organization · Reporting owner
Stilwell Activist Fund, L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSWAY CorpKWY · Entity 5976 | 10% owner | August 13, 2026 | August 17, 2026 |
| PEOPLES FINANCIAL CORP /MS/PFBX · Entity 6719 | 10% owner | July 31, 2026 | August 03, 2026 |
| Provident Bancorp, Inc. /MD/PVBC · Entity 73049 | 10% owner | June 04, 2024 | June 06, 2024 |
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | 10% owner | February 01, 2024 | February 02, 2024 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSWAY Corp
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Associates, L.P., Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 267,018 |
Reported balance
After 2026-08-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-13 · Sale · Disposed 32,982 · Balance 267,018 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,228,803 |
Reported balance
After 2026-08-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-13 · Sale · Disposed 26,168 · Balance 2,228,803 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 330,718 |
Reported balance
After 2026-08-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-13 · Sale · Disposed 40,850 · Balance 330,718 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 436,911 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 436,911 F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 162,500 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,500 F1: These are shares owned directly by Joseph Stilwell. |
| Class D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-05-07 | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 33,600 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,600 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 6,400 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,400 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares owned directly by Joseph Stilwell.
F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00.
F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032.
F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.
PEOPLES FINANCIAL CORP /MS/
Report date July 31, 2026 · Filed August 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 210,452 |
Reported balance
After 2026-07-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-07-31 · Purchase · Acquired 4,692 · Balance 210,452 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 517,788 |
Reported balance
After 2026-07-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-07-31 · Purchase · Acquired 37,966 · Balance 517,788 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 67,505 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 67,505 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Provident Bancorp, Inc. /MD/
Report date June 04, 2024 · Filed June 06, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,014 |
Reported balance
After 2024-06-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-06-04 · Sale · Disposed 11,911 · Balance 271,014 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,435,453 |
Reported balance
After 2024-06-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-04 · Sale · Disposed 63,089 · Balance 1,435,453 F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Sound Financial Bancorp, Inc.
Report date February 01, 2024 · Filed February 02, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,625 |
Reported balance
After 2024-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-02-01 · Purchase · Acquired 1,303 · Balance 216,625 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,364 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,364 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,030 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,030 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,000 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 128,000 F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Wheeler Real Estate Investment Trust, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P., Stilwell Associates, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,578 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 142,015 · Balance 584,578 F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,573 |
Reported balance
After 2026-09-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-30 · Sale · Disposed 5 · Balance 584,573 F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 80,969 |
Reported balance
After 2026-09-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 19,685 · Balance 80,969 F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,829 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,829 F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-30 · Sale · Disposed Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 121,302 |
Reported balance
After 2026-09-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-30 · Disposition to issuer · Disposed 6,801 · Balance 121,302 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 17,688 |
Reported balance
After 2026-09-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-30 · Disposition to issuer · Disposed 899 · Balance 17,688 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 21,148 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,148 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 469,288 |
Reported balance
After 2026-09-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-30 · Disposition to issuer · Disposed 26,897 · Balance 469,288 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 61,693 |
Reported balance
After 2026-09-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-30 · Disposition to issuer · Disposed 3,903 · Balance 61,693 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 90,565 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 90,565 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share.
F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes.
F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
F14: The preferred stock disposition was pursuant to the Third SAI Exchange.
F15: The preferred stock disposition was pursuant to the Third SAF Exchange.
F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
F17: The preferred stock disposition was pursuant to the Third SAI Exchange.
F18: The preferred stock disposition was pursuant to the Third SAF Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2020 Filed Aug 11, 2020 22:40 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 12,500 | $2.08 | $25,962.50 |
DisclosureSEC source: 0001213900-20-021467 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 760,412 F1 · shares: This Form 4 reports the following acquisitions: (a) on August 7, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 12,500 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.077 USD per share; and (b) on August 10, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,153 shares of the Company's common stock at $2.25 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 21,360 | $1.78 | $38,080.61 |
DisclosureSEC source: 0001213900-20-016577 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 747,912 F2 · shares: This Form 4 reports the following acquisitions: (a) on June 30, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 2,640 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.7828 USD per share; and (b) on June 30, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 21,360 shares of the Company's common stock at $1.7828 USD per share. F4 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 2,640 | $1.78 | $4,706.59 |
DisclosureSEC source: 0001213900-20-016577 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 102,676 F2 · shares: This Form 4 reports the following acquisitions: (a) on June 30, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 2,640 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.7828 USD per share; and (b) on June 30, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 21,360 shares of the Company's common stock at $1.7828 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:21 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 31,900 | $1.82 | $57,920.83 |
DisclosureSEC source: 0001213900-20-015598 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 199,940 F1 · shares: This Form 4 reports the following acquisitions: (a) on June 19, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 31,023 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.8318 USD per share; and (b) on June 22, 2020, SVP VII acquired 31,900 shares of the Company's common stock at $1.8157 USD per share. F2 · ownership.nature: These shares are owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:21 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 31,023 | $1.83 | $56,827.93 |
DisclosureSEC source: 0001213900-20-015598 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 168,040 F1 · shares: This Form 4 reports the following acquisitions: (a) on June 19, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 31,023 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.8318 USD per share; and (b) on June 22, 2020, SVP VII acquired 31,900 shares of the Company's common stock at $1.8157 USD per share. F2 · ownership.nature: These shares are owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 69,665 | $1.45 | $101,014.25 |
DisclosureSEC source: 0001213900-20-014145 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 726,552 F2 · shares: This Form 4 reports the following acquisitions: (a) on June 2, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 11,841 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.4500 USD per share; and (b) on June 2, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 69,665 shares of the Company's common stock at $1.4500 USD per share. F4 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 11,841 | $1.45 | $17,169.45 |
DisclosureSEC source: 0001213900-20-014145 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,036 F2 · shares: This Form 4 reports the following acquisitions: (a) on June 2, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 11,841 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $1.4500 USD per share; and (b) on June 2, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 69,665 shares of the Company's common stock at $1.4500 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 2,060 | $10.00 Strike: $16.96 | $20,600.00 |
DisclosureSEC source: 0001213900-20-013690 · ownership.xml · derivative · entry 13 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,859 Underlying: Common Stock · 3,036 shares Expires not disclosed F10 · shares: This Form 4 reports that on May 27, 2020, SVP VII acquired 2,060 shares of Series D Stock at $10.0000 USD per share. F5 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F5 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:51 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 100 | $9.75 Strike: $16.96 | $975.00 |
DisclosureSEC source: 0001213900-20-013450 · ownership.xml · derivative · entry 13 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,799 Underlying: Common Stock · 147 shares Expires not disclosed F10 · shares: This Form 4 reports that on May 21, 2020, SVP VII acquired 100 shares of Series D Stock at $9.7500 USD per share. F5 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F5 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:37 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 607 | $8.79 Strike: $16.96 | $5,333.04 |
DisclosureSEC source: 0001213900-20-012954 · ownership.xml · derivative · entry 14 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,296 Underlying: Common Stock · 894 shares Expires not disclosed F10 · shares: This Form 4 reports the following acquisitions: (a) on May 15, 2020, SAI acquired 4,031 shares of Series D Stock at $8.0615 USD per share; (b) on May 18, 2020, SAI acquired 1,879 shares of Series D Stock at $8.7859 USD per share; and (c) on May 18, 2020, SAF acquired 607 shares of Series D Stock at $8.7859 USD per share. F5 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F5 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:37 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 1,879 | $8.79 Strike: $16.96 | $16,508.71 |
DisclosureSEC source: 0001213900-20-012954 · ownership.xml · derivative · entry 13 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,786 Underlying: Common Stock · 2,769 shares Expires not disclosed F10 · shares: This Form 4 reports the following acquisitions: (a) on May 15, 2020, SAI acquired 4,031 shares of Series D Stock at $8.0615 USD per share; (b) on May 18, 2020, SAI acquired 1,879 shares of Series D Stock at $8.7859 USD per share; and (c) on May 18, 2020, SAF acquired 607 shares of Series D Stock at $8.7859 USD per share. F5 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F5 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:37 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 4,031 | $8.06 Strike: $16.96 | $32,495.91 |
DisclosureSEC source: 0001213900-20-012954 · ownership.xml · derivative · entry 12 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,907 Underlying: Common Stock · 5,941 shares Expires not disclosed F10 · shares: This Form 4 reports the following acquisitions: (a) on May 15, 2020, SAI acquired 4,031 shares of Series D Stock at $8.0615 USD per share; (b) on May 18, 2020, SAI acquired 1,879 shares of Series D Stock at $8.7859 USD per share; and (c) on May 18, 2020, SAF acquired 607 shares of Series D Stock at $8.7859 USD per share. F5 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F5 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:06 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries B Convertible Preferred Stock · Derivative | 3,200 | $5.98 Strike: $40.00 | $19,140.48 |
DisclosureSEC source: 0001213900-20-008351 · ownership.xml · derivative · entry 15 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,200 Underlying: Common Stock · 2,000 shares Expires not disclosed F9 · shares: This Form 4 reports the following acquisitions: (a) on March 30, 2020, SVP II acquired 7,609 shares of Series D Stock at $6.9432 USD per share; (b) on March 30, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.8051 USD per share; (c) on March 31, 2020, SVP II acquired 1,688 shares of Series D Stock at $8.7491 USD per share; and (d) on March 31, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.9814 USD per share. F10 · derivative.exercise_date: As disclosed in the Company's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Stock is convertible into 0.625 shares of the Company's common stock. The Series B Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Company's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Stock is convertible into 0.625 shares of the Company's common stock. The Series B Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:06 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 1,688 | $8.75 Strike: $16.96 | $14,768.48 |
DisclosureSEC source: 0001213900-20-008351 · ownership.xml · derivative · entry 13 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,699 Underlying: Common Stock · 2,488 shares Expires not disclosed F9 · shares: This Form 4 reports the following acquisitions: (a) on March 30, 2020, SVP II acquired 7,609 shares of Series D Stock at $6.9432 USD per share; (b) on March 30, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.8051 USD per share; (c) on March 31, 2020, SVP II acquired 1,688 shares of Series D Stock at $8.7491 USD per share; and (d) on March 31, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.9814 USD per share. F4 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:06 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries B Convertible Preferred Stock · Derivative | 5,000 | $5.81 Strike: $40.00 | $29,025.50 |
DisclosureSEC source: 0001213900-20-008351 · ownership.xml · derivative · entry 14 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000 Underlying: Common Stock · 3,125 shares Expires not disclosed F9 · shares: This Form 4 reports the following acquisitions: (a) on March 30, 2020, SVP II acquired 7,609 shares of Series D Stock at $6.9432 USD per share; (b) on March 30, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.8051 USD per share; (c) on March 31, 2020, SVP II acquired 1,688 shares of Series D Stock at $8.7491 USD per share; and (d) on March 31, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.9814 USD per share. F10 · derivative.exercise_date: As disclosed in the Company's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Stock is convertible into 0.625 shares of the Company's common stock. The Series B Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Company's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Stock is convertible into 0.625 shares of the Company's common stock. The Series B Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:06 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 7,609 | $6.94 Strike: $16.96 | $52,830.81 |
DisclosureSEC source: 0001213900-20-008351 · ownership.xml · derivative · entry 12 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,011 Underlying: Common Stock · 11,215 shares Expires not disclosed F9 · shares: This Form 4 reports the following acquisitions: (a) on March 30, 2020, SVP II acquired 7,609 shares of Series D Stock at $6.9432 USD per share; (b) on March 30, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.8051 USD per share; (c) on March 31, 2020, SVP II acquired 1,688 shares of Series D Stock at $8.7491 USD per share; and (d) on March 31, 2020, SVP II acquired 5,000 shares of Series B Stock at $5.9814 USD per share. F4 · derivative.exercise_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Wheeler Real Estate Investment Trust, Inc.'s (the "Company") Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Company's common stock. The Series D Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 38,000 | $3.09 | $117,579.60 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 550,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 33,062 | $3.09 | $102,300.44 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,531,944 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,275 | $3.09 | $13,227.71 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 449,886 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 30,000 | $2.90 | $86,895.00 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 512,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 26,569 | $2.90 | $76,957.11 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,498,882 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,435 | $2.90 | $9,949.48 |
DisclosureSEC source: 0001144204-19-017429 · tv517797_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 445,611 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 28, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 3,435 shares at $2.8965 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 26,569 shares at $2.8965 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.8965 USD per share; and (b) on March 29, 2019, SAF acquired 4,275 shares at $3.0942 USD per share; SAI acquired 33,062 shares at $3.0942 USD per share; and SVP VII acquired 38,000 shares at $3.0942 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 12,000 | $2.78 | $33,410.40 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 482,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,980 | $2.78 | $30,570.52 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,472,313 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,420 | $2.78 | $3,953.56 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 442,176 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 55,000 | $2.68 | $147,367.00 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 470,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 48,067 | $2.68 | $128,790.72 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,461,333 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 18:07 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,215 | $2.68 | $16,652.47 |
DisclosureSEC source: 0001144204-19-016577 · tv517433_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 440,756 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 26, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 6,215 shares at $2.6794 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 48,067 shares at $2.6794 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 55,000 shares at $2.6794 USD per share; and (b) on March 27, 2019, SAF acquired 1,420 shares at $2.7842 USD per share; SAI acquired 10,980 shares at $2.7842 USD per share; and SVP VII acquired 12,000 shares at $2.7842 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 25,000 | $2.43 | $60,677.50 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 415,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 20,931 | $2.43 | $50,801.63 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,413,266 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,706 | $2.43 | $6,567.73 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 434,541 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 70,000 | $2.40 | $168,000.00 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 390,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 62,434 | $2.40 | $149,841.60 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,392,335 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 19:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 8,073 | $2.40 | $19,375.20 |
DisclosureSEC source: 0001144204-19-015994 · tv517203_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 431,835 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 22, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 8,073 shares at $2.4000 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 62,434 shares at $2.4000 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 70,000 shares at $2.4000 USD per share; and (b) on March 25, 2019, SAF acquired 2,706 shares at $2.4271 USD per share; SAI acquired 20,931 shares at $2.4271 USD per share; and SVP VII acquired 25,000 shares at $2.4271 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,000 | $2.40 | $23,997.00 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 320,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 7,338 | $2.40 | $17,609.00 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,329,901 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 949 | $2.40 | $2,277.32 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 423,762 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 30,000 | $2.27 | $68,172.00 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 310,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 8,756 | $2.27 | $19,897.13 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,322,563 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:53 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 17,170 | $2.27 | $39,017.11 |
DisclosureSEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 422,813 F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 220,000 | $2.70 | $594,924.00 |
DisclosureSEC source: 0001144204-19-000125 · tv510218_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 280,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on December 28, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 57,695 shares at $2.0853 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 60,000 shares at $2.0853 USD per share; and (b) on December 31, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 3,403 shares at $2.7042 USD per share; and SAI acquired 222,516 shares at $2.7042 USD per share; and SVP VII acquired 220,000 shares per $2.7042 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 222,516 | $2.70 | $601,727.77 |
DisclosureSEC source: 0001144204-19-000125 · tv510218_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,313,807 F3 · shares: This Form 4 reports the following acquisitions: (a) on December 28, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 57,695 shares at $2.0853 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 60,000 shares at $2.0853 USD per share; and (b) on December 31, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 3,403 shares at $2.7042 USD per share; and SAI acquired 222,516 shares at $2.7042 USD per share; and SVP VII acquired 220,000 shares per $2.7042 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,403 | $2.70 | $9,202.39 |
DisclosureSEC source: 0001144204-19-000125 · tv510218_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 405,643 F3 · shares: This Form 4 reports the following acquisitions: (a) on December 28, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 57,695 shares at $2.0853 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 60,000 shares at $2.0853 USD per share; and (b) on December 31, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 3,403 shares at $2.7042 USD per share; and SAI acquired 222,516 shares at $2.7042 USD per share; and SVP VII acquired 220,000 shares per $2.7042 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 60,000 | $2.09 | $125,118.00 |
DisclosureSEC source: 0001144204-19-000125 · tv510218_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,000 F3 · shares: This Form 4 reports the following acquisitions: (a) on December 28, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 57,695 shares at $2.0853 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 60,000 shares at $2.0853 USD per share; and (b) on December 31, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 3,403 shares at $2.7042 USD per share; and SAI acquired 222,516 shares at $2.7042 USD per share; and SVP VII acquired 220,000 shares per $2.7042 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:55 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 57,695 | $2.09 | $120,311.38 |
DisclosureSEC source: 0001144204-19-000125 · tv510218_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,091,291 F3 · shares: This Form 4 reports the following acquisitions: (a) on December 28, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 57,695 shares at $2.0853 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 60,000 shares at $2.0853 USD per share; and (b) on December 31, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 3,403 shares at $2.7042 USD per share; and SAI acquired 222,516 shares at $2.7042 USD per share; and SVP VII acquired 220,000 shares per $2.7042 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:41 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,000 | $2.69 | $26,934.00 |
DisclosureSEC source: 0001144204-18-060450 · tv507492_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,033,596 F3 · shares: This Form 4 reports the following acquisitions: (a) on November 14, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 10,000 shares at $2.7499 USD per share; and (b) on November 15, 2018, SAI acquired 10,000 shares at $2.6934 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:41 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,000 | $2.75 | $27,499.00 |
DisclosureSEC source: 0001144204-18-060450 · tv507492_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,023,596 F3 · shares: This Form 4 reports the following acquisitions: (a) on November 14, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 10,000 shares at $2.7499 USD per share; and (b) on November 15, 2018, SAI acquired 10,000 shares at $2.6934 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:12 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 12,144 | $2.95 | $35,824.80 |
DisclosureSEC source: 0001144204-18-051135 · tv503667_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,013,596 F3 · shares: This Form 4 reports the following acquisitions: on September 25, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,656 shares at $2.95 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 12,144 shares at $2.95 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:12 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,656 | $2.95 | $4,885.20 |
DisclosureSEC source: 0001144204-18-051135 · tv503667_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 402,240 F3 · shares: This Form 4 reports the following acquisitions: on September 25, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,656 shares at $2.95 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 12,144 shares at $2.95 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 17:47 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 16,632 | $2.95 | $48,986.23 |
DisclosureSEC source: 0001144204-18-050665 · tv503436_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,001,452 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 21, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $2.9721 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 7,920 shares at $2.9721 USD per share; and (b) on September 24, 2018, SAF acquired 2,268 shares at $2.9453 USD per share and SAI acquired 16,632 shares at $2.9453 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.