TapewireFind a company

person · Reporting owner

KAMFAR RAMIN

Disclosed activity across 6 companies

Tapewire entity
23474
SEC CIK
0001111908

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bluerock Acquisition Corp.BLRK · Entity 6197Director · CEO and Chairman · 10% ownerJanuary 23, 2026January 24, 2026
Bluerock Acquisition Corp. IIBRRK · Entity 183692Director · CEO and Chairman · 10% ownerSeptember 24, 2026September 24, 2026
Bluerock High Income Institutional Credit FundIIMAX · Entity 32982DirectorMarch 02, 2022March 11, 2022
Bluerock Homes Trust, Inc.BHM · Entity 6786Director · Chairman and CEOAugust 13, 2026August 14, 2026
Bluerock Private Real Estate FundBPRE · Entity 9002DirectorOctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bluerock Acquisition Corp.

Report date January 23, 2026 · Filed January 24, 2026

Jointly reported with Bluerock Acquisition Holdings, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table I · non-derivativeDirect5,655,000 Reported balance After 2026-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect5,655,000 Reported balance After 2026-01-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-23 · Other · Disposed 35,000 · Balance 5,655,000

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F2: On January 23, 2026, Bluerock Acquisition Holdings, LLC (the "Sponsor") transferred 35,000 Class B Ordinary Shares of the Issuer to Ziv Conen for $0.003 per share.

F3: The Sponsor is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH") is the managing member of the Sponsor. Bluerock Enterprise Holdings, LP ("Bluerock Enterprise") is the sole member of BEH. Bluerock Holdings Manager, Inc. ("Bluerock Manager") is the general partner of Bluerock Enterprise. Ramin Kamfar controls Bluerock Manager and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock Acquisition Corp. II

Report date September 24, 2026 · Filed September 24, 2026

Jointly reported with Bluerock Acquisition Holdings II, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-09-24 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-297691) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 790,541Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriter's over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Bluerock Acquisition Holdings II, LLC (the "Sponsor") is the record holder of the securities reported herein. BEH SPAC Holdings, LLC ("BEH Holdings") is the managing member of the Sponsor. Ramin Kamfar controls BEH Holdings and has voting and investment discretion with respect to the securities held of record by the Sponsor.

Bluerock High Income Institutional Credit Fund

Report date March 02, 2022 · Filed March 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2022-03-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Bluerock Homes Trust, Inc.

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect1,249,736 Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 17,606 · Balance 1,249,736

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents long-term incentive plan units ("LTIP Units") issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the second quarter of 2026 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending June 30, 2026 for services provided to the Manager in the Reporting Person's capacity as Chief Executive Officer thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Bluerock Private Real Estate Fund

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person1,986,015 Reported balance After 2026-10-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-12 · Purchase · Acquired 158,984 · Balance 1,986,015

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,096,979 Reported balance After 2026-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-13 · Purchase · Acquired 110,964 · Balance 2,096,979

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectShares purchased through an entity controlled by the Reporting Person2,254,640 Reported balance After 2026-10-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-14 · Purchase · Acquired 157,661 · Balance 2,254,640

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased through an entity controlled by the Reporting Person (Bluerock Asset Management, LLC).

F2: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.87 to $13.15.

F3: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.95.

F4: The price reported is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.82

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bluerock Residential Growth REIT, Inc.

Report date October 05, 2022 · Filed October 08, 2022

Section 16 reporting ended · disclosed 2022-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-10-06 · Other · Disposed 5,810 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

Class C Common Stock, Par Value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-10-06 · Other · Disposed 41,979 · Balance 0

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

OP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2022-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-05 · Other · Disposed 1,956 · Balance 0

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote314,063 Reported balance After 2022-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-05 · Other · Disposed 65 · Balance 314,063

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote237,357 Reported balance After 2022-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-05 · Other · Disposed 76,706 · Balance 237,357

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

LTIP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-05 · Other · Disposed 237,357 · Balance 0

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash, (the "Merger Consideration"), without interest. These shares were owned by Bluerock Real Estate LLC or its affiliates which are owned by the Reporting Person.

F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These Common Units were owned by affiliates or family members of the Reporting Person.

F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units are owned by family members of the Reporting Person.

F4: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. These LTIP Units were owned by Bluerock Real Estate LLC, which is majority-owned by the Reporting Person.

F5: Represents LTIP Units. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 251 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 12

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,023

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 11

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,274

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 2,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 10

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,832

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 166 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 9

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,608

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 1,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 8

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,774

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 544 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,270

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,814

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 187 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,893

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 568 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,080

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 426 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,648

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 305 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,074

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 568 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-104214 · tm2227024-1_4seq1.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,379

F2 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.87 per share.

F1 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 7,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-089439 · tm2223126-1_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 314,128

Underlying: Class A Common Stock · 7,025 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending September 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending September 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending September 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending September 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending September 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:15 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 18,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-089439 · tm2223126-1_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 307,103

Underlying: Class A Common Stock · 18,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 11, 2022 22:26 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 6,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-058892 · tm2215212d2_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 288,922

Underlying: Class A Common Stock · 6,933 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending June 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending June 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending June 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending June 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending June 30, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 11, 2022 22:26 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 14,705 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-058892 · tm2215212d2_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 281,989

Underlying: Class A Common Stock · 14,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 1,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 19

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,947

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 369 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 18

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,792

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 915 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 17

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,161

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 27 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 16

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,076

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 416 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 15

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,103

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 607 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 14

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,519

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 153 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 13

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,126

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 709 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 12

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,279

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 2,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 11

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,988

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 293 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 10

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,527

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 698 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 9

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,820

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 8

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,518

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 326 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,558

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 739 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,884

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,623

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,190

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 SaleBluerock Residential Growth REIT, Inc. Class A Common Stock 607 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,634

F3 · price: These shares were disposed of by transfer to employees of Bluerock Real Estate, LLC or an affiliate as annual incentive compensation in consideration of employment. On the effective date of disposal, the closing price as reported on the NYSE American was $26.62 per share.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherBluerock Residential Growth REIT, Inc. Class A Common Stock 16,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,241

F1 · price: These shares of Class A common stock were transferred by the Reporting Person to Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

F2 · ownership.nature: These shares are owned by Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherBluerock Residential Growth REIT, Inc. Class A Common Stock 16,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-047921 · tm2213063-1_4seq1.xml · nonDerivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,630

F1 · price: These shares of Class A common stock were transferred by the Reporting Person to Bluerock Real Estate, LLC or an affiliate, of which the Reporting Person is the majority owner.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 21:23 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 30,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-046109 · tm2212789-1_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 267,284

Underlying: Class A Common Stock · 30,624 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 22:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 6,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-030686 · tm228145-3_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 236,660

Underlying: Class A Common Stock · 6,935 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending March 31, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending March 31, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending March 31, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending March 31, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership issued in payment of salary for the quarter ending March 31, 2022. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 22:16 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 16,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-030686 · tm228145-3_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 229,725

Underlying: Class A Common Stock · 16,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:13 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 116,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-001126 · tm221596d5_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 213,337

Underlying: Class A Common Stock · 116,818 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:13 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 58,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-001126 · tm221596d5_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 96,519

Underlying: Class A Common Stock · 58,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 10,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 8

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,110

Underlying: Class A Common Stock · 10,612 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F7 · kind: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F7 · price: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F7 · derivative.expiration_date: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F7 · ownership.direct: Represents LTIP Units issued in payment of salary for the quarter ending December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 27,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,498

Underlying: Class A Common Stock · 27,432 shares

Expires not disclosed

F6 · derivative.exercise_price: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · kind: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · price: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · derivative.expiration_date: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · ownership.nature: These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherLTIP Units · Derivative 568,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 66

Underlying: Class A Common Stock · 568,498 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · kind: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred to Trust 1 an aggregate of 568,498 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in a limited liability company in which the Reporting Person owns an indirect majority interest, for fair market value of $13.445 per unit based on the FMV Metric.

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F5 · ownership.nature: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred to Trust 1 an aggregate of 568,498 LTIP Units, which were previously indirectly held by the Reporting Person through ownership of membership interests in a limited liability company in which the Reporting Person owns an indirect majority interest, for fair market value of $13.445 per unit based on the FMV Metric.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherLTIP Units · Derivative 466,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,564

Underlying: Class A Common Stock · 466,665 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · kind: On November 8, 2021, in connection with estate-related matters, the Reporting Person further transferred to Trust 1 an aggregate of 466,665 LTIP Units for fair market value of $13.445 per unit based on the FMV Metric.

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · ownership.direct: On November 8, 2021, in connection with estate-related matters, the Reporting Person further transferred to Trust 1 an aggregate of 466,665 LTIP Units for fair market value of $13.445 per unit based on the FMV Metric.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherLTIP Units · Derivative 699,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,229

Underlying: Class A Common Stock · 699,697 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · kind: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred, to a separate irrevocable trust ("Trust 2") of which members of the Reporting Person's immediate family members are also the beneficiaries and of which the Reporting Person is also neither a trustee nor a beneficiary, (a) an aggregate of 2,098,843 OP Units and (b) an aggregate of 699,697 LTIP Units that, following the transfers described in footnote (2) above, were directly held by the Reporting Person, for no consideration.

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.direct: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred, to a separate irrevocable trust ("Trust 2") of which members of the Reporting Person's immediate family members are also the beneficiaries and of which the Reporting Person is also neither a trustee nor a beneficiary, (a) an aggregate of 2,098,843 OP Units and (b) an aggregate of 699,697 LTIP Units that, following the transfers described in footnote (2) above, were directly held by the Reporting Person, for no consideration.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherLTIP Units · Derivative 699,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,926

Underlying: Class A Common Stock · 699,697 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On November 8, 2021, in connection with estate-related matters, an irrevocable trust ("Trust 1") of which members of the Reporting Person's immediate family members are the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, transferred to the Reporting Person (a) an aggregate of 2,098,843 OP Units, and (b) an aggregate of 699,697 LTIP Units, in each case for fair market value of $13.445 per unit based on the average of the high and low share price of the Issuer's Class A Common Stock on October 22, 2021 (the "FMV Metric").

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.direct: On November 8, 2021, in connection with estate-related matters, an irrevocable trust ("Trust 1") of which members of the Reporting Person's immediate family members are the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, transferred to the Reporting Person (a) an aggregate of 2,098,843 OP Units, and (b) an aggregate of 699,697 LTIP Units, in each case for fair market value of $13.445 per unit based on the average of the high and low share price of the Issuer's Class A Common Stock on October 22, 2021 (the "FMV Metric").

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 2,098,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,154

Underlying: Class A Common Stock · 2,098,843 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · kind: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred, to a separate irrevocable trust ("Trust 2") of which members of the Reporting Person's immediate family members are also the beneficiaries and of which the Reporting Person is also neither a trustee nor a beneficiary, (a) an aggregate of 2,098,843 OP Units and (b) an aggregate of 699,697 LTIP Units that, following the transfers described in footnote (2) above, were directly held by the Reporting Person, for no consideration.

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · ownership.direct: On November 8, 2021, in connection with estate-related matters, the Reporting Person transferred, to a separate irrevocable trust ("Trust 2") of which members of the Reporting Person's immediate family members are also the beneficiaries and of which the Reporting Person is also neither a trustee nor a beneficiary, (a) an aggregate of 2,098,843 OP Units and (b) an aggregate of 699,697 LTIP Units that, following the transfers described in footnote (2) above, were directly held by the Reporting Person, for no consideration.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:25 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 OtherOP Units · Derivative 2,098,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-137198 · tm2132626d1_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,997

Underlying: Class A Common Stock · 2,098,843 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · kind: On November 8, 2021, in connection with estate-related matters, an irrevocable trust ("Trust 1") of which members of the Reporting Person's immediate family members are the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, transferred to the Reporting Person (a) an aggregate of 2,098,843 OP Units, and (b) an aggregate of 699,697 LTIP Units, in each case for fair market value of $13.445 per unit based on the average of the high and low share price of the Issuer's Class A Common Stock on October 22, 2021 (the "FMV Metric").

F1 · price: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: This Form 4 reflects certain transfers, in connection with estate-related matters, of (a) limited partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, and (b) restricted units of partnership interests ("LTIP Units") in the Operating Partnership. After a one year holding period, OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis. LTIP Units may, subject to certain limitations, convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.direct: On November 8, 2021, in connection with estate-related matters, an irrevocable trust ("Trust 1") of which members of the Reporting Person's immediate family members are the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, transferred to the Reporting Person (a) an aggregate of 2,098,843 OP Units, and (b) an aggregate of 699,697 LTIP Units, in each case for fair market value of $13.445 per unit based on the average of the high and low share price of the Issuer's Class A Common Stock on October 22, 2021 (the "FMV Metric").

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 12,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-100149 · tm2124023-1_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,035,229

Underlying: Class A Common Stock · 12,857 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units issued in payment of salary for the quarter ending September 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units issued in payment of salary for the quarter ending September 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units issued in payment of salary for the quarter ending September 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units issued in payment of salary for the quarter ending September 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Represents LTIP Units issued in payment of salary for the quarter ending September 30, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 21:01 UTC Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 GrantLTIP Units · Derivative 34,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-100149 · tm2124023-1_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,022,372

Underlying: Class A Common Stock · 34,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Real Estate, LLC, in which R. Ramin Kamfar owns a 99% direct interest. These LTIP Units will vest on the first anniversary of issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Unit were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.