Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director · Chairman, CEO and President | August 13, 2026 | August 14, 2026 |
| Walgreens Boots Alliance, Inc.WBA · Entity 16467 | Director | August 13, 2025 | August 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date August 13, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,163 |
Ending reported balance
After 2026-08-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-13 · Exercise / conversion · Acquired 43,278 · Balance 153,441 Row 2 · 2026-08-13 · Disposition to issuer · Disposed 39,126 · Balance 114,315 Row 3 · 2026-08-13 · Sale · Disposed 4,152 · Balance 110,163 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $167.25 · Expires 2027-11-26 | Direct | 0 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Exercise / conversion · Disposed 43,278 · Balance 0 F1: Award terms reflect the adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. F2: The stock appreciation rights vested in four annual installments beginning November 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Award terms reflect the adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp.
F2: The stock appreciation rights vested in four annual installments beginning November 26, 2018.
Walgreens Boots Alliance, Inc.
Report date August 13, 2025 · Filed August 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,269 |
Reported balance
After 2025-08-13 transaction · row 1
1 source rowRow 1 · 2025-08-13 · Grant · Acquired 11,774 · Balance 28,269 F1: Annual share grant issued as non-employee director compensation under the Amended and Restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the "Plan") in arrears with respect to services rendered over the course of the prior year. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,356.58 |
Reported balance
After 2025-08-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-13 · Grant · Acquired 5,046.26 · Balance 12,356.58 F2: The annual phantom stock grant is issued as non-employee director compensation under the Plan in arrears with respect to services rendered over the course of the prior year, and each unit of phantom stock is the economic equivalent of one share of the company's common stock. F3: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F4: Includes phantom stock units that were issued in lieu of dividends on outstanding phantom stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual share grant issued as non-employee director compensation under the Amended and Restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the "Plan") in arrears with respect to services rendered over the course of the prior year.
F2: The annual phantom stock grant is issued as non-employee director compensation under the Plan in arrears with respect to services rendered over the course of the prior year, and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
F3: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan.
F4: Includes phantom stock units that were issued in lieu of dividends on outstanding phantom stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Augusta SpinCo Corp
Report date February 09, 2026 · Filed February 11, 2026
Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-09 transaction · row 1
1 source rowRow 1 · 2026-02-09 · Disposition to issuer · Disposed 91,476 · Balance 0 F1: Represents 91,476 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Becton, Dickinson and Company to holders of its common stock for no consideration, which occurred on February 9, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"). F2: On February 9, 2026 following the Distribution, each share of the Issuer's common stock, par value $0.01 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of July 13, 2025, by and among Waters Corporation ("Waters"), Becton, Dickinson and Company, Beta Merger Sub, Inc. and the Issuer, in exchange for 0.135343148384084 shares of Waters common stock, par value $0.01 per share ("Waters Common Stock"). The closing price per share of Waters Common Stock on February 9, 2026 was $328.14. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 91,476 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Becton, Dickinson and Company to holders of its common stock for no consideration, which occurred on February 9, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution").
F2: On February 9, 2026 following the Distribution, each share of the Issuer's common stock, par value $0.01 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of July 13, 2025, by and among Waters Corporation ("Waters"), Becton, Dickinson and Company, Beta Merger Sub, Inc. and the Issuer, in exchange for 0.135343148384084 shares of Waters common stock, par value $0.01 per share ("Waters Common Stock"). The closing price per share of Waters Common Stock on February 9, 2026 was $328.14.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 14, 2026 20:36 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 43,278 | $0.00 Strike: $167.25 | $0.00 |
DisclosureSEC source: 0001628280-26-057166 · wk-form4_1786739778.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,278 shares Expires 2027-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Award terms reflect the adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. F2 · derivative.exercise_date: The stock appreciation rights vested in four annual installments beginning November 26, 2018. Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:36 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 4,152 | $185.00 | $768,120.00 |
DisclosureSEC source: 0001628280-26-057166 · wk-form4_1786739778.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,163 Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:36 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 39,126 | $185.00 | $7,238,310.00 |
DisclosureSEC source: 0001628280-26-057166 · wk-form4_1786739778.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 114,315 Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:36 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 43,278 | $167.25 | $7,238,245.50 |
DisclosureSEC source: 0001628280-26-057166 · wk-form4_1786739778.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 16:44 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 20,209 | $0.00 Strike: $126.16 | $0.00 |
DisclosureSEC source: 0001628280-26-040095 · wk-form4_1780505062.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,209 shares Expires 2026-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Award terms reflect adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. F3 · shares: Award terms reflect adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. F4 · derivative.exercise_date: The stock appreciation rights vested in four annual installments beginning November 26, 2017. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 16:44 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 2,764 | $146.35 | $404,511.40 |
DisclosureSEC source: 0001628280-26-040095 · wk-form4_1780505062.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,163 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $145.21 through $147.49. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. F2 · balance_after: Direct holdings reflect adjustments made in connection with the combination of the Biosciences and Diagnostic Solutions businesses with Waters Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 16:44 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 17,445 | $146.15 | $2,549,586.75 |
DisclosureSEC source: 0001628280-26-040095 · wk-form4_1780505062.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,235 Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 16:44 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 20,209 | $126.16 | $2,549,567.44 |
DisclosureSEC source: 0001628280-26-040095 · wk-form4_1780505062.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:16 UTC | Augusta SpinCo Corp NONE · Entity 66834 | Disposition to issuerCommon Stock, par value $0.01 per share | 91,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-046600 · ownership.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents 91,476 shares of the Issuer's common stock acquired by the Reporting Person in a pro rata distribution by Becton, Dickinson and Company to holders of its common stock for no consideration, which occurred on February 9, 2026 in a transaction exempt under Rules 16a-9 and 16b-3 of the Securities Exchange Act of 1934, as amended (the "Distribution"). F2 · price: On February 9, 2026 following the Distribution, each share of the Issuer's common stock, par value $0.01 per share, was disposed of by merger pursuant to the Agreement and Plan of Merger, dated as of July 13, 2025, by and among Waters Corporation ("Waters"), Becton, Dickinson and Company, Beta Merger Sub, Inc. and the Issuer, in exchange for 0.135343148384084 shares of Waters common stock, par value $0.01 per share ("Waters Common Stock"). The closing price per share of Waters Common Stock on February 9, 2026 was $328.14. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 16:51 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 165,581 | $0.00 Strike: $193.90 | $0.00 |
DisclosureSEC source: 0001628280-25-054339 · wk-form4_1764607898.xml · derivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,581 Underlying: Common Stock · 165,581 shares Expires 2035-11-26 F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2026. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 16:51 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 17,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-054339 · wk-form4_1764607898.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,471 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) the vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units previously reported on Table I. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 16:51 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 22,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-054339 · wk-form4_1764607898.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,892 F1 · shares: Represents shares received upon vesting of performance-based equity awards. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 18:05 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantPhantom Stock Units · Derivative | 5,046.26 | $11.89 | $60,000.03 |
DisclosureSEC source: 0001618921-25-000082 · wk-form4_1755295502.xml · derivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,356.58 Underlying: Common Stock · 5,046.26 shares Expires not disclosed F2 · derivative.exercise_price: The annual phantom stock grant is issued as non-employee director compensation under the Plan in arrears with respect to services rendered over the course of the prior year, and each unit of phantom stock is the economic equivalent of one share of the company's common stock. F3 · derivative.exercise_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F3 · derivative.expiration_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F4 · balance_after: Includes phantom stock units that were issued in lieu of dividends on outstanding phantom stock units. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 18:05 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantCommon Stock | 11,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001618921-25-000082 · wk-form4_1755295502.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,269 F1 · kind: Annual share grant issued as non-employee director compensation under the Amended and Restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the "Plan") in arrears with respect to services rendered over the course of the prior year. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 15:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 60,891 | $0.00 Strike: $224.25 | $0.00 |
DisclosureSEC source: 0001062993-24-019806 · form4.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,891 Underlying: Common Stock · 60,891 shares Expires 2034-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2025. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 15:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 23,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019806 · form4.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,371 F3 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 15:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 36,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019806 · form4.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,935 F2 · shares: Represents shares received upon vesting of performance-based equity awards. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 15:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 15,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019806 · form4.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,350 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 20:55 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantPhantom Stock Units · Derivative | 6,342.5 | $9.46 | $60,000.05 |
DisclosureSEC source: 0001618921-24-000127 · wk-form4_1730858112.xml · derivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,127.2 Underlying: Common Stock · 6,342.5 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock is issued as non-employee director compensation under the Plan and each unit of phantom stock is the economic equivalent of one share of the company's common stock. F3 · derivative.exercise_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F3 · derivative.expiration_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F4 · balance_after: Includes phantom stock units issued in lieu of dividends (through October 31, 2024) on outstanding phantom stock units. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 20:55 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantCommon Stock | 14,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001618921-24-000127 · wk-form4_1730858112.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,495 F1 · kind: Shares issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (including the applicable election forms thereunder, the "Plan"). Read SEC document |
| November 26, 2023 Filed Nov 29, 2023 01:06 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under Deferred Compensation Plan · Derivative | 7,520 | $0.00 Strike: $238.89 | $0.00 |
DisclosureSEC source: 0001062993-23-021543 · form4.xml · derivative · entry 5 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,855 Underlying: Common Stock · 7,520 shares Expires not disclosed F5 · derivative.exercise_date: The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person. F5 · derivative.expiration_date: The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person. Read SEC document |
| November 26, 2023 Filed Nov 29, 2023 01:06 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 63,335 | $0.00 Strike: $238.89 | $0.00 |
DisclosureSEC source: 0001062993-23-021543 · form4.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,335 Underlying: Common Stock · 63,335 shares Expires 2033-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2024. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 19:15 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantPhantom Stock Units · Derivative | 727.1 | $20.63 | $15,000.07 |
DisclosureSEC source: 0001618921-23-000089 · wk-form4_1699053299.xml · derivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 727.1 Underlying: Common Stock · 727.1 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock is issued as non-employee director compensation under the Plan and each unit of phantom stock is the economic equivalent of one share of the company's common stock. F3 · derivative.exercise_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. F3 · derivative.expiration_date: To be settled following termination of service as a director in accordance with the terms and conditions of the Plan. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 19:15 UTC | Walgreens Boots Alliance, Inc. WBA · Entity 16467 | GrantCommon Stock | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001618921-23-000089 · wk-form4_1699053299.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,696 F1 · kind: Shares issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (including the applicable election forms thereunder, the "Plan"). Read SEC document |
| November 26, 2022 Filed Nov 30, 2022 00:49 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under Deferred Compensation Plan · Derivative | 1,927 | $0.00 Strike: $238.06 | $0.00 |
DisclosureSEC source: 0001062993-22-022952 · form4.xml · derivative · entry 5 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 Underlying: Common Stock · 1,927 shares Expires not disclosed F4 · derivative.exercise_date: The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person. F4 · derivative.expiration_date: The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person. Read SEC document |
| November 26, 2022 Filed Nov 30, 2022 00:49 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 69,966 | $0.00 Strike: $238.06 | $0.00 |
DisclosureSEC source: 0001062993-22-022952 · form4.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,966 Underlying: Common Stock · 69,966 shares Expires 2032-11-26 F3 · derivative.exercise_date: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. Read SEC document |
| November 26, 2022 Filed Nov 30, 2022 00:49 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 10,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022952 · form4.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,660 F3 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. Read SEC document |
| November 26, 2022 Filed Nov 30, 2022 00:49 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 17,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022952 · form4.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,133 F2 · shares: Represents shares received upon vesting of performance-based equity awards. Read SEC document |
| November 26, 2022 Filed Nov 30, 2022 00:49 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 11,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022952 · form4.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,455 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2022 Filed Nov 29, 2023 01:06 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 19,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021543 · form4.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,811 F3 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. Read SEC document |
| November 26, 2022 Filed Nov 29, 2023 01:06 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 32,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021543 · form4.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,385 F2 · shares: Represents shares received upon vesting of performance-based equity awards. Read SEC document |
| November 26, 2022 Filed Nov 29, 2023 01:06 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 11,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021543 · form4.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Chairman, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,089 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 11:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $167.91 | $0.00 |
DisclosureSEC source: 0001062993-22-018157 · form4.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,184 Underlying: Common Stock · 15,000 shares Expires 2026-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. F3 · shares: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 11:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 9,500 | $265.13 | $2,518,735.00 |
DisclosureSEC source: 0001062993-22-018157 · form4.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,878 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $263.79 through $265.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022. F2 · balance_after: Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 11:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 5,500 | $265.13 | $1,458,215.00 |
DisclosureSEC source: 0001062993-22-018157 · form4.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,378 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 11:19 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 15,000 | $167.91 | $2,518,650.00 |
DisclosureSEC source: 0001062993-22-018157 · form4.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 20:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 3,825 | $0.00 Strike: $147.68 | $0.00 |
DisclosureSEC source: 0001062993-22-017738 · form4.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,825 shares Expires 2025-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. F3 · shares: Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 20:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,652 | $260.00 | $429,520.00 |
DisclosureSEC source: 0001062993-22-017738 · form4.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,878 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.03. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022. F2 · balance_after: Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 20:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 2,173 | $260.00 | $564,980.00 |
DisclosureSEC source: 0001062993-22-017738 · form4.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,530 Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 20:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 3,825 | $147.68 | $564,876.00 |
DisclosureSEC source: 0001062993-22-017738 · form4.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 17:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 75,632 | $0.00 Strike: $245.09 | $0.00 |
DisclosureSEC source: 0001543407-21-000060 · edgar.xml · derivative · entry 4 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,632 Underlying: Common Stock · 75,632 shares Expires 2031-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2022. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 17:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 10,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-21-000060 · edgar.xml · nonDerivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,878 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 17:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-21-000060 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,295 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 17:55 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-21-000060 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,208 F1 · shares: Represents shares vesting under performance units granted on November 26, 2018. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 21:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 92,298 | $0.00 Strike: $227.47 | $0.00 |
DisclosureSEC source: 0001543407-20-000049 · edgar.xml · derivative · entry 3 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,298 Underlying: Common Stock · 92,298 shares Expires 2030-11-26 F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2021. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 21:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000049 · edgar.xml · nonDerivative · entry 2 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,422 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 21:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 2,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000049 · edgar.xml · nonDerivative · entry 1 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,774 F1 · shares: Represents shares vesting under performance units granted on November 26, 2017. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $150.12 | $0.00 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · derivative · entry 8 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763 Underlying: Common Stock · 10,000 shares Expires 2025-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 3,907 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · derivative · entry 7 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,907 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 4,432 | $269.63 | $1,195,000.16 |
DisclosureSEC source: 0001543407-19-000075 · edgar.xml · nonDerivative · entry 6 Polen Thomas E Jr · CIK 0001621793 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.