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KAMFAR RAMIN

Disclosed activity across 6 companies

Tapewire entity
23474
SEC CIK
0001111908

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bluerock Acquisition Corp.BLRK · Entity 6197Director · CEO and Chairman · 10% ownerJanuary 23, 2026January 24, 2026
Bluerock Acquisition Corp. IIBRRK · Entity 183692Director · CEO and Chairman · 10% ownerSeptember 24, 2026September 24, 2026
Bluerock High Income Institutional Credit FundIIMAX · Entity 32982DirectorMarch 02, 2022March 11, 2022
Bluerock Homes Trust, Inc.BHM · Entity 6786Director · Chairman and CEOAugust 13, 2026August 14, 2026
Bluerock Private Real Estate FundBPRE · Entity 9002DirectorOctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bluerock Acquisition Corp.

Report date January 23, 2026 · Filed January 24, 2026

Jointly reported with Bluerock Acquisition Holdings, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table I · non-derivativeDirect5,655,000 Reported balance After 2026-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect5,655,000 Reported balance After 2026-01-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock Acquisition Corp. II

Report date September 24, 2026 · Filed September 24, 2026

Jointly reported with Bluerock Acquisition Holdings II, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-09-24 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock High Income Institutional Credit Fund

Report date March 02, 2022 · Filed March 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2022-03-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Bluerock Homes Trust, Inc.

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect1,249,736 Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 17,606 · Balance 1,249,736

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Bluerock Private Real Estate Fund

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person1,986,015 Reported balance After 2026-10-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-12 · Purchase · Acquired 158,984 · Balance 1,986,015

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,096,979 Reported balance After 2026-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-13 · Purchase · Acquired 110,964 · Balance 2,096,979

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,254,640 Reported balance After 2026-10-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-14 · Purchase · Acquired 157,661 · Balance 2,254,640

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bluerock Residential Growth REIT, Inc.

Report date October 05, 2022 · Filed October 08, 2022

Section 16 reporting ended · disclosed 2022-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-10-06 · Other · Disposed 5,810 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

Class C Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-10-06 · Other · Disposed 41,979 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

OP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2022-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-05 · Other · Disposed 1,956 · Balance 0

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote314,063 Reported balance After 2022-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-05 · Other · Disposed 65 · Balance 314,063

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote237,357 Reported balance After 2022-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-05 · Other · Disposed 76,706 · Balance 237,357

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-05 · Other · Disposed 237,357 · Balance 0

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2021 Filed May 12, 2021 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 15,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-065225 · tm2116054-1_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 988,229

Underlying: Class A Common Stock · 15,532 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units issued in payment of salary for the quarter ending June 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units issued in payment of salary for the quarter ending June 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units issued in payment of salary for the quarter ending June 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units issued in payment of salary for the quarter ending June 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents LTIP Units issued in payment of salary for the quarter ending June 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 41,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-065225 · tm2116054-1_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 972,697

Underlying: Class A Common Stock · 41,031 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 309 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 17

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,241

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 716 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 16

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,550

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 15 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 15

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,266

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 356 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 14

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,181

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 471 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 13

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,637

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 12

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,108

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 559 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 11

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,161

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 1,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 10

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,720

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 253 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 9

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,893

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 920 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 8

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,146

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 545 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,066

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 266 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,611

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 581 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,877

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 389 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 32,458

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 32,847

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 32,902

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-057767 · tm2114508d1_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,246

F1 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or affiliates as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $10.42 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or affiliates which are majority-owned by Ramin Kamfar.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 21:21 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 48,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-043385 · tm2111239d6_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 931,666

Underlying: Class A Common Stock · 48,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 PurchaseBluerock Residential Growth REIT, Inc. Series T Pref Stock 489 $22.50 $11,002.50
Disclosure

SEC source: 0001104659-21-039765 · tm2110473d2_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,949

F1 · price: $22.50 per share price reflects public offering price less selling commissions of 7% and dealer manager fee of 3%.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:18 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherBluerock Residential Growth REIT, Inc. Series A Pref Stock 228 $25.32 $5,773.14
Disclosure

SEC source: 0001104659-21-029384 · tm218119d1_4.xml · nonDerivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: The 8.250% Series A Cumulative Redeemable Preferred Stock owned by the Reporting Person was subject to a redemption per a Notice of Redemption issued by the Issuer on January 27, 2021. All shares of Series A Preferred Stock called for redemption, including those owned by the Reporting Person, were redeemed on February 26, 2021, at a redemption price of $25.320833 per share, comprised of $25.00 per share, plus an amount equal to all accrued and unpaid dividends up to and including the redemption date of $0.320833 per share.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 13,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-025300 · tm217175d1_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 882,727

Underlying: Class A Common Stock · 13,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units issued in payment of salary for the quarter ending March 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units issued in payment of salary for the quarter ending March 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units issued in payment of salary for the quarter ending March 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units issued in payment of salary for the quarter ending March 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents LTIP Units issued in payment of salary for the quarter ending March 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 35,573 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-025300 · tm217175d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 869,553

Underlying: Class A Common Stock · 35,573 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 08, 2021 Filed Feb 26, 2021 22:18 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 PurchaseBluerock Residential Growth REIT, Inc. Series T Pref Stock 1,460 $22.50 $32,850.00
Disclosure

SEC source: 0001104659-21-029384 · tm218119d1_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460

F1 · price: $22.50 per share price reflects public offering price less selling commissions of 7% and dealer manager fee of 3%.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 243,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-001060 · tm211667d11_4.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 833,980

Underlying: Class A Common Stock · 243,136 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 121,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-001060 · tm211667d11_4.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 590,844

Underlying: Class A Common Stock · 121,568 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionOP Units · Derivative 6,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-001060 · tm211667d11_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,184

Underlying: Class A Common Stock · 6,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. The OP Units were owned indirectly by the Reporting Person through various entities.

F2 · price: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. The OP Units were owned indirectly by the Reporting Person through various entities.

F1 · derivative.exercise_date: Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The Class A common stock is owned indirectly by the Reporting Person through various entities.

F1 · derivative.expiration_date: Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The Class A common stock is owned indirectly by the Reporting Person through various entities.

F2 · ownership.nature: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. The OP Units were owned indirectly by the Reporting Person through various entities.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionBluerock Residential Growth REIT, Inc. Class A Common Stock 6,088 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-001060 · tm211667d11_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The Class A common stock is owned indirectly by the Reporting Person through various entities.

F1 · ownership.nature: Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The Class A common stock is owned indirectly by the Reporting Person through various entities.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:56 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 5,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-139894 · tm2039326-3_4.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,272

Underlying: Class A Common Stock · 5,011 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents OP Units distributed in connection with the ongoing wind down of a BR-NPT Springing Entity, LLC, in which the Reporting Person held an indirect interest through various limited liability companies to which the distribution was made. These OP Units may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · price: Represents OP Units distributed in connection with the ongoing wind down of a BR-NPT Springing Entity, LLC, in which the Reporting Person held an indirect interest through various limited liability companies to which the distribution was made. These OP Units may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents OP Units distributed in connection with the ongoing wind down of a BR-NPT Springing Entity, LLC, in which the Reporting Person held an indirect interest through various limited liability companies to which the distribution was made. These OP Units may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents OP Units distributed in connection with the ongoing wind down of a BR-NPT Springing Entity, LLC, in which the Reporting Person held an indirect interest through various limited liability companies to which the distribution was made. These OP Units may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · ownership.nature: Represents OP Units distributed in connection with the ongoing wind down of a BR-NPT Springing Entity, LLC, in which the Reporting Person held an indirect interest through various limited liability companies to which the distribution was made. These OP Units may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:56 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 2,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-139894 · tm2039326-3_4.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,261

Underlying: Class A Common Stock · 2,190 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F4 · derivative.exercise_price: Disposition is as a result of an in kind distribution of OP Units allocable to members of the Advisor at the request of such members as permitted under the Advisor's Limited Liability Company Agreement.

F3 · price: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F4 · price: Disposition is as a result of an in kind distribution of OP Units allocable to members of the Advisor at the request of such members as permitted under the Advisor's Limited Liability Company Agreement.

F3 · derivative.exercise_date: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F4 · derivative.exercise_date: Disposition is as a result of an in kind distribution of OP Units allocable to members of the Advisor at the request of such members as permitted under the Advisor's Limited Liability Company Agreement.

F3 · derivative.expiration_date: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F4 · derivative.expiration_date: Disposition is as a result of an in kind distribution of OP Units allocable to members of the Advisor at the request of such members as permitted under the Advisor's Limited Liability Company Agreement.

F3 · ownership.nature: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F4 · ownership.nature: Disposition is as a result of an in kind distribution of OP Units allocable to members of the Advisor at the request of such members as permitted under the Advisor's Limited Liability Company Agreement.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:56 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionOP Units · Derivative 2,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-139894 · tm2039326-3_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,451

Underlying: Class A Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F3 · price: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F3 · derivative.exercise_date: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F3 · derivative.expiration_date: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

F3 · ownership.nature: Represents OP Units. Each OP Unit may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units are owned by the Advisor.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:56 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 ConversionLTIP Units · Derivative 2,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-139894 · tm2039326-3_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 469,276

Underlying: Class A Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Multifamily Advisor, LLC (the "Advisor"), in which the Reporting Person owns an indirect interest. These LTIP units may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_price: 2,190 of the Reporting Person's LTIP Units owned by the Advisor were converted into OP Units on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Multifamily Advisor, LLC (the "Advisor"), in which the Reporting Person owns an indirect interest. These LTIP units may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: 2,190 of the Reporting Person's LTIP Units owned by the Advisor were converted into OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Multifamily Advisor, LLC (the "Advisor"), in which the Reporting Person owns an indirect interest. These LTIP units may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: 2,190 of the Reporting Person's LTIP Units owned by the Advisor were converted into OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Multifamily Advisor, LLC (the "Advisor"), in which the Reporting Person owns an indirect interest. These LTIP units may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: 2,190 of the Reporting Person's LTIP Units owned by the Advisor were converted into OP Units on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Multifamily Advisor, LLC (the "Advisor"), in which the Reporting Person owns an indirect interest. These LTIP units may convert to Operating Partnership units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: 2,190 of the Reporting Person's LTIP Units owned by the Advisor were converted into OP Units on a one-for-one basis.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 22:00 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherBluerock Residential Growth REIT, Inc. Series A Pref Stock 203 $25.46 $5,169.21
Disclosure

SEC source: 0001104659-20-138105 · tm2039048-2_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 11,459 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-122568 · tm2035202d1_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 471,466

Underlying: Class A Common Stock · 11,459 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis

F2 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending December 31, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 46,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-122568 · tm2035202d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 460,007

Underlying: Class A Common Stock · 46,024 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherBluerock Residential Growth REIT, Inc. Series A Pref Stock 144 $25.12 $3,617.32
Disclosure

SEC source: 0001104659-20-117758 · tm2034180d2_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleLTIP Units · Derivative 1,658,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 413,983

Underlying: Class A Common Stock · 1,658,404 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F5 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

F5 · price: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F5 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleOP Units · Derivative 3,329,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,261

Underlying: Class A Common Stock · 3,329,698 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F5 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

F5 · price: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F5 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred to the Trust, for fair market value of $7.59 per unit based on the average closing price of the Issuer's Class A Common Stock for the ten (10) trading days commencing on September 7, 2020 and ending on September 18, 2020, (i) an aggregate of 3,329,698 OP Units, and (ii) an aggregate of 1,658,404 LTIP Units, which in each case, following the transfers described in footnote (3) above, were directly held by the Reporting Person.

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September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GiftOP Units · Derivative 988,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,343,959

Underlying: Class A Common Stock · 988,142 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F4 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred, for no consideration, an aggregate of 988,142 OP Units that, following the transfers described in footnote (3) above, were directly held by the Reporting Person, to an irrevocable trust (the "Trust") of which members of the Reporting Person's immediate family members are the beneficiaries, and of which the Reporting Person is neither a trustee nor a beneficiary.

F4 · price: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred, for no consideration, an aggregate of 988,142 OP Units that, following the transfers described in footnote (3) above, were directly held by the Reporting Person, to an irrevocable trust (the "Trust") of which members of the Reporting Person's immediate family members are the beneficiaries, and of which the Reporting Person is neither a trustee nor a beneficiary.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 4,317,840 OP Units, and (ii) an aggregate of 643,399 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's direct ownership. All of the foregoing transfers were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder.

F4 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person further transferred, for no consideration, an aggregate of 988,142 OP Units that, following the transfers described in footnote (3) above, were directly held by the Reporting Person, to an irrevocable trust (the "Trust") of which members of the Reporting Person's immediate family members are the beneficiaries, and of which the Reporting Person is neither a trustee nor a beneficiary.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherLTIP Units · Derivative 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,072,387

Underlying: Class A Common Stock · 65 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

F1 · price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GiftLTIP Units · Derivative 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,072,322

Underlying: Class A Common Stock · 65 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

F1 · price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,332,101

Underlying: Class A Common Stock · 419 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

F1 · price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 19:44 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GiftOP Units · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-108875 · tm2031832d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,331,682

Underlying: Class A Common Stock · 419 shares

Expires not disclosed

F1 · security: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

F1 · price: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, for estate planning purposes, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: On September 23, 2020, for estate planning purposes, the Reporting Person transferred, for no consideration, (i) an aggregate of 419 OP Units, and (ii) an aggregate of 65 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in limited liability companies in which the Reporting Person owns an indirect majority interest, to the Reporting Person's indirect ownership through transfer to an immediate family member sharing the same household. These transfers merely changed the form of the Reporting Person's pecuniary interest in such securities from one form of indirect ownership to another form of indirect ownership.

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August 11, 2020 Filed Aug 12, 2020 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 13,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-093984 · tm2027295d1_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,072,387

Underlying: Class A Common Stock · 13,066 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending September 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending September 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending September 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending September 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending September 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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August 11, 2020 Filed Aug 12, 2020 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 55,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-093984 · tm2027295d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,059,321

Underlying: Class A Common Stock · 55,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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May 22, 2020 Filed May 27, 2020 21:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 16,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-066477 · tm2020989d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,003,646

Underlying: Class A Common Stock · 16,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending June 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending June 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending June 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending June 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of salary payable in LTIP Units for the quarter ending June 30, 2020. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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May 12, 2020 Filed May 14, 2020 21:32 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 73,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-061729 · tm2019840d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,987,463

Underlying: Class A Common Stock · 73,685 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents restricted units of partnership interests ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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April 15, 2020 Filed Apr 17, 2020 21:17 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 85,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048290 · tm2016267d4_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,913,778

Underlying: Class A Common Stock · 85,690 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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April 15, 2020 Filed Apr 17, 2020 21:17 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantBluerock Residential Growth REIT, Inc. Class A Common Stock 16,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-048290 · tm2016267d4_4.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,458

F1 · security: Represents shares of Class A common stock granted in payment of the first quarter of 2020 base salaries, based on a 20-day volume-weighted average price of $5.8397, which are issued under the Third Amended and Restated 2014 Equity Incentive Plan for Individuals. These shares are fully vested at issuance.

F1 · price: Represents shares of Class A common stock granted in payment of the first quarter of 2020 base salaries, based on a 20-day volume-weighted average price of $5.8397, which are issued under the Third Amended and Restated 2014 Equity Incentive Plan for Individuals. These shares are fully vested at issuance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.