Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM MARKETS IncFRMM · Entity 7020 | Chief Financial Officer | August 01, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM MARKETS Inc
Report date August 01, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 342,441 |
Reported balance
After 2026-08-01 transaction · row 1
1 source rowRow 1 · 2026-08-01 · Tax withholding · Disposed 16,151 · Balance 342,441 F1: The transaction reported represents the forfeiture of shares to the Issuer, valued based on the closing price of the stock on the vesting date, to satisfy the Reporting Person's tax withholding obligations arising from the vesting and settlement of restricted stock units originally granted on April 2, 2026, and does not represent a discretionary sale by the Reporting Person. The shares were officially issued on August 14, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported represents the forfeiture of shares to the Issuer, valued based on the closing price of the stock on the vesting date, to satisfy the Reporting Person's tax withholding obligations arising from the vesting and settlement of restricted stock units originally granted on April 2, 2026, and does not represent a discretionary sale by the Reporting Person. The shares were officially issued on August 14, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2026 Filed Aug 14, 2026 20:15 UTC | FORUM MARKETS Inc FRMM · Entity 7020 | Tax withholdingCommon Stock | 16,151 | $5.16 | $83,339.16 |
DisclosureSEC source: 0001213900-26-090081 · ownership.xml · nonDerivative · entry 1 Saunders John Tazewell · CIK 0002099143 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,441 F1 · shares: The transaction reported represents the forfeiture of shares to the Issuer, valued based on the closing price of the stock on the vesting date, to satisfy the Reporting Person's tax withholding obligations arising from the vesting and settlement of restricted stock units originally granted on April 2, 2026, and does not represent a discretionary sale by the Reporting Person. The shares were officially issued on August 14, 2026. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 23:09 UTC | FORUM MARKETS Inc FRMM · Entity 7020 | GrantCommon Stock | 358,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040082 · ownership.xml · nonDerivative · entry 1 Saunders John Tazewell · CIK 0002099143 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,592 F1 · shares: Consists of (i) 163,636 shares of Common Stock underlying performance-based restricted stock units ("PSUs") and (ii) 109,091 shares of Common Stock underlying restricted stock units ("RSUs"). Each PSU and RSU represents a contingent right to receive one share of Common Stock. The PSUs consist of three equal tranches, each of which vests on the later of the date that (a) a specified Issuer stock price performance target is met within five years after the grant date and (b) a specified date, subject to the Reporting Person's continued employment through such later date. The RSUs will vest in one-third installments on August 1 of each of 2026, 2027 and 2028, subject to the Reporting Person's continued employment through each such date. Read SEC document |
| November 12, 2025 Filed Dec 4, 2025 00:46 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | Tax withholdingCommon Stock | 23,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-117982 · ownership.xml · nonDerivative · entry 2 Saunders John Tazewell · CIK 0002099143 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,865 F3 · shares: A total of 23,447 shares of common stock awarded to the Reporting Person by the Issuer were withheld by the Issuer to satisfy tax withholding obligations in connection with the award of an aggregate of 54,656 fully-vested shares of common stock to the Reporting Person on November 12, 2025 (see Footnote 1). Read SEC document |
| November 12, 2025 Filed Dec 4, 2025 00:46 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | GrantCommon Stock | 109,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-117982 · ownership.xml · nonDerivative · entry 1 Saunders John Tazewell · CIK 0002099143 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,312 F1 · shares: 54,656 shares vested on the grant date and 54,656 shares vest on January 2, 2026. F2 · price: Issued in consideration for services rendered and agreed to be rendered to the Issuer as Chief Financial Officer of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.