Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director · Chairman, CEO and President | August 13, 2026 | August 14, 2026 |
| Walgreens Boots Alliance, Inc.WBA · Entity 16467 | Director | August 13, 2025 | August 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date August 13, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,163 |
Ending reported balance
After 2026-08-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-13 · Exercise / conversion · Acquired 43,278 · Balance 153,441 Row 2 · 2026-08-13 · Disposition to issuer · Disposed 39,126 · Balance 114,315 Row 3 · 2026-08-13 · Sale · Disposed 4,152 · Balance 110,163 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $167.25 · Expires 2027-11-26 | Direct | 0 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Exercise / conversion · Disposed 43,278 · Balance 0 F1: Award terms reflect the adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. F2: The stock appreciation rights vested in four annual installments beginning November 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Award terms reflect the adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp.
F2: The stock appreciation rights vested in four annual installments beginning November 26, 2018.
Walgreens Boots Alliance, Inc.
Report date August 13, 2025 · Filed August 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,269 |
Reported balance
After 2025-08-13 transaction · row 1
1 source rowRow 1 · 2025-08-13 · Grant · Acquired 11,774 · Balance 28,269 F1: Annual share grant issued as non-employee director compensation under the Amended and Restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the "Plan") in arrears with respect to services rendered over the course of the prior year. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,356.58 |
Reported balance
After 2025-08-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-13 · Grant · Acquired 5,046.26 · Balance 12,356.58 F2: The annual phantom stock grant is issued as non-employee director compensation under the Plan in arrears with respect to services rendered over the course of the prior year, and each unit of phantom stock is the economic equivalent of one share of the company's common stock. F3: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F4: Includes phantom stock units that were issued in lieu of dividends on outstanding phantom stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual share grant issued as non-employee director compensation under the Amended and Restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the "Plan") in arrears with respect to services rendered over the course of the prior year.
F2: The annual phantom stock grant is issued as non-employee director compensation under the Plan in arrears with respect to services rendered over the course of the prior year, and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
F3: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan.
F4: Includes phantom stock units that were issued in lieu of dividends on outstanding phantom stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Augusta SpinCo Corp
Report date February 09, 2026 · Filed February 11, 2026
Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-09 transaction · row 1
1 source rowRow 1 · 2026-02-09 · Disposition to issuer · Disposed 91,476 · Balance 0 F1: Represents 91,476 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Becton, Dickinson and Company to holders of its common stock for no consideration, which occurred on February 9, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"). F2: On February 9, 2026 following the Distribution, each share of the Issuer's common stock, par value $0.01 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of July 13, 2025, by and among Waters Corporation ("Waters"), Becton, Dickinson and Company, Beta Merger Sub, Inc. and the Issuer, in exchange for 0.135343148384084 shares of Waters common stock, par value $0.01 per share ("Waters Common Stock"). The closing price per share of Waters Common Stock on February 9, 2026 was $328.14. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 91,476 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Becton, Dickinson and Company to holders of its common stock for no consideration, which occurred on February 9, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution").
F2: On February 9, 2026 following the Distribution, each share of the Issuer's common stock, par value $0.01 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of July 13, 2025, by and among Waters Corporation ("Waters"), Becton, Dickinson and Company, Beta Merger Sub, Inc. and the Issuer, in exchange for 0.135343148384084 shares of Waters common stock, par value $0.01 per share ("Waters Common Stock"). The closing price per share of Waters Common Stock on February 9, 2026 was $328.14.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 5,568 | $269.63 | $1,501,299.84 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 5 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,549 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 10,000 | $150.12 | $1,501,200.00 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,954 | $269.63 | $526,857.02 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,953 | $269.63 | $526,587.39 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,071 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 3,907 | $134.73 | $526,390.11 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:59 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 76,810 | $0.00 Strike: $255.22 | $0.00 |
DisclosureSEC source: 0001543407-19-000060 · edgar.xml · derivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,810 Underlying: Common Stock · 76,810 shares Expires 2029-11-26 F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2020. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:59 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000060 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:59 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000060 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,885 F1 · shares: Represents shares vesting under performance units granted on November 26, 2016. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 13,760 | $0.00 Strike: $150.12 | $0.00 |
DisclosureSEC source: 0001543407-19-000049 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,763 Underlying: Common Stock · 13,760 shares Expires 2025-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 5,823 | $260.26 | $1,515,493.98 |
DisclosureSEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,455 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 3, 2018. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 7,937 | $260.26 | $2,065,683.62 |
DisclosureSEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,778 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 3, 2018. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 17:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 13,760 | $150.12 | $2,065,651.20 |
DisclosureSEC source: 0001543407-19-000049 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:38 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 29,916 | $0.00 Strike: $242.10 | $0.00 |
DisclosureSEC source: 0001543407-18-000082 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,916 Underlying: Common Stock · 29,916 shares Expires 2028-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2019. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:38 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000082 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,455 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:38 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 3,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000082 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,168 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:38 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 4,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000082 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,879 F1 · shares: Represents shares vesting under performance units granted on November 26, 2015. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 22:26 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 11,718 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-18-000073 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Underlying: Common Stock · 11,718 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 22:26 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 5,243 | $243.86 | $1,278,557.98 |
DisclosureSEC source: 0001543407-18-000073 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,178 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $243.34 through $244.25. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 22:26 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 6,475 | $243.86 | $1,578,993.50 |
DisclosureSEC source: 0001543407-18-000073 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,421 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $243.34 through $244.25. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 22:26 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 11,718 | $134.73 | $1,578,766.14 |
DisclosureSEC source: 0001543407-18-000073 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 13:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 2,775 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001543407-18-000034 · edgar.xml · derivative · entry 5 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,775 shares Expires 2023-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 13:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 434 | $227.00 | $98,518.00 |
DisclosureSEC source: 0001543407-18-000034 · edgar.xml · nonDerivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,178 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 13:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,443 | $227.00 | $327,561.00 |
DisclosureSEC source: 0001543407-18-000034 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,612 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 13:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,332 | $227.00 | $302,364.00 |
DisclosureSEC source: 0001543407-18-000034 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,055 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 13:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 2,775 | $108.89 | $302,169.75 |
DisclosureSEC source: 0001543407-18-000034 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2017 Filed Nov 27, 2017 22:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 31,986 | $0.00 Strike: $226.28 | $0.00 |
DisclosureSEC source: 0001543407-17-000041 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,986 Underlying: Common Stock · 31,986 shares Expires 2027-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2018. Read SEC document |
| November 26, 2017 Filed Nov 27, 2017 22:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000041 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,612 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 25, 2017 Filed Nov 27, 2017 22:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000041 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,275 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 25, 2017 Filed Nov 27, 2017 22:48 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000041 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,815 F1 · shares: Represents shares vesting under performance units granted on November 25, 2014. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 8,319 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · derivative · entry 8 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Underlying: Common Stock · 8,319 shares Expires 2023-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 3,652 | $0.00 Strike: $76.18 | $0.00 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · derivative · entry 7 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,652 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 3,729 | $197.41 | $736,141.89 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 6 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 4,590 | $197.41 | $906,111.90 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 5 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,938 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 8,319 | $108.89 | $905,855.91 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 2,242 | $197.41 | $442,593.22 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,410 | $197.41 | $278,348.10 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,451 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 3,652 | $76.18 | $278,209.36 |
DisclosureSEC source: 0001543407-17-000027 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 29,692 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-16-000143 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,692 Underlying: Common Stock · 29,692 shares Expires 2026-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 2,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 2,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000143 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,497 F1 · shares: Represents shares vesting under performance units granted on November 26, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.