organization · Reporting owner
Stilwell Activist Investments, L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSWAY CorpKWY · Entity 5976 | 10% owner | August 13, 2026 | August 17, 2026 |
| PEOPLES FINANCIAL CORP /MS/PFBX · Entity 6719 | 10% owner | July 31, 2026 | August 03, 2026 |
| Provident Bancorp, Inc. /MD/PVBC · Entity 73049 | 10% owner | June 04, 2024 | June 06, 2024 |
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | 10% owner | February 01, 2024 | February 02, 2024 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSWAY Corp
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Associates, L.P., Stilwell Activist Fund, L.P., Stilwell Value Partners VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 267,018 |
Reported balance
After 2026-08-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-13 · Sale · Disposed 32,982 · Balance 267,018 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,228,803 |
Reported balance
After 2026-08-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-13 · Sale · Disposed 26,168 · Balance 2,228,803 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 330,718 |
Reported balance
After 2026-08-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-13 · Sale · Disposed 40,850 · Balance 330,718 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 436,911 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 436,911 F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 162,500 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,500 F1: These are shares owned directly by Joseph Stilwell. |
| Class D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-05-07 | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 33,600 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,600 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 6,400 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,400 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares owned directly by Joseph Stilwell.
F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00.
F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032.
F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.
PEOPLES FINANCIAL CORP /MS/
Report date July 31, 2026 · Filed August 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 210,452 |
Reported balance
After 2026-07-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-07-31 · Purchase · Acquired 4,692 · Balance 210,452 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 517,788 |
Reported balance
After 2026-07-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-07-31 · Purchase · Acquired 37,966 · Balance 517,788 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 67,505 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 67,505 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Provident Bancorp, Inc. /MD/
Report date June 04, 2024 · Filed June 06, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Fund, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,014 |
Reported balance
After 2024-06-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-06-04 · Sale · Disposed 11,911 · Balance 271,014 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,435,453 |
Reported balance
After 2024-06-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-04 · Sale · Disposed 63,089 · Balance 1,435,453 F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Sound Financial Bancorp, Inc.
Report date February 01, 2024 · Filed February 02, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Fund, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,625 |
Reported balance
After 2024-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-02-01 · Purchase · Acquired 1,303 · Balance 216,625 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,364 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,364 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,030 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,030 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,000 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 128,000 F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Wheeler Real Estate Investment Trust, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Fund, L.P., Stilwell Value Partners VII, L.P., Stilwell Associates, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,578 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 142,015 · Balance 584,578 F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,573 |
Reported balance
After 2026-09-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-30 · Sale · Disposed 5 · Balance 584,573 F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 80,969 |
Reported balance
After 2026-09-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 19,685 · Balance 80,969 F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,829 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,829 F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-30 · Sale · Disposed Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 121,302 |
Reported balance
After 2026-09-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-30 · Disposition to issuer · Disposed 6,801 · Balance 121,302 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 17,688 |
Reported balance
After 2026-09-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-30 · Disposition to issuer · Disposed 899 · Balance 17,688 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 21,148 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,148 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 469,288 |
Reported balance
After 2026-09-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-30 · Disposition to issuer · Disposed 26,897 · Balance 469,288 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 61,693 |
Reported balance
After 2026-09-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-30 · Disposition to issuer · Disposed 3,903 · Balance 61,693 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 90,565 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 90,565 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share.
F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes.
F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
F14: The preferred stock disposition was pursuant to the Third SAI Exchange.
F15: The preferred stock disposition was pursuant to the Third SAF Exchange.
F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
F17: The preferred stock disposition was pursuant to the Third SAI Exchange.
F18: The preferred stock disposition was pursuant to the Third SAF Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2023 Filed Dec 23, 2023 01:25 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 134,137 | $0.28 | $38,215.63 |
DisclosureSEC source: 0001213900-23-098343 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,269,886 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.27 to $0.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 6 to this Form 4. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2023 Filed Dec 23, 2023 01:25 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 185,101 | $0.28 | $52,735.27 |
DisclosureSEC source: 0001213900-23-098343 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,041,309 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.27 to $0.29. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 4 to this Form 4. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 18:44 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 493 | $14.35 | $7,074.55 |
DisclosureSEC source: 0001104659-23-127651 · tm2333375-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 404,052 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 14:31 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 7 | $37.00 | $259.00 |
DisclosureSEC source: 0001104659-23-126331 · tm2333037-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 213,300 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:25 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 200 | $14.54 | $2,908.20 |
DisclosureSEC source: 0001104659-23-124352 · tm2332449-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 403,559 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 17:23 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.15 | $7,229.10 |
DisclosureSEC source: 0001104659-23-124347 · tm2332449-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 213,293 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 15:16 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.19 | $7,237.00 |
DisclosureSEC source: 0001104659-23-123934 · tm2332349-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 213,093 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionSeries D Cumulative Convertible Preferred Stock · Derivative | 34,273 | Not disclosed Strike: $169.60 | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · derivative · entry 10 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · shares: In accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2021 was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F12 · shares: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F10 · price: Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $38.02 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionSeries D Cumulative Convertible Preferred Stock · Derivative | 21,808 | Not disclosed Strike: $169.60 | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · derivative · entry 9 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · shares: In accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2021 was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F12 · shares: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F10 · price: Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $38.02 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionSeries D Cumulative Convertible Preferred Stock · Derivative | 151,632 | Not disclosed Strike: $169.60 | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · derivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 22,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · shares: In accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2021 was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F12 · shares: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F10 · price: Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $38.02 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionCommon Stock | 3,338,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,359,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents shares of the Issuer's common stock that were acquired as a result of the Issuer settling redemption requests for the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") in shares of the Issuer's common stock. The redemption price for each share of Series D Preferred Stock was approximately $38.02 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of common stock issued upon redemption of Series D Preferred Stock was based on a common stock price of $0.39, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of common stock for the ten consecutive trading days immediately preceding, but not including, the redemption date. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionCommon Stock | 2,124,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,135,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents shares of the Issuer's common stock that were acquired as a result of the Issuer settling redemption requests for the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") in shares of the Issuer's common stock. The redemption price for each share of Series D Preferred Stock was approximately $38.02 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of common stock issued upon redemption of Series D Preferred Stock was based on a common stock price of $0.39, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of common stock for the ten consecutive trading days immediately preceding, but not including, the redemption date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 01:57 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | ConversionCommon Stock | 14,770,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-094174 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,856,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents shares of the Issuer's common stock that were acquired as a result of the Issuer settling redemption requests for the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") in shares of the Issuer's common stock. The redemption price for each share of Series D Preferred Stock was approximately $38.02 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of common stock issued upon redemption of Series D Preferred Stock was based on a common stock price of $0.39, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of common stock for the ten consecutive trading days immediately preceding, but not including, the redemption date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 20:51 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 960 | $14.25 | $13,680.00 |
DisclosureSEC source: 0001104659-23-123606 · tm2332234d1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 403,359 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 15:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 1 | $36.00 | $36.00 |
DisclosureSEC source: 0001104659-23-123607 · tm2332234-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 212,893 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:24 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 1,035 | $14.25 | $14,748.75 |
DisclosureSEC source: 0001104659-23-123142 · tm2332118d1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 402,399 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 14:26 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 582 | $36.00 | $20,950.02 |
DisclosureSEC source: 0001104659-23-123143 · tm2332118-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 212,892 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 15:14 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,510 | $36.00 | $90,357.49 |
DisclosureSEC source: 0001104659-23-122786 · tm2332009d1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 212,310 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 14:28 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 1,563 | $36.00 | $56,268.00 |
DisclosureSEC source: 0001104659-23-122354 · tm2331855-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 209,800 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 14:16 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.23 | $7,246.60 |
DisclosureSEC source: 0001104659-23-121607 · tm2331669-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 208,237 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 13:44 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,500 | $36.25 | $90,625.00 |
DisclosureSEC source: 0001104659-23-120985 · tm2331517d1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 208,037 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 12:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 549 | $36.35 | $19,956.59 |
DisclosureSEC source: 0001104659-23-120663 · tm2331425-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 205,537 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 15:33 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 232 | $36.36 | $8,435.40 |
DisclosureSEC source: 0001104659-23-120333 · tm2331331-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 204,988 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 18:57 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 5,000 | $13.00 | $65,000.00 |
DisclosureSEC source: 0001104659-23-119040 · tm2330940-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 401,364 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 19:24 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 5,003 | $13.00 | $65,038.50 |
DisclosureSEC source: 0001104659-23-118602 · tm2330850-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 396,364 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 13:19 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.36 | $7,271.10 |
DisclosureSEC source: 0001104659-23-117931 · tm2330728-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 204,756 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 18:00 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 1,800 | $12.89 | $23,200.02 |
DisclosureSEC source: 0001104659-23-117022 · tm2330561-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 391,361 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 00:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $56.00 Strike: $0.46 | $25.00 |
DisclosureSEC source: 0001213900-23-087182 · ownership.xml · derivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 54 shares Expires 2031-12-31 F4 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F9 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $56.00 per $25 of aggregate principal amount. F4 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F4 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F5 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person. F7 · ownership.nature: These Notes are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 00:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $57,989.00 Strike: $0.46 | $25,000.00 |
DisclosureSEC source: 0001213900-23-087182 · ownership.xml · derivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 54,050 shares Expires 2031-12-31 F4 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F8 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $57.99 per $25 of aggregate principal amount. F4 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F4 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $0.46 per share (the "Conversion Price") (54.05 common shares for each $25.00 of principal amount of the Notes being converted). F5 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person. F7 · ownership.nature: These Notes are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 21:16 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 1,000 | $13.00 | $13,000.00 |
DisclosureSEC source: 0001104659-23-116300 · tm2330364-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 389,561 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 16:16 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 3,418 | $35.93 | $122,818.65 |
DisclosureSEC source: 0001104659-23-116303 · tm2330364-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 204,556 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 18:16 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,000 | $13.00 | $26,000.00 |
DisclosureSEC source: 0001104659-23-115627 · tm2330229-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 388,561 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 13:15 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 96 | $36.25 | $3,480.00 |
DisclosureSEC source: 0001104659-23-115624 · tm2330229-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 201,138 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 17:46 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,653 | $12.99 | $34,450.80 |
DisclosureSEC source: 0001104659-23-115133 · tm2330097-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 386,561 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 19:34 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,500 | $12.99 | $32,468.00 |
DisclosureSEC source: 0001104659-23-114646 · tm2329975-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 383,908 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 14:33 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.84 | $7,367.46 |
DisclosureSEC source: 0001104659-23-114644 · tm2329975-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 201,042 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 18:50 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 600 | $12.25 | $7,350.00 |
DisclosureSEC source: 0001104659-23-113328 · tm2329609-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 381,408 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 14:50 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,500 | $36.82 | $92,045.75 |
DisclosureSEC source: 0001104659-23-113329 · tm2329609-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 200,842 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 27, 2023 Filed Oct 30, 2023 12:30 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 4,470 | $35.78 | $159,917.83 |
DisclosureSEC source: 0001104659-23-112475 · tm2329406-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 198,342 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 25, 2023 Filed Oct 26, 2023 12:25 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,502 | $36.50 | $91,322.00 |
DisclosureSEC source: 0001104659-23-111680 · tm2329215-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 193,872 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 12, 2023 Filed Oct 13, 2023 13:18 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,302 | $36.75 | $84,598.50 |
DisclosureSEC source: 0001104659-23-109038 · tm2328436-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 191,370 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 11, 2023 Filed Oct 12, 2023 13:55 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 200 | $36.89 | $7,378.60 |
DisclosureSEC source: 0001104659-23-108788 · tm2328354-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 189,068 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2023 Filed Oct 10, 2023 11:26 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,035 | $36.75 | $74,786.25 |
DisclosureSEC source: 0001104659-23-108053 · tm2328084-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 188,868 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 12:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 152 | $36.75 | $5,586.00 |
DisclosureSEC source: 0001104659-23-107428 · tm2327987-1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 186,833 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 11:56 UTC | Provident Bancorp, Inc. /MD/ PVBC · Entity 73049 | PurchaseCommon Stock | 2,413 | $9.39 | $22,647.45 |
DisclosureSEC source: 0001104659-23-107058 · tm2327878-1_4seq1.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,498,542 F2 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 15:04 UTC | Provident Bancorp, Inc. /MD/ PVBC · Entity 73049 | PurchaseCommon Stock | 6,176 | $9.25 | $57,134.18 |
DisclosureSEC source: 0001104659-23-106775 · tm2327734-2_4seq1.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,496,129 F2 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 15:01 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 758 | $36.75 | $27,856.50 |
DisclosureSEC source: 0001104659-23-106774 · tm2327734-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 186,681 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 15:39 UTC | Provident Bancorp, Inc. /MD/ PVBC · Entity 73049 | PurchaseCommon Stock | 2,012 | $9.43 | $18,976.78 |
DisclosureSEC source: 0001104659-23-106363 · tm2327579-1_4seq1.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,489,953 F2 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 15:40 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 184 | $36.75 | $6,762.00 |
DisclosureSEC source: 0001104659-23-106364 · tm2327579-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 185,923 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 14:46 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 285 | $36.75 | $10,473.75 |
DisclosureSEC source: 0001104659-23-105831 · tm2327419-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 185,739 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.