Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | CFO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,118 |
Ending reported balance
After 2026-10-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 406 · Balance 6,433 F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. Row 2 · 2026-10-01 · Tax withholding · Disposed 147 · Balance 6,286 Row 3 · 2026-10-01 · Tax withholding · Disposed 168 · Balance 6,118 F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. |
| FY2024 RSUs October 2023SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-01 · Exercise / conversion · Disposed 406 · Balance 0 F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionFY2024 RSUs October 2023 · Derivative | 406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-008246 · doc4.xml · derivative · entry 4 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 21:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 168 | $161.15 | $27,073.20 |
DisclosureSEC source: 0001225208-26-008246 · doc4.xml · nonDerivative · entry 3 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,118 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 21:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 147 | $161.15 | $23,689.05 |
DisclosureSEC source: 0001225208-26-008246 · doc4.xml · nonDerivative · entry 2 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,286 Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 21:24 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-008246 · doc4.xml · nonDerivative · entry 1 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 14:08 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007119 · doc4.xml · nonDerivative · entry 1 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,027 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. Read SEC document |
| June 27, 2026 Filed Jun 29, 2026 20:43 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionFY2024 RSUs June 2024 · Derivative | 2,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006232 · doc4.xml · derivative · entry 3 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| June 27, 2026 Filed Jun 29, 2026 20:43 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 905 | $137.93 | $124,826.65 |
DisclosureSEC source: 0001225208-26-006232 · doc4.xml · nonDerivative · entry 2 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,561 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. Read SEC document |
| June 27, 2026 Filed Jun 29, 2026 20:43 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 2,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006232 · doc4.xml · nonDerivative · entry 1 Ghei Ashima · CIK 0002028322 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 18:39 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 23,254 | $0.00 Strike: $190.89 | $0.00 |
DisclosureSEC source: 0001225208-26-003370 · doc4.xml · derivative · entry 1 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,254 Underlying: Common Stock · 23,254 shares Expires 2036-03-05 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning March 5, 2027. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionFY2023 RSUs · Derivative | 444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · derivative · entry 7 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionFY2022 RSUs · Derivative | 860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · derivative · entry 6 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 444 | $244.72 | $108,655.68 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · nonDerivative · entry 5 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,957 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 233 | $244.72 | $57,019.76 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · nonDerivative · entry 4 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,401 F3 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 455 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2025 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 227 | $244.72 | $55,551.44 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · nonDerivative · entry 3 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,634 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · nonDerivative · entry 2 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:26 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004010 · doc4.xml · nonDerivative · entry 1 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 17:11 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 14,137 | $0.00 Strike: $240.59 | $0.00 |
DisclosureSEC source: 0001225208-25-001232 · doc4.xml · derivative · entry 1 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,137 Underlying: Common Stock · 14,137 shares Expires 2035-02-04 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 4, 2026. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 18:51 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008001 · doc4.xml · nonDerivative · entry 1 Ghei Ashima · CIK 0002028322 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,557 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.