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Wegner Alpana

Disclosed activity across 4 companies

Tapewire entity
23408
SEC CIK
0001822516

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waystar Holding Corp.WAY · Entity 1420Chief Financial OfficerJuly 24, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waystar Holding Corp.

Report date July 24, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect162,112 Reported balance After 2026-07-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-24 · Grant · Acquired 162,112 · Balance 162,112

F1: Reflects a grant of restricted stock units ("RSUs") awarded on July 24, 2026. Subject to the reporting person's continued service through the applicable vesting date, 6.25% of the RSUs vest quarterly during the first 12 months following the grant date, and 25% of the RSUs vest on each July 22 thereafter through July 22, 2030. Each RSU represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), upon settlement.

F2: Includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units ("RSUs") awarded on July 24, 2026. Subject to the reporting person's continued service through the applicable vesting date, 6.25% of the RSUs vest quarterly during the first 12 months following the grant date, and 25% of the RSUs vest on each July 22 thereafter through July 22, 2030. Each RSU represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), upon settlement.

F2: Includes unvested RSUs.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Benefitfocus, Inc.

Report date January 24, 2023 · Filed January 25, 2023

Section 16 reporting ended · disclosed 2023-01-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-01-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-01-24 · Disposition to issuer · Disposed 129,151 · Balance 209,224

F1: On January 24, 2023, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among the Issuer, Voya Financial, Inc. ("Voya") and Origami Squirrel Acquisition Corp. (the "Merger Sub"), as amended, the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Voya. Pursuant to the Merger Agreement, at the effective time of the Merger each share of the Issuer's common stock was exchanged for the Per Share Common Stock Merger Consideration of $10.50, without interest.

Row 2 · 2023-01-24 · Tax withholding · Disposed 2,008 · Balance 207,216

Row 3 · 2023-01-24 · Disposition to issuer · Disposed 207,216 · Balance 0

F2: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-04-01Direct0 Reported balance After 2023-01-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-01-24 · Disposition to issuer · Disposed 3,818 · Balance 0

F3: Represents the portion of PRSUs that were forfeited to the Issuer.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-04-01Direct53,168 Reported balance After 2023-01-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-24 · Disposition to issuer · Disposed 32,851 · Balance 53,168

F2: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-04-01Direct0 Reported balance After 2023-01-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-01-24 · Disposition to issuer · Disposed 53,168 · Balance 0

F3: Represents the portion of PRSUs that were forfeited to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On January 24, 2023, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among the Issuer, Voya Financial, Inc. ("Voya") and Origami Squirrel Acquisition Corp. (the "Merger Sub"), as amended, the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Voya. Pursuant to the Merger Agreement, at the effective time of the Merger each share of the Issuer's common stock was exchanged for the Per Share Common Stock Merger Consideration of $10.50, without interest.

F2: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

F3: Represents the portion of PRSUs that were forfeited to the Issuer.

INTEGRAL AD SCIENCE HOLDING CORP.

Report date December 23, 2025 · Filed December 23, 2025

Section 16 reporting ended · disclosed 2025-12-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-12-23 transaction · row 1
1 source row

Row 1 · 2025-12-23 · Disposition to issuer · Disposed 525,279 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 24, 2025 (the "Merger Agreement"), by and among the Issuer, Igloo Group Parent, Inc. ("Parent") and Igloo Group Acquisition Company, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), owned by the reporting person immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $10.30 per share in cash, without interest thereon (the "Per Share Price").

F2: The shares of Common Stock reported as disposed by the reporting person include (i) 131,319 unvested restricted stock units ("Company RSUs") which became vested at the Effective Time and were cancelled and converted into the right to receive the Per Share Price and (ii) 393,960 Company RSUs which, pursuant to the Merger Agreement, were, at or immediately prior to the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (A) the Per Share Price and (B) the total number of shares of Common Stock subject to such Company RSUs as of immediately prior to the Effective Time (the "Converted Cash Awards"). The Converted Cash Awards will, subject to the reporting person's continued service through the applicable vesting dates,

F3: (Continued from footnote 2) vest and be payable at the time when the Company RSUs for which the Converted Cash Awards were exchanged would have vested pursuant to the terms thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 24, 2025 (the "Merger Agreement"), by and among the Issuer, Igloo Group Parent, Inc. ("Parent") and Igloo Group Acquisition Company, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), owned by the reporting person immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $10.30 per share in cash, without interest thereon (the "Per Share Price").

F2: The shares of Common Stock reported as disposed by the reporting person include (i) 131,319 unvested restricted stock units ("Company RSUs") which became vested at the Effective Time and were cancelled and converted into the right to receive the Per Share Price and (ii) 393,960 Company RSUs which, pursuant to the Merger Agreement, were, at or immediately prior to the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (A) the Per Share Price and (B) the total number of shares of Common Stock subject to such Company RSUs as of immediately prior to the Effective Time (the "Converted Cash Awards"). The Converted Cash Awards will, subject to the reporting person's continued service through the applicable vesting dates,

F3: (Continued from footnote 2) vest and be payable at the time when the Company RSUs for which the Converted Cash Awards were exchanged would have vested pursuant to the terms thereof.

SecureWorks Corp

Report date February 03, 2025 · Filed February 04, 2025

Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-03 transaction · row 1
1 source row

Row 1 · 2025-02-03 · Disposition to issuer · Disposed 926,019 · Balance 0

F1: Includes restricted stock units ("Company RSUs") and performance-based restricted stock units ("Company PSUs") subject to certain vesting periods and other restrictions.

F2: On February 3, 2025, SecureWorks Corp. (the "Issuer") consummated the previously announced transaction with Sophos Inc., pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of October 21, 2024, whereby Sophos Inc. indirectly acquired the Issuer. At the Effective Time (as defined in the Merger Agreement), each share of Class A common stock of the Company, par value $0.01 per share, issued and outstanding as of immediately prior to the Effective Time was converted into the right to receive cash in an amount equal to $8.50, without interest thereon (the "Per Share Amount"), less any applicable tax withholdings.

F3: At the Effective Time, each (a) outstanding vested Company RSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company RSU award, less applicable tax withholdings, and (b) outstanding unvested Company RSU award was canceled in exchange for the right to receive an aggregate cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company RSU award, less applicable tax withholdings, that will vest and become payable subject to such vested Company RSU award's terms, conditions and vesting schedule.

F4: At the Effective Time, each (a) outstanding vested Company PSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company PSU award, less applicable tax withholdings, and (b) outstanding unvested Company PSU award was deemed achieved at the target performance level through the Effective Time and was canceled in exchange for the right to receive an aggregate amount in cash equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company PSU award, less applicable tax withholdings, that will vest and become payable subject to such unvested Company PSU award's terms, conditions and vesting schedule (excluding any performance-based vesting conditions).

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted stock units ("Company RSUs") and performance-based restricted stock units ("Company PSUs") subject to certain vesting periods and other restrictions.

F2: On February 3, 2025, SecureWorks Corp. (the "Issuer") consummated the previously announced transaction with Sophos Inc., pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of October 21, 2024, whereby Sophos Inc. indirectly acquired the Issuer. At the Effective Time (as defined in the Merger Agreement), each share of Class A common stock of the Company, par value $0.01 per share, issued and outstanding as of immediately prior to the Effective Time was converted into the right to receive cash in an amount equal to $8.50, without interest thereon (the "Per Share Amount"), less any applicable tax withholdings.

F3: At the Effective Time, each (a) outstanding vested Company RSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company RSU award, less applicable tax withholdings, and (b) outstanding unvested Company RSU award was canceled in exchange for the right to receive an aggregate cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company RSU award, less applicable tax withholdings, that will vest and become payable subject to such vested Company RSU award's terms, conditions and vesting schedule.

F4: At the Effective Time, each (a) outstanding vested Company PSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company PSU award, less applicable tax withholdings, and (b) outstanding unvested Company PSU award was deemed achieved at the target performance level through the Effective Time and was canceled in exchange for the right to receive an aggregate amount in cash equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company PSU award, less applicable tax withholdings, that will vest and become payable subject to such unvested Company PSU award's terms, conditions and vesting schedule (excluding any performance-based vesting conditions).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2026 Filed Aug 14, 2026 18:32 UTC Waystar Holding Corp. WAY · Entity 1420 GrantCommon Stock 162,112 $0.00 $0.00
Disclosure

SEC source: 0001822516-26-000004 · wk-form4_1786732335.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,112

F1 · shares: Reflects a grant of restricted stock units ("RSUs") awarded on July 24, 2026. Subject to the reporting person's continued service through the applicable vesting date, 6.25% of the RSUs vest quarterly during the first 12 months following the grant date, and 25% of the RSUs vest on each July 22 thereafter through July 22, 2030. Each RSU represents a contingent right to receive one share of common stock, par value $0.01 per share ("Common Stock"), upon settlement.

F2 · balance_after: Includes unvested RSUs.

Read SEC document
December 23, 2025 Filed Dec 23, 2025 20:14 UTC INTEGRAL AD SCIENCE HOLDING CORP. IAS · Entity 70858 Disposition to issuerCommon Stock, $0.001 par value 525,279 $10.30 $5,410,373.70
Disclosure

SEC source: 0001193125-25-331276 · ownership.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 24, 2025 (the "Merger Agreement"), by and among the Issuer, Igloo Group Parent, Inc. ("Parent") and Igloo Group Acquisition Company, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), owned by the reporting person immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $10.30 per share in cash, without interest thereon (the "Per Share Price").

F2 · kind: The shares of Common Stock reported as disposed by the reporting person include (i) 131,319 unvested restricted stock units ("Company RSUs") which became vested at the Effective Time and were cancelled and converted into the right to receive the Per Share Price and (ii) 393,960 Company RSUs which, pursuant to the Merger Agreement, were, at or immediately prior to the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (A) the Per Share Price and (B) the total number of shares of Common Stock subject to such Company RSUs as of immediately prior to the Effective Time (the "Converted Cash Awards"). The Converted Cash Awards will, subject to the reporting person's continued service through the applicable vesting dates,

F3 · kind: (Continued from footnote 2) vest and be payable at the time when the Company RSUs for which the Converted Cash Awards were exchanged would have vested pursuant to the terms thereof.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 17:21 UTC INTEGRAL AD SCIENCE HOLDING CORP. IAS · Entity 70858 GrantCommon Stock, $0.001 par value 525,279 $0.00 $0.00
Disclosure

SEC source: 0001842718-25-000079 · wk-form4_1751577692.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,279

Read SEC document
February 03, 2025 Filed Feb 4, 2025 18:39 UTC SecureWorks Corp SCWX · Entity 11323 Disposition to issuerClass A Common Stock 926,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-001682 · form4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes restricted stock units ("Company RSUs") and performance-based restricted stock units ("Company PSUs") subject to certain vesting periods and other restrictions.

F2 · price: On February 3, 2025, SecureWorks Corp. (the "Issuer") consummated the previously announced transaction with Sophos Inc., pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of October 21, 2024, whereby Sophos Inc. indirectly acquired the Issuer. At the Effective Time (as defined in the Merger Agreement), each share of Class A common stock of the Company, par value $0.01 per share, issued and outstanding as of immediately prior to the Effective Time was converted into the right to receive cash in an amount equal to $8.50, without interest thereon (the "Per Share Amount"), less any applicable tax withholdings.

F3 · price: At the Effective Time, each (a) outstanding vested Company RSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company RSU award, less applicable tax withholdings, and (b) outstanding unvested Company RSU award was canceled in exchange for the right to receive an aggregate cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company RSU award, less applicable tax withholdings, that will vest and become payable subject to such vested Company RSU award's terms, conditions and vesting schedule.

F4 · price: At the Effective Time, each (a) outstanding vested Company PSU award was canceled in exchange for the right to receive a lump-sum cash payment equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company PSU award, less applicable tax withholdings, and (b) outstanding unvested Company PSU award was deemed achieved at the target performance level through the Effective Time and was canceled in exchange for the right to receive an aggregate amount in cash equal to the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such unvested Company PSU award, less applicable tax withholdings, that will vest and become payable subject to such unvested Company PSU award's terms, conditions and vesting schedule (excluding any performance-based vesting conditions).

Read SEC document
December 23, 2024 Filed Dec 26, 2024 16:36 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 42,051 $8.45 $355,330.95
Disclosure

SEC source: 0000950142-24-003000 · es240572464_4-wegner.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,284

F1 · kind: Reflects shares withheld by SecureWorks Corp. for payment of the tax liability incurred upon the accelerated vesting of 91,914 restricted stock units ("RSUs") that were originally scheduled to vest on March 18, 2025. The RSUs were accelerated to vest on December 23, 2024 in order to mitigate impacts that could arise under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended. The Reporting Person has signed a letter agreement providing that such accelerated RSUs are subject to certain forfeiture conditions.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 17:58 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 54,542 $6.56 $357,795.52
Disclosure

SEC source: 0001062993-24-012794 · form4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,335

F1 · kind: Represents shares withheld by SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on June 14, 2023.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 18:51 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 275,735 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004363 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,877

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:44 UTC SecureWorks Corp SCWX · Entity 11323 GrantCommon Stock 471,142 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013765 · form4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,142

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal installations on each of the first, second, and third anniversaries of the grant date, conttingent on the reporting person's continued service on such vesting date.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerPerformance Restricted Stock Units · Derivative 53,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · derivative · entry 6

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,168 shares

Expires 2026-04-01

F3 · derivative.exercise_price: Represents the portion of PRSUs that were forfeited to the Issuer.

F3 · derivative.exercise_date: Represents the portion of PRSUs that were forfeited to the Issuer.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerPerformance Restricted Stock Units · Derivative 32,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · derivative · entry 5

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,168

Underlying: Common Stock · 32,851 shares

Expires 2026-04-01

F2 · derivative.exercise_price: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

F2 · derivative.exercise_date: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerPerformance Restricted Stock Units · Derivative 3,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · derivative · entry 4

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,818 shares

Expires 2023-04-01

F3 · derivative.exercise_price: Represents the portion of PRSUs that were forfeited to the Issuer.

F3 · derivative.exercise_date: Represents the portion of PRSUs that were forfeited to the Issuer.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerCommon Stock 207,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · nonDerivative · entry 3

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: On January 24, 2023, the Merger took effect and these equity awards for the Issuer's common stock were exchanged for equity awards of Voya common stock in accordance with the Merger Agreement.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Tax withholdingCommon Stock 2,008 $10.45 $20,983.60
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,216

Read SEC document
January 24, 2023 Filed Jan 25, 2023 19:16 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerCommon Stock 129,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-004921 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,224

F1 · price: On January 24, 2023, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among the Issuer, Voya Financial, Inc. ("Voya") and Origami Squirrel Acquisition Corp. (the "Merger Sub"), as amended, the Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Voya. Pursuant to the Merger Agreement, at the effective time of the Merger each share of the Issuer's common stock was exchanged for the Per Share Common Stock Merger Consideration of $10.50, without interest.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherPerformance Restricted Stock Units · Derivative 9,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · derivative · entry 8

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,019

Underlying: Common Stock · 9,370 shares

Expires 2026-04-01

F6 · derivative.exercise_price: These PRSUs were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 9,370 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. The remaining 86,019 PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the Performance Period, such vesting to occur in four equal annual installments beginning on April 1, 2023 (with the first annual installment taking into account the PRSUs that were cancelled and granted as restricted stock), if the performance metrics are met.

F7 · derivative.exercise_price: Vesting of 25% of target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the Performance Period. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F6 · kind: These PRSUs were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 9,370 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. The remaining 86,019 PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the Performance Period, such vesting to occur in four equal annual installments beginning on April 1, 2023 (with the first annual installment taking into account the PRSUs that were cancelled and granted as restricted stock), if the performance metrics are met.

F7 · kind: Vesting of 25% of target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the Performance Period. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F6 · derivative.exercise_date: These PRSUs were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 9,370 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. The remaining 86,019 PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the Performance Period, such vesting to occur in four equal annual installments beginning on April 1, 2023 (with the first annual installment taking into account the PRSUs that were cancelled and granted as restricted stock), if the performance metrics are met.

F7 · derivative.exercise_date: Vesting of 25% of target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the Performance Period. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F6 · balance_after: These PRSUs were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 9,370 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. The remaining 86,019 PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the Performance Period, such vesting to occur in four equal annual installments beginning on April 1, 2023 (with the first annual installment taking into account the PRSUs that were cancelled and granted as restricted stock), if the performance metrics are met.

F7 · balance_after: Vesting of 25% of target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the Performance Period. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

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December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherPerformance Restricted Stock Units · Derivative 8,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · derivative · entry 7

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,818

Underlying: Common Stock · 8,900 shares

Expires 2023-04-01

F5 · derivative.exercise_price: These performance restricted stock units (the "PRSUs") were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 8,900 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. A percentage of the remaining 3,818 PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F5 · kind: These performance restricted stock units (the "PRSUs") were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 8,900 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. A percentage of the remaining 3,818 PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F5 · derivative.exercise_date: These performance restricted stock units (the "PRSUs") were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 8,900 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. A percentage of the remaining 3,818 PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

F5 · balance_after: These performance restricted stock units (the "PRSUs") were granted on April 1, 2022. The maximum number of PRSUs is presented in the table. Each PRSU represents a contingent right to receive one share of Issuer common stock. 8,900 of the PRSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Code. A percentage of the remaining 3,818 PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022 (the "Performance Period"). Vesting of the target level PRSUs will accelerate upon death or disability during the Performance Period in an amount equal to the proportion of days in the Performance Period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if a change in control of the Issuer is consummated during the Performance Period.

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December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 Tax withholdingCommon Stock 30,980 $10.45 $323,741.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 6

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,375

F3 · shares: Shares relinquished to pay withholding taxes payable in connection with an election made by the Reporting Person pursuant to Section 83(b) of the Code with respect to the grants of restricted stock.

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December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherCommon Stock 67,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 5

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,355

F4 · kind: See Exhibit 99.1.

F4 · shares: See Exhibit 99.1.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherCommon Stock 49,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 4

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,052

F4 · kind: See Exhibit 99.1.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 Tax withholdingCommon Stock 109,860 $10.45 $1,148,037.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 3

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,085

F3 · shares: Shares relinquished to pay withholding taxes payable in connection with an election made by the Reporting Person pursuant to Section 83(b) of the Code with respect to the grants of restricted stock.

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December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherCommon Stock 238,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,945

F1 · kind: Represents restricted stock units (the "Retention RSUs") granted to the Reporting Person in connection with the execution of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among Benefitfocus, Inc. (the "Issuer"), Voya Financial, Inc. and Origami Squirrel Acquisition Corp. ("Merger Sub"), as amended. Pursuant to the Merger Agreement, Merger Sub will be merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger. The Retention RSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Internal Revenue Code of 1986, as amended (the "Code").

F2 · kind: Represents restricted stock granted to the Reporting Person in replacement of the Retention RSUs described above. The restricted stock will vest (i) 50% upon the closing of the Merger and (ii) 50% upon the six-month anniversary of the closing of the Merger (the "Final Vesting Date"), subject to the Reporting Person's continuous service. Vesting of the restricted stock may accelerate in certain circumstances, including if the Reporting Person is terminated without Cause or for Good Reason (in each case as defined in Reporting Person's employment agreement) on or after the closing of the Merger and prior to the Final Vesting Date.

F2 · shares: Represents restricted stock granted to the Reporting Person in replacement of the Retention RSUs described above. The restricted stock will vest (i) 50% upon the closing of the Merger and (ii) 50% upon the six-month anniversary of the closing of the Merger (the "Final Vesting Date"), subject to the Reporting Person's continuous service. Vesting of the restricted stock may accelerate in certain circumstances, including if the Reporting Person is terminated without Cause or for Good Reason (in each case as defined in Reporting Person's employment agreement) on or after the closing of the Merger and prior to the Final Vesting Date.

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December 20, 2022 Filed Dec 22, 2022 17:47 UTC Benefitfocus, Inc. BNFT · Entity 12008 OtherCommon Stock 238,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062490 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,225

F1 · kind: Represents restricted stock units (the "Retention RSUs") granted to the Reporting Person in connection with the execution of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among Benefitfocus, Inc. (the "Issuer"), Voya Financial, Inc. and Origami Squirrel Acquisition Corp. ("Merger Sub"), as amended. Pursuant to the Merger Agreement, Merger Sub will be merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger. The Retention RSUs have been cancelled and restricted stock granted in their place to mitigate impacts of Section 280G of the Internal Revenue Code of 1986, as amended (the "Code").

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November 01, 2022 Filed Nov 3, 2022 18:15 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 352 $6.99 $2,462.10
Disclosure

SEC source: 0001209191-22-055645 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,945

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of RSUs granted on November 1, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.83 to $7.17. The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:15 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantCommon Stock 238,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055645 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,297

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with the execution of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 1, 2022, by and among Benefitfocus, Inc. (the "Issuer"), Voya Financial, Inc. and Origami Squirrel Acquisition Corp. ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub will be merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation in the Merger. The RSUs will vest (i) 50% upon the closing of the Merger and (ii) 50% upon the six-month anniversary of the closing of the Merger (the "Final Vesting Date"), subject to the Reporting Person's continuous service. Vesting of the RSUs may accelerate in certain circumstances, including if the Reporting Person is terminated without Cause or for Good Reason (in each case as defined in Reporting Person's employment agreement) on or after the closing of the Merger and prior to the Final Vesting Date.

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September 02, 2022 Filed Sep 6, 2022 21:43 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 3,622 $6.59 $23,884.92
Disclosure

SEC source: 0001209191-22-048944 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,577

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units granted on (i) September 1, 2020, and (ii) September 8, 2021 with vesting commencing on September 1, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.43 to $6.83. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:43 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 2,178 $6.86 $14,943.04
Disclosure

SEC source: 0001209191-22-048944 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,199

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units granted on (i) September 1, 2020, and (ii) September 8, 2021 with vesting commencing on September 1, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.74 to $7.24. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 03, 2022 Filed May 4, 2022 17:49 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 418 $10.62 $4,440.87
Disclosure

SEC source: 0001209191-22-027199 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,377

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units and PRSUs granted on May 1, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.41 to $10.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 02, 2022 Filed May 4, 2022 17:49 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 773 $10.76 $8,321.19
Disclosure

SEC source: 0001209191-22-027199 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,795

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units and PRSUs granted on May 1, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.49 to $10.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 05, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 1,697 $12.44 $21,110.68
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 6

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,568

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units and PRSUs granted on April 1, 2018, 2019 and 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $12.26 to $12.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 5,811 $12.61 $73,276.71
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 5

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,265

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units and PRSUs granted on April 1, 2018, 2019 and 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $12.45 to $12.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantPerformance Restricted Stock Units · Derivative 95,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · derivative · entry 11

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,389

Underlying: Common Stock · 95,389 shares

Expires 2026-04-01

F10 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. The PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the period of January 1, 2022 through December 31, 2022, such vesting to occur in four equal annual installments beginning on April 1, 2023, if the performance metrics are met. Vesting of 25% of target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the performance period. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

F10 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. The PRSUs will vest upon the achievement of an annual recurring revenue subscription bookings growth goal and adjusted EBITDA goal, during the period of January 1, 2022 through December 31, 2022, such vesting to occur in four equal annual installments beginning on April 1, 2023, if the performance metrics are met. Vesting of 25% of target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the performance period. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantPerformance Restricted Stock Units · Derivative 12,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · derivative · entry 10

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,718

Underlying: Common Stock · 12,718 shares

Expires 2023-04-01

F9 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. A percentage of the PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022. Vesting of the target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

F9 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. A percentage of the PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2022 through December 31, 2022. Vesting of the target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

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April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerPerformance Restricted Stock Units · Derivative 50,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · derivative · entry 9

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,759 shares

Expires 2025-04-01

F8 · derivative.exercise_price: Represents the portion of PRSUs that were forfeited to the Issuer after determining the percentage of PRSUs that vested.

F8 · derivative.exercise_date: Represents the portion of PRSUs that were forfeited to the Issuer after determining the percentage of PRSUs that vested.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 Exercise / conversionPerformance Restricted Stock Units · Derivative 23,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · derivative · entry 8

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,759

Underlying: Common Stock · 23,966 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares earned upon the vesting of a percentage of the PRSUs granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of of a Rule of 40 goal and an annual recurring revenue subscription bookings growth goal, during the period of January 1, 2021 through December 31, 2021. One-fourth of the shares are vested, with the remaining shares to vest in three equal annual installments beginning on April 1, 2023.

F2 · derivative.exercise_date: Shares earned upon the vesting of a percentage of the PRSUs granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of of a Rule of 40 goal and an annual recurring revenue subscription bookings growth goal, during the period of January 1, 2021 through December 31, 2021. One-fourth of the shares are vested, with the remaining shares to vest in three equal annual installments beginning on April 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 Exercise / conversionPerformance Restricted Stock Units · Derivative 9,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · derivative · entry 7

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,963 shares

Expires 2022-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares earned upon the vesting of a percentage of the performance restricted stock units ("PRSUs") granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2021 through December 31, 2021.

F1 · derivative.exercise_date: Shares earned upon the vesting of a percentage of the performance restricted stock units ("PRSUs") granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2021 through December 31, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 2,375 $12.47 $29,616.25
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 4

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,076

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2021 to satisfy the Reporting Person's tax withholding obligation upon scheduled vesting of restricted stock units and PRSUs granted on April 1, 2018, 2019 and 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $12.33 to $12.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantCommon Stock 63,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 3

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,451

F3 · shares: Represents restricted stock units which vest in four equal annual installments beginning on April 1, 2023, subject to continued employment.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 Exercise / conversionCommon Stock 23,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares earned upon the vesting of a percentage of the PRSUs granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of of a Rule of 40 goal and an annual recurring revenue subscription bookings growth goal, during the period of January 1, 2021 through December 31, 2021. One-fourth of the shares are vested, with the remaining shares to vest in three equal annual installments beginning on April 1, 2023.

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April 01, 2022 Filed Apr 5, 2022 21:58 UTC Benefitfocus, Inc. BNFT · Entity 12008 Exercise / conversionCommon Stock 9,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023397 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares earned upon the vesting of a percentage of the performance restricted stock units ("PRSUs") granted to the Reporting Person on April 1, 2021. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2021 through December 31, 2021.

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February 01, 2022 Filed Feb 2, 2022 16:37 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 28 $10.90 $305.20
Disclosure

SEC source: 0001209191-22-006392 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,929

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on February 1, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.77 to $11.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 03, 2022 Filed Jan 5, 2022 16:37 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 304 $10.79 $3,280.16
Disclosure

SEC source: 0001209191-22-001723 · doc4.xml · nonDerivative · entry 2

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,957

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on January 1, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.59 to $10.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 03, 2022 Filed Jan 5, 2022 16:37 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 409 $10.79 $4,413.11
Disclosure

SEC source: 0001209191-22-001723 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,261

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on January 1, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.59 to $10.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 01, 2021 Filed Nov 3, 2021 19:31 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 352 $10.89 $3,833.28
Disclosure

SEC source: 0001209191-21-062833 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on November 1, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.81 to $10.97. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 01, 2021 Filed Oct 5, 2021 16:01 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 119 $11.06 $1,316.14
Disclosure

SEC source: 0001209191-21-059346 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,022

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on October 1, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.95 to $11.33. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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September 08, 2021 Filed Sep 10, 2021 16:28 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantCommon Stock 42,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055453 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,141

F1 · shares: Represents restricted stock units which vest in four equal annual installments beginning on September 1, 2022, subject to continued employment.

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September 01, 2021 Filed Sep 3, 2021 17:27 UTC Benefitfocus, Inc. BNFT · Entity 12008 SaleCommon Stock 2,354 $12.01 $28,271.54
Disclosure

SEC source: 0001209191-21-054831 · doc4.xml · nonDerivative · entry 1

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,727

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021 to satisfy the reporting person's tax withholding obligation upon scheduled vesting of restricted stock units granted on September 1, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.85 to $12.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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April 01, 2021 Filed Apr 5, 2021 17:24 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantPerformance Restricted Stock Units · Derivative 74,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025268 · doc4.xml · derivative · entry 6

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,725

Underlying: Common Stock · 74,725 shares

Expires 2025-04-01

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. The PRSUs will vest upon the achievement of a Rule of 40 goal and an annual recurring revenue subscription bookings growth goal, during the period of January 1, 2021 through December 31, 2021, such vesting to occur in four equal annual installments beginning on April 1, 2022, if the performance metrics are met. Vesting of 25% of target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the performance period. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

F5 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. The PRSUs will vest upon the achievement of a Rule of 40 goal and an annual recurring revenue subscription bookings growth goal, during the period of January 1, 2021 through December 31, 2021, such vesting to occur in four equal annual installments beginning on April 1, 2022, if the performance metrics are met. Vesting of 25% of target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting will also accelerate as to the next tranche of vesting units in the event of death or disability after the performance period. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

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April 01, 2021 Filed Apr 5, 2021 17:24 UTC Benefitfocus, Inc. BNFT · Entity 12008 GrantPerformance Restricted Stock Units · Derivative 9,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025268 · doc4.xml · derivative · entry 5

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963

Underlying: Common Stock · 9,963 shares

Expires 2022-04-01

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. A percentage of the PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2021 through December 31, 2021. Vesting of the target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

F4 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of Issuer common stock. The maximum number of PRSUs is presented in the table. A percentage of the PRSUs will vest upon the achievement of a revenue goal, an adjusted EBITDA goal, and a software revenue retention goal, during the period of January 1, 2021 through December 31, 2021. Vesting of the target level PRSUs will accelerate upon death or disability during the performance period in an amount equal to the proportion of days in the performance period worked. Vesting of the target PRSUs may also accelerate in certain circumstances if there is a change in control of the Issuer during the performance period.

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April 01, 2021 Filed Apr 5, 2021 17:24 UTC Benefitfocus, Inc. BNFT · Entity 12008 Disposition to issuerPerformance Restricted Stock Units · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025268 · doc4.xml · derivative · entry 4

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245 shares

Expires 2021-05-01

F3 · derivative.exercise_price: Represents the portion of PRSUs that were forfeited to the Issuer after determining the percentage of PRSUs that vested.

F3 · derivative.exercise_date: Represents the portion of PRSUs that were forfeited to the Issuer after determining the percentage of PRSUs that vested.

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April 01, 2021 Filed Apr 5, 2021 17:24 UTC Benefitfocus, Inc. BNFT · Entity 12008 Exercise / conversionPerformance Restricted Stock Units · Derivative 2,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025268 · doc4.xml · derivative · entry 3

Wegner Alpana · CIK 0001822516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 2,202 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares earned upon the vesting of a percentage of the performance restricted stock units ("PRSUs") granted to the Reporting Person on May 1, 2020. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of an annual revenue goal and an adjusted EBITDA goal, during the period of January 1, 2020 through December 31, 2020.

F1 · derivative.exercise_date: Shares earned upon the vesting of a percentage of the performance restricted stock units ("PRSUs") granted to the Reporting Person on May 1, 2020. Each PRSU represented a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of an annual revenue goal and an adjusted EBITDA goal, during the period of January 1, 2020 through December 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.