting person from the Goldman-Valeriote Family Trust to MNM Holdings LLC and are reported late due to an inadvertent administrative error.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:16 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 1,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058287 · doc4.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2021 and (ii) the date immediately preceding the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 23:02 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantCommon Stock · Derivative 1,502 $0.00 $0.00
Disclosure

SEC source: 0001413447-20-000120 · wf-form4_160401252999022.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

Underlying: Common Stock · 1,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 19:27 UTC ZUORA INC ZUO · Entity 16054 GrantClass A Common Stock 11,244 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000088 · wf-form4_159312766069210.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,127

F1 · shares: Reflects Restricted Stock Units (RSUs) automatically granted at the Issuer's Annual Meeting of Stockholders on June 23, 2020. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2021 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:43 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 1,394 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000082 · wf-form4_159242660161536.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95

Disclosed balance after: 1,394

F1 · shares: Pro-rata in-kind distribution from Benchmark Capital Partners V, LP, to the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust"). The Reporting Person is a trustee of the Trust.

F2 · ownership.nature: Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
June 12, 2020 Filed Jun 13, 2020 00:33 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 500 $265.52 $132,760.00
Disclosure

SEC source: 0001209191-20-036476 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,730

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.511 to $265.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:18 UTC GoPro, Inc. GPRO · Entity 6232 GrantClass A Common Stock 57,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034424 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,448

F1 · shares: Represents an award of restricted stock units that will vest 25% on each of September 2, 2020, December 2, 2020, March 2, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 2, 2021.

F1 · price: Represents an award of restricted stock units that will vest 25% on each of September 2, 2020, December 2, 2020, March 2, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 2, 2021.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 10:00 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 930 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034336 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,230

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2021 or (b) the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
May 27, 2020 Filed May 29, 2020 21:49 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-20-000044 · wf-form4_159078892199038.xml · derivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
May 27, 2020 Filed May 29, 2020 21:49 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 607 $102.01 $61,920.07
Disclosure

SEC source: 0001413447-20-000044 · wf-form4_159078892199038.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,982

Read SEC document
May 27, 2020 Filed May 29, 2020 21:49 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-20-000044 · wf-form4_159078892199038.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 22:41 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 1,500 $282.96 $424,440.00
Disclosure

SEC source: 0001209191-20-028971 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

Read SEC document
May 05, 2020 Filed May 5, 2020 22:25 UTC TRINET GROUP, INC. TNET · Entity 4202 SaleCommon Stock 2,436 $50.00 $121,800.00
Disclosure

SEC source: 0000937098-20-000151 · wf-form4_158871753681506.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 82,245

F2 · ownership.nature: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:02 UTC NXP Semiconductors N.V. NXPI · Entity 3013 SaleCommon Stock 1,000 $98.39 $98,393.90
Disclosure

SEC source: 0001413447-20-000031 · wf-form4_158880252657789.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,840

Read SEC document
May 04, 2020 Filed May 6, 2020 22:02 UTC NXP Semiconductors N.V. NXPI · Entity 3013 SaleCommon Stock 1,000 $94.33 $94,330.00
Disclosure

SEC source: 0001413447-20-000031 · wf-form4_158880252657789.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,840

Read SEC document
May 01, 2020 Filed May 5, 2020 22:25 UTC TRINET GROUP, INC. TNET · Entity 4202 SaleCommon Stock 2,400 $47.02 $112,855.92
Disclosure

SEC source: 0000937098-20-000151 · wf-form4_158871753681506.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 84,681

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.08, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held directly by the Goldman-Valeriote Family Trust (the "Trust"). The Reporting Person and his spouse serve as trustees and beneficiaries of the Trust.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:14 UTC TRINET GROUP, INC. TNET · Entity 4202 GrantCommon Stock 5,773 $0.00 $0.00
Disclosure

SEC source: 0000937098-20-000129 · wf-form4_158534728077797.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773

F1 · shares: Reflects the grant of Restricted Stock Units that convert into Common Stock, par value $0.000025 per share, of the Issuer, on a one-for-one basis. The Restricted Stock Units will vest 100% on March 25, 2021. The Restricted Stock Units are also subject to accelerated vesting upon certain events.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:27 UTC TRINET GROUP, INC. TNET · Entity 4202 Exercise / conversionRestricted Stock Units · Derivative 4,318 $0.00 $0.00
Disclosure

SEC source: 0000937098-20-000061 · wf-form4_158138082953679.xml · derivative · entry 6

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to common stock of TNET on a one-to-one basis.

F3 · derivative.exercise_date: The restricted stock units vested 100% on February 6, 2020.

F3 · derivative.expiration_date: The restricted stock units vested 100% on February 6, 2020.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:27 UTC TRINET GROUP, INC. TNET · Entity 4202 GiftCommon Stock 4,318 $0.00 $0.00
Disclosure

SEC source: 0000937098-20-000061 · wf-form4_158138082953679.xml · nonDerivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldman-Valeriote Family Trust

Disclosed balance after: 87,081

F2 · ownership.nature: The reporting person is a Co-Trustee of the Goldman-Valeriote Family Trust dtd 11/15/95 and shares voting and dispositive power over the shares held by the trust.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:27 UTC TRINET GROUP, INC. TNET · Entity 4202 GiftCommon Stock 4,318 $0.00 $0.00
Disclosure

SEC source: 0000937098-20-000061 · wf-form4_158138082953679.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 06, 2020 Filed Feb 11, 2020 00:27 UTC TRINET GROUP, INC. TNET · Entity 4202 Exercise / conversionCommon Stock 4,318 Not disclosed Not disclosed
Disclosure

SEC source: 0000937098-20-000061 · wf-form4_158138082953679.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to common stock of TNET on a one-to-one basis.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 18:38 UTC TRINET GROUP, INC. TNET · Entity 4202 SaleCommon Stock 2,500 $54.51 $136,272.25
Disclosure

SEC source: 0000937098-19-000244 · wf-form4_157505271818577.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldman-Valeriote Family Trust

Disclosed balance after: 82,763

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.50 to $54.54, inclusive. The Reporting Person undertakes to provide to TriNet Group, Inc., any security holder of TriNet Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F1 · ownership.nature: The reporting person is a Co-Trustee of the Goldman-Valeriote Family Trust dtd 11/15/95 and shares voting and dispositive power over the shares held by the trust.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 18:38 UTC TRINET GROUP, INC. TNET · Entity 4202 SaleCommon Stock 2,500 $55.35 $138,386.00
Disclosure

SEC source: 0000937098-19-000244 · wf-form4_157505271818577.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldman-Valeriote Family Trust

Disclosed balance after: 85,263

F1 · ownership.nature: The reporting person is a Co-Trustee of the Goldman-Valeriote Family Trust dtd 11/15/95 and shares voting and dispositive power over the shares held by the trust.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · derivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,379 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the 11/1/2018 grant date (subject to the terms of the reporting person's award agreement).

Read SEC document
November 01, 2019 Filed Nov 4, 2019 23:15 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 862 $113.68 $97,992.16
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840

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November 01, 2019 Filed Nov 4, 2019 23:15 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 2,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001413447-19-000060 · wf-form4_157290929514818.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

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October 29, 2019 Filed Oct 31, 2019 22:09 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 1,749 $0.00 $0.00
Disclosure

SEC source: 0001413447-19-000044 · wf-form4_157255975965863.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

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October 07, 2019 Filed Feb 12, 2020 16:32 UTC ZUORA INC ZUO · Entity 16054 ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000018 · wf-form5_158154310695011.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B Common Stock converted into 1 share of the issuer's Class A Common Stock at the option of the holder and had no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B Common Stock converted into 1 share of the issuer's Class A Common Stock at the option of the holder and had no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B Common Stock converted into 1 share of the issuer's Class A Common Stock at the option of the holder and had no expiration date.

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October 07, 2019 Filed Feb 12, 2020 16:32 UTC ZUORA INC ZUO · Entity 16054 GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000018 · wf-form5_158154310695011.xml · nonDerivative · entry 3

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909

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October 07, 2019 Filed Feb 12, 2020 16:32 UTC ZUORA INC ZUO · Entity 16054 ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000018 · wf-form5_158154310695011.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2019 Filed Feb 12, 2020 16:32 UTC ZUORA INC ZUO · Entity 16054 GiftClass A Common Stock 2,974 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000018 · wf-form5_158154310695011.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95

Disclosed balance after: 0

F1 · ownership.nature: Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

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September 13, 2019 Filed Sep 17, 2019 17:50 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000097 · wf-form4_156875698716085.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Goldman-Valeriote Family Trust u/a/d 11/15/95

Disclosed balance after: 2,974

F1 · shares: Pro-rata in-kind distribution from Benchmark Capital Partners V, L.P. to the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust"). The Reporting Person is a trustee of the Trust.

F2 · ownership.nature: Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

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June 18, 2019 Filed Jun 18, 2019 20:21 UTC ZUORA INC ZUO · Entity 16054 GrantClass A Common Stock 9,578 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000049 · wf-form4_156090365471686.xml · nonDerivative · entry 2

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909

F2 · shares: Reflects RSUs automatically granted at the Issuer's Annual Meeting of Stockholders on June 18, 2019. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2020 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.