Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINCOLN NATIONAL CORPLNC · Entity 3631 | Director | September 30, 2026 | October 03, 2026 |
| SOUTHWEST AIRLINES COLUV · Entity 3286 | Director · Executive Chairman | September 30, 2024 | October 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINCOLN NATIONAL CORP
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 115,595.67 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,117.73 · Balance 115,595.67 F1: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F3: Includes 1,106.90 shares acquired through dividend reinvestment since the reporting person's last report. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock.
F2: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time.
F3: Includes 1,106.90 shares acquired through dividend reinvestment since the reporting person's last report.
SOUTHWEST AIRLINES CO
Report date September 30, 2024 · Filed October 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,410 |
Reported balance
After 2024-09-30 transaction · row 1
1 source rowRow 1 · 2024-09-30 · Purchase · Acquired 33,921 · Balance 146,410 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 74,520 |
Reported balance
After 2024-09-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-09-30 · Gift · Disposed 84,212 · Balance 74,520 F1: On September 30, 2024, as part of his estate planning, the reporting person made a gift of the reporting person's limited partnership interest in a family limited partnership (the "Family Limited Partnership") to a trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust. F2: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3: Includes (a) 70,293 shares indirectly held through the total Spousal LP Interest in the Family Limited Partnership, and (b) 4,227 shares indirectly held through the Family Limited Liability Company's general partnership interest in the Family Limited Partnership. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust 2 | 404,794 |
Reported balance
After 2024-09-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-09-30 · Gift · Acquired 84,212 · Balance 404,794 F1: On September 30, 2024, as part of his estate planning, the reporting person made a gift of the reporting person's limited partnership interest in a family limited partnership (the "Family Limited Partnership") to a trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust. F2: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F4: Includes shares indirectly held through the Spousal Trust, including (a) 199,794 shares held as a result of the Spousal Trust's limited partnership interest in the Family Limited Partnership and (b) 205,000 other shares held by the Spousal Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 368,106 |
Reported balance
Holding disclosure · report date 2024-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 368,106 F2: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F5: Includes shares indirectly held through the Reporting Person Trust, including (a) 148,348 shares held as a result of the Reporting Person Trust's limited partnership interest in the Family Limited Partnership and (b) 219,758 shares held by the Reporting Person Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2024, as part of his estate planning, the reporting person made a gift of the reporting person's limited partnership interest in a family limited partnership (the "Family Limited Partnership") to a trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust.
F2: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest").
F3: Includes (a) 70,293 shares indirectly held through the total Spousal LP Interest in the Family Limited Partnership, and (b) 4,227 shares indirectly held through the Family Limited Liability Company's general partnership interest in the Family Limited Partnership.
F4: Includes shares indirectly held through the Spousal Trust, including (a) 199,794 shares held as a result of the Spousal Trust's limited partnership interest in the Family Limited Partnership and (b) 205,000 other shares held by the Spousal Trust.
F5: Includes shares indirectly held through the Reporting Person Trust, including (a) 148,348 shares held as a result of the Reporting Person Trust's limited partnership interest in the Family Limited Partnership and (b) 219,758 shares held by the Reporting Person Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:22 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,117.73 | $40.26 | $44,999.81 |
DisclosureSEC source: 0001214659-26-012485 · marketforms-74008.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,595.67 Underlying: Common Stock · 1,117.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F3 · balance_after: Includes 1,106.90 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:21 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | SaleDepositary Shares representing Series D Preferred Stock | 15,006.55 | $26.50 | $397,673.58 |
DisclosureSEC source: 0001214659-26-010421 · marketforms-73773.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Each Depositary Share represents a 1/1,000th interest in a share of Lincoln National Corporation's 9.000% Non-Cumulative Preferred Stock, Series D ("Series D Preferred Stock"). F2 · price: The price reported in Column 4 is a weighted average price. These Depositary Shares representing Series D Preferred Stock were sold in multiple transactions at prices ranging from $26.50 to $26.54, inclusive. The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Depositary Shares representing Series D Preferred Stock sold at each separate price within the range set forth in footnote 2 to this Form 4. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 11:35 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,272.98 | $35.35 | $44,999.84 |
DisclosureSEC source: 0001214659-26-008108 · marketforms-73412.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,371.04 Underlying: Common Stock · 1,272.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F3 · balance_after: Includes 1,328.18 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:22 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,267.61 | $35.50 | $45,000.16 |
DisclosureSEC source: 0001214659-26-004248 · marketforms-72578.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,769.88 Underlying: Common Stock · 1,267.61 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP") in the LNC Stock Fund investment account, which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 21:18 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | OtherPhantom Stock Unit · Derivative | 35,474.99 | $40.88 | $1,450,217.59 |
DisclosureSEC source: 0001214659-26-002034 · marketforms-72112.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,502.27 Underlying: Common Stock · 35,474.99 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. Represents phantom stock units held in the LNC Stock Fund investment account in the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP"), which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F1 · derivative.exercise_date: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. Represents phantom stock units held in the LNC Stock Fund investment account in the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP"), which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F1 · derivative.expiration_date: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. Represents phantom stock units held in the LNC Stock Fund investment account in the LNC Deferred Compensation Plan for Non-employee Directors (the "Directors' DCP"), which are payable solely in shares of LNC Common Stock at resignation or retirement. The reporting person may transfer his/her phantom stock unit holdings into an alternative investment account in the Directors' DCP at any time. F2 · balance_after: Includes 777.41 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:21 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,010.55 | $44.53 | $44,999.79 |
DisclosureSEC source: 0001214659-26-000117 · marketforms-71567.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,249.87 Underlying: Common Stock · 1,010.55 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 791.91 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:20 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,115.79 | $40.33 | $44,999.81 |
DisclosureSEC source: 0001214659-25-014537 · marketforms-70757.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,447.41 Underlying: Common Stock · 1,115.79 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 848.06 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:40 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,300.58 | $34.60 | $45,000.07 |
DisclosureSEC source: 0001214659-25-010005 · marketforms-69955.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,483.56 Underlying: Common Stock · 1,300.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 946.40 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:14 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,253.13 | $35.91 | $44,999.90 |
DisclosureSEC source: 0001214659-25-005298 · marketforms-68772.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,236.58 Underlying: Common Stock · 1,253.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 864.16 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:16 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,419.11 | $31.71 | $44,999.98 |
DisclosureSEC source: 0001214659-25-000049 · marketforms-67590.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,119.29 Underlying: Common Stock · 1,419.11 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 843.84 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:27 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,428.12 | $31.51 | $45,000.06 |
DisclosureSEC source: 0001214659-24-017050 · marketforms-66942.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,856.34 Underlying: Common Stock · 1,428.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 801.24 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:16 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 84,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000124 · wk-form4_1727900197.xml · nonDerivative · entry 3 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust 2 Disclosed balance after: 404,794 F1 · shares: On September 30, 2024, as part of his estate planning, the reporting person made a gift of the reporting person's limited partnership interest in a family limited partnership (the "Family Limited Partnership") to a trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust. F2 · balance_after: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F4 · balance_after: Includes shares indirectly held through the Spousal Trust, including (a) 199,794 shares held as a result of the Spousal Trust's limited partnership interest in the Family Limited Partnership and (b) 205,000 other shares held by the Spousal Trust. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:16 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 84,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000124 · wk-form4_1727900197.xml · nonDerivative · entry 2 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 74,520 F1 · shares: On September 30, 2024, as part of his estate planning, the reporting person made a gift of the reporting person's limited partnership interest in a family limited partnership (the "Family Limited Partnership") to a trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust. F2 · balance_after: After the transaction, the sole general partner of the Family Limited Partnership continues to be a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and the sole limited partners of the Family Limited Partnership are (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) the Spousal Trust, and (c) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · balance_after: Includes (a) 70,293 shares indirectly held through the total Spousal LP Interest in the Family Limited Partnership, and (b) 4,227 shares indirectly held through the Family Limited Liability Company's general partnership interest in the Family Limited Partnership. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:16 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | PurchaseCommon Stock | 33,921 | $29.52 | $1,001,347.92 |
DisclosureSEC source: 0000092380-24-000124 · wk-form4_1727900197.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,410 Read SEC document |
| June 30, 2024 Filed Jul 1, 2024 21:20 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,446.95 | $31.10 | $45,000.15 |
DisclosureSEC source: 0001214659-24-011750 · marketforms-66274.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,626.99 Underlying: Common Stock · 1,446.95 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 946.38 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:07 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 12,864 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000060 · wk-form4_1714680460.xml · nonDerivative · entry 4 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust 2 Disclosed balance after: 320,582 F1 · shares: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · shares: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · shares: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F9 · shares: A net 12,864 shares were indirectly acquired through the Spousal Trust's limited partnership interest in the Family Limited Partnership, as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares. F1 · ownership.nature: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · ownership.nature: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F10 · ownership.nature: Includes shares indirectly held through the Spousal Trust, including (a) 115,582 shares held as a result of the Spousal Trust's limited partnership interest in the Family Limited Partnership and (b) 205,000 other shares held by the Spousal Trust. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:07 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 16,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000060 · wk-form4_1714680460.xml · nonDerivative · entry 3 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 368,106 F1 · shares: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · shares: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · shares: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F7 · shares: A net 16,510 shares were indirectly acquired through the Reporting Person Trust's limited partnership interest in the Family Limited Partnership, as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares. F1 · ownership.nature: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · ownership.nature: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F8 · ownership.nature: Includes shares indirectly held through the Reporting Person Trust, including (a) 148,348 shares held as a result of the Reporting Person Trust's limited partnership interest in the Family Limited Partnership and (b) 219,758 other shares held by the Reporting Person Trust. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:07 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 90,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000060 · wk-form4_1714680460.xml · nonDerivative · entry 2 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 158,732 F1 · shares: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · shares: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · shares: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F5 · shares: Includes 40,712 shares indirectly acquired as a result of the new Reporting Person LP Interest in the Family Limited Partnership and 40,712 shares indirectly acquired as a result of the new Spousal LP Interest in the Family Limited Partnership. Also includes, as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partner interests and resulting new allocation of shares, (a) a net 4,841 shares indirectly acquired by the prior Reporting Person LP Interest; (b) a net 3,292 shares indirectly acquired by the prior Spousal LP Interest; and (c) a net 1,202 shares indirectly acquired by the Family Limited Liability Company. F1 · ownership.nature: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · ownership.nature: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F6 · ownership.nature: Includes (a) 84,212 shares indirectly held through the total Reporting Person LP Interest in the Family Limited Partnership, (b) 70,293 shares indirectly held through the total Spousal LP Interest in the Family Limited Partnership, and (c) 4,227 shares indirectly held through the Family Limited Liability Company's general partnership interest in the Family Limited Partnership. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:07 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 120,133 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000060 · wk-form4_1714680460.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,489 F1 · shares: On April 30, 2024, as part of his estate planning, the reporting person and his spouse contributed a total of 120,133 direct holding shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). F2 · shares: Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"), and (d) the reporting person's spouse through a separate limited partnership interest in the Family Limited Partnership (the "Spousal LP Interest"). F3 · shares: As a result of this transaction, the reporting person and his spouse each received an additional separate limited partnership interest in the Family Limited Partnership, which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F4 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:20 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,409.33 | $31.93 | $44,999.91 |
DisclosureSEC source: 0001214659-24-005867 · marketforms-65297.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,233.67 Underlying: Common Stock · 1,409.33 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 947.42 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:23 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Tax withholdingCommon Stock | 29,659 | $34.54 | $1,024,421.86 |
DisclosureSEC source: 0000092380-24-000039 · wk-form4_1708726994.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,622 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:38 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 22,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000007 · wk-form4_1706909885.xml · nonDerivative · entry 2 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,281 F2 · shares: Reflects the exempt acquisition of restricted stock units upon the satisfaction of performance criteria underlying an award of performance-based restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest on February 21, 2024, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:38 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 63,567 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000007 · wk-form4_1706909885.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,545 F1 · shares: Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2025, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:20 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,529.48 | $26.97 | $41,250.08 |
DisclosureSEC source: 0001214659-24-000167 · marketforms-63788.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,876.91 Underlying: Common Stock · 1,529.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 1,117.24 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:21 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,670.72 | $24.69 | $41,250.08 |
DisclosureSEC source: 0001214659-23-013078 · marketforms-62640.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,230.2 Underlying: Common Stock · 1,670.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 807.86 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:13 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,601.32 | $25.76 | $41,250.00 |
DisclosureSEC source: 0001214659-23-009230 · marketforms-61773.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,751.62 Underlying: Common Stock · 1,601.32 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 999.44 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:22 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | PurchaseDepositary Shares representing Series D Preferred Stock | 7,837.984 | $25.52 | $200,025.35 |
DisclosureSEC source: 0001214659-23-007200 · marketforms-61494.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,006.55 F1 · security: Each Depositary Share represents a 1/1,000th interest in a share of Lincoln National Corporation's 9.000% Non-Cumulative Preferred Stock, Series D ("Series D Preferred Stock"). F2 · price: The price reported in Column 4 is a weighted average price. These Depositary Shares representing Series D Preferred Stock were purchased in multiple transactions at prices ranging from $25.51 to $25.58, inclusive. The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Depositary Shares representing Series D Preferred Stock purchased at each separate price within the range set forth in footnote 2 to this Form 4. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:23 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,835.78 | $22.47 | $41,249.98 |
DisclosureSEC source: 0001214659-23-004897 · marketforms-60205.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,150.86 Underlying: Common Stock · 1,835.78 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 596.84 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:54 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Tax withholdingCommon Stock | 22,800 | $33.76 | $769,728.00 |
DisclosureSEC source: 0001062993-23-004579 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,978 Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:18 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | PurchaseDepositary Shares representing Series D Preferred Stock | 7,168.566 | $27.90 | $200,002.99 |
DisclosureSEC source: 0001214659-23-002714 · marketforms-59550.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,168.566 F1 · security: Each Depositary Share represents a 1/1,000th interest in a share of Lincoln National Corporation's 9.000% Non-Cumulative Preferred Stock, Series D ("Series D Preferred Stock"). F2 · price: The price reported in Column 4 is a weighted average price. These Depositary Shares representing Series D Preferred Stock were purchased in multiple transactions at prices ranging from $27.87 to $27.90, inclusive. The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Depositary Shares representing Series D Preferred Stock purchased at each separate price within the range set forth in footnote 2 to this Form 4. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:42 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 53,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002127 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,778 F1 · shares: Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2024, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 21:21 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 1,342.77 | $30.72 | $41,249.89 |
DisclosureSEC source: 0001214659-23-000134 · marketforms-57747.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,718.23 Underlying: Common Stock · 1,342.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 367.01 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| November 29, 2022 Filed Dec 8, 2022 21:13 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023576 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,452 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:18 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 939.42 | $43.91 | $41,249.93 |
DisclosureSEC source: 0001214659-22-011958 · marketforms-57164.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,008.45 Underlying: Common Stock · 939.42 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 377.43 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:26 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 881.98 | $46.77 | $41,250.20 |
DisclosureSEC source: 0001214659-22-008614 · marketforms-56533.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,691.6 Underlying: Common Stock · 881.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 305.58 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| May 03, 2022 Filed May 10, 2022 21:57 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 10,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012025 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,652 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:39 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 631.12 | $65.36 | $41,250.00 |
DisclosureSEC source: 0001214659-22-004770 · marketforms-55871.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,504.05 Underlying: Common Stock · 631.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 256.81 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 16:46 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Tax withholdingCommon Stock | 25,490 | $45.98 | $1,172,030.20 |
DisclosureSEC source: 0001062993-22-005218 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,021 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 00:11 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 40,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002310 · form4.xml · nonDerivative · entry 5 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,511 F10 · shares: Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2023, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:21 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 604.31 | $68.26 | $41,250.20 |
DisclosureSEC source: 0001214659-22-000230 · marketforms-54737.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,616.12 Underlying: Common Stock · 604.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 225.51 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:33 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 600 | $68.75 | $41,250.00 |
DisclosureSEC source: 0001214659-21-010184 · marketforms-53853.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,786.3 Underlying: Common Stock · 600 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 268.88 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:12 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 656.43 | $62.84 | $41,250.06 |
DisclosureSEC source: 0001214659-21-007194 · marketforms-53218.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,917.42 Underlying: Common Stock · 656.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 247.07 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| April 06, 2021 Filed Feb 3, 2022 00:11 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002310 · form4.xml · nonDerivative · entry 4 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 307,718 F1 · shares: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · shares: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F8 · shares: A net 1,190 shares were indirectly acquired through the Spousal Trust's limited partnership interest in the Family Limited Partnership, as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares. F1 · ownership.nature: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F9 · ownership.nature: Includes shares indirectly held through the Spousal Trust, including (a) 102,718 shares held as a result of the Spousal Trust's limited partnership interest in the Family Limited Partnership and (b) 205,000 other shares held by the Spousal Trust. Read SEC document |
| April 06, 2021 Filed Feb 3, 2022 00:11 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002310 · form4.xml · nonDerivative · entry 3 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 351,596 F1 · shares: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · shares: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F6 · shares: A net 1,528 shares were indirectly acquired through the Reporting Person Trust's limited partnership interest in the Family Limited Partnership, as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares. F1 · ownership.nature: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F7 · ownership.nature: Includes shares indirectly held through the Reporting Person Trust, including (a) 131,838 shares held as a result of the Reporting Person Trust's limited partnership interest in the Family Limited Partnership and (b) 219,758 other shares held by the Reporting Person Trust. Read SEC document |
| April 06, 2021 Filed Feb 3, 2022 00:11 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 53,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002310 · form4.xml · nonDerivative · entry 2 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 67,973 F1 · shares: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · shares: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F4 · shares: Includes (a) 26,289 shares indirectly acquired as a result of the new Reporting Person CP LP Interest in the Family Limited Partnership, (b) 26,289 shares indirectly acquired as a result of the new Spousal CP LP Interest in the Family Limited Partnership, (c) a net 143 shares indirectly acquired by the Reporting Person LP Interest as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares; and (d) a net 560 shares indirectly acquired by the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution, but reflecting the addition of limited partners and resulting new allocation of shares. F1 · ownership.nature: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · ownership.nature: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · ownership.nature: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F5 · ownership.nature: Includes (a) 26,289 shares indirectly held through the new Reporting Person CP LP Interest in the Family Limited Partnership, (b) 26,289 shares indirectly held through the new Spousal CP LP Interest in the Family Limited Partnership, (c) 12,369 shares indirectly held through the Reporting Person LP Interest, and (d) 3,025 shares indirectly held through the Family Limited Liability Company's general partnership interest in the Family Limited Partnership. Read SEC document |
| April 06, 2021 Filed Feb 3, 2022 00:11 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002310 · form4.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,394 F1 · shares: On April 6, 2021, as part of his estate planning, the reporting person contributed 56,000 shares (the "Capital Contribution") to a family limited partnership (the "Family Limited Partnership"), the sole general partner of which is a limited liability company that is wholly owned by the reporting person and his spouse (the "Family Limited Liability Company"). Prior to the transfer, the sole limited partners of the Family Limited Partnership were (a) a trust for the reporting person and his descendants, for which the reporting person is trustee (the "Reporting Person Trust"), (b) a trust for the reporting person's spouse and her descendants, for which the reporting person's spouse is trustee (the "Spousal Trust"), and (c) the reporting person through a separate limited partnership interest in the Family Limited Partnership (the "Reporting Person LP Interest"). F2 · shares: As a result of this transaction, the reporting person and his spouse each received a community property limited partnership interest in the Family Limited Partnership (the "Reporting Person CP LP Interest" and the "Spousal CP LP Interest", respectively), which resulted in (a) a decrease in the number of shares directly owned by the reporting person, (b) an increase in the number of shares indirectly owned by the reporting person through the Family Limited Partnership, and (c) net increases in the number of shares indirectly owned by the reporting person through the Reporting Person Trust, the Spousal Trust, and the Family Limited Liability Company as a result of the overall increase in the Family Limited Partnership's holdings due to the Capital Contribution. F3 · shares: Because the reporting person's aggregate beneficial holdings remained the same prior to and after this transaction, the reporting person believes the contributions to the Family Limited Partnership constitute a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:51 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | GrantPhantom Stock Unit · Derivative | 662.44 | $62.27 | $41,250.14 |
DisclosureSEC source: 0001214659-21-003841 · marketforms-52097.xml · derivative · entry 1 KELLY GARY C · CIK 0001027716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,013.92 Underlying: Common Stock · 662.44 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the equivalent of one share of LNC Common Stock. F2 · derivative.exercise_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Quarterly payment of board retainer and fees in shares of phantom stock accrued under the Deferred Compensation Plan for Non-Employee Directors (the "Plan"), which are payable solely in shares of the Company's common stock at resignation or retirement. The reporting person may transfer his/her Phantom Stock account into an alternative investment account at any time. F3 · balance_after: Includes 335.92 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
| March 01, 2021 Filed Mar 11, 2021 23:03 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 8,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-21-000079 · edgar.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,394 Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 23:02 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Tax withholdingCommon Stock | 46,855 | $52.81 | $2,474,412.55 |
DisclosureSEC source: 0000092380-21-000043 · edgar.xml · nonDerivative · entry 1 KELLY GARY C · CIK 0001027716 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,972 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 23:57 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 76,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-21-000018 · edgar.xml · nonDerivative · entry 10 KELLY GARY C · CIK 0001027716 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,827 F12 · shares: Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2022, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.