EVANS PAUL J.

SEC source: 0001538595-26-000003 · primarydocument.xml · derivative · entry 3

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,710

Underlying: Common Stock · 7,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Vests in three (3) equal installments on August 13, 2026, August 13, 2027, and August 13, 2028.

F2 · derivative.expiration_date: Vests in three (3) equal installments on August 13, 2026, August 13, 2027, and August 13, 2028.

SEC source: 0001538595-26-000003 · primarydocument.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,425

SEC source: 0001538595-26-000003 · primarydocument.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001538595-26-000002 · primarydocument.xml · derivative · entry 1

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,180

Underlying: Common Stock · 56,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Vests in three (3) equal annual installments beginning on the first anniversary date of the grant, with scheduled vest dates of March 3, 2027, February 22, 2028, and February 27, 2029.

F2 · derivative.expiration_date: Vests in three (3) equal annual installments beginning on the first anniversary date of the grant, with scheduled vest dates of March 3, 2027, February 22, 2028, and February 27, 2029.

SEC source: 0001562180-25-005807 · primarydocument.xml · derivative · entry 1

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,065

Underlying: Common Stock · 22,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Vests in three (3) equal annual installments beginning on the anniversary date of the grant, with the first vesting on August 13, 2026.

F2 · derivative.expiration_date: Vests in three (3) equal annual installments beginning on the anniversary date of the grant, with the first vesting on August 13, 2026.

SEC source: 0001562180-25-005604 · primarydocument.xml · derivative · entry 6

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The RSUs were granted on May 13, 2025 and were scheduled to have a one year cliff vesting. The vesting was accelerated on 29-July-2025 as detailed in the 8-k filed by the Company on 30-July-2025.

F3 · derivative.expiration_date: The RSUs were granted on May 13, 2025 and were scheduled to have a one year cliff vesting. The vesting was accelerated on 29-July-2025 as detailed in the 8-k filed by the Company on 30-July-2025.

SEC source: 0001562180-25-005604 · primarydocument.xml · derivative · entry 5

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 6,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The RSUs were granted on November 21, 2024 and were scheduled to have a one-year cliff vesting. The vesting was accelerated on 29-July-2025 as detailed in the 8-k filed by the Company on 30-July-2025.

F2 · derivative.expiration_date: The RSUs were granted on November 21, 2024 and were scheduled to have a one-year cliff vesting. The vesting was accelerated on 29-July-2025 as detailed in the 8-k filed by the Company on 30-July-2025.

SEC source: 0001562180-25-005604 · primarydocument.xml · nonDerivative · entry 4

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,087

SEC source: 0001562180-25-005604 · primarydocument.xml · nonDerivative · entry 3

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-005604 · primarydocument.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,459

SEC source: 0001562180-25-005604 · primarydocument.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-005659 · primarydocument.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amended Form 4 is being filed to correct the reporting person's Form 4 that was filed on 31-July-2025, which erroneously reported two transactions to withhold 2,346 shares and 3,833 shares, respectively, to satisfy tax obligations in connection with the vesting of restricted stock units (and therefore understated by 6,179 the number of shares owned by the reporting person following the reported transactions). Pursuant to Instruction 9(b) to Form 4, only the lines of the original Form 4 requiring correction or amendment are being restated on this amended Form 4.

F1 · balance_after: This amended Form 4 is being filed to correct the reporting person's Form 4 that was filed on 31-July-2025, which erroneously reported two transactions to withhold 2,346 shares and 3,833 shares, respectively, to satisfy tax obligations in connection with the vesting of restricted stock units (and therefore understated by 6,179 the number of shares owned by the reporting person following the reported transactions). Pursuant to Instruction 9(b) to Form 4, only the lines of the original Form 4 requiring correction or amendment are being restated on this amended Form 4.

SEC source: 0001562180-25-003824 · primarydocument.xml · derivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,266

Underlying: Common Stock · 10,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: The RSUs were granted on May 13, 2025 and have a one year (as defined in the Amended Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

SEC source: 0001562180-24-007969 · primarydocument.xml · derivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,805

Underlying: Common Stock · 6,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The RSUs were granted on November 21, 2024 and have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

F2 · derivative.expiration_date: The RSUs were granted on November 21, 2024 and have a one-year (as defined in the Pitney Bowes Inc. 2024 Stock Plan) cliff vesting.

SEC source: 0001562180-24-007868 · primarydocument.xml · nonDerivative · entry 5

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

SEC source: 0001562180-24-007868 · primarydocument.xml · nonDerivative · entry 4

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,700

SEC source: 0001562180-24-007868 · primarydocument.xml · nonDerivative · entry 3

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0001562180-24-007868 · primarydocument.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,489

SEC source: 0001562180-24-007868 · primarydocument.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,689

SEC source: 0001104659-22-130209 · tm2233504-5_4seq1.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

SEC source: 0001209191-22-041981 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,379

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Comprised of shares of common stock to be issued upon settlement of DSUs.

SEC source: 0001209191-21-064835 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.2071 to $2.2200, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-058052 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,001

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.0176 to $2.0493, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-052974 · doc4.xml · nonDerivative · entry 3

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,276

F3 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.27 to $2.34, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-052974 · doc4.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,676

F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.23 to $2.26, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-052974 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,676

F1 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-043989 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,676

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.35 to $2.38, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of deferred stock units.

SEC source: 0001209191-21-039341 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,676

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 137,981 shares of common stock to be issued upon settlement of DSUs.

SEC source: 0001209191-21-037516 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,676

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.57 to $2.59, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 107,981 shares of common stock to be issued upon settlement of DSUs.

SEC source: 0001209191-21-033287 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,676

F1 · balance_after: Includes 107,981 shares of common stock to be issued upon settlement of DSUs.

SEC source: 0001192482-20-000530 · edgar.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,289

F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer.

SEC source: 0001209191-20-035613 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,676

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2020-2021 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 110,293 shares of common stock to be issued upon settlement of DSUs.

SEC source: 0001209191-20-004514 · doc4.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.65 to $3.72. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-20-004514 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,670

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.55 to $3.67. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-20-003769 · doc4.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.45 to $3.49. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-20-003769 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.35 to $3.36. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-059757 · doc4.xml · nonDerivative · entry 3

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,365

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.35 to $3.40. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-059757 · doc4.xml · nonDerivative · entry 2

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,639

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-059757 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,970

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019 designed to cover tax liabilities associated with the award of stock which was previously reported on an amendment to Form 4 (Form 4/A), filed with the SEC on February 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging in price from $3.25 to $3.27. The reporting person undertakes to provide to Hill International, Inc., any security holder of Hill International, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-046179 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,580

F1 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-041431 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,380

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2019-2020 as chair of the audit committee on the Issuer's Board of Directors of which 25% will be issued to the reporting person on a quarterly basis. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 63,587 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-036860 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,158

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2019-2020 on the Issuer's Board of Directors of which 25% will be issued to the reporting person on a quarterly basis. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 61,365 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-18-061785 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,973

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service during 2018-2019 on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes 34,500 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-19-007901 · doc4a.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,431

F1 · shares: Represents the delivery of the aggregate number of shares granted to the Reporting Person in connection with the previously disclosed compensation terms related to the Reporting Person's service as Interim Chief Executive Officer, as approved by the Issuer's Board of Directors.

F2 · price: Granted as compensation for services.

F3 · balance_after: Includes 10,958 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-18-057427 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,431

F1 · shares: Represents the delivery of the aggregate number of shares granted to the Reporting Person in connection with the previously disclosed compensation terms related to the Reporting Person's service as Interim Chief Executive Officer, as approved by the Issuer's Board of Directors.

F2 · price: Granted as compensation for services.

F3 · balance_after: Includes 10,958 shares issuable upon settlement of deferred stock units.

SEC source: 0001209191-16-148709 · doc4.xml · nonDerivative · entry 1

EVANS PAUL J. · CIK 0001538595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.