organization · Reporting owner
Stilwell Activist Fund, L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSWAY CorpKWY · Entity 5976 | 10% owner | August 13, 2026 | August 17, 2026 |
| PEOPLES FINANCIAL CORP /MS/PFBX · Entity 6719 | 10% owner | July 31, 2026 | August 03, 2026 |
| Provident Bancorp, Inc. /MD/PVBC · Entity 73049 | 10% owner | June 04, 2024 | June 06, 2024 |
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | 10% owner | February 01, 2024 | February 02, 2024 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSWAY Corp
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Associates, L.P., Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 267,018 |
Reported balance
After 2026-08-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-13 · Sale · Disposed 32,982 · Balance 267,018 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,228,803 |
Reported balance
After 2026-08-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-13 · Sale · Disposed 26,168 · Balance 2,228,803 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 330,718 |
Reported balance
After 2026-08-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-13 · Sale · Disposed 40,850 · Balance 330,718 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 436,911 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 436,911 F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 162,500 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,500 F1: These are shares owned directly by Joseph Stilwell. |
| Class D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-05-07 | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 33,600 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,600 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 6,400 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,400 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares owned directly by Joseph Stilwell.
F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00.
F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032.
F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.
PEOPLES FINANCIAL CORP /MS/
Report date July 31, 2026 · Filed August 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 210,452 |
Reported balance
After 2026-07-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-07-31 · Purchase · Acquired 4,692 · Balance 210,452 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 517,788 |
Reported balance
After 2026-07-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-07-31 · Purchase · Acquired 37,966 · Balance 517,788 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 67,505 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 67,505 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Provident Bancorp, Inc. /MD/
Report date June 04, 2024 · Filed June 06, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,014 |
Reported balance
After 2024-06-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-06-04 · Sale · Disposed 11,911 · Balance 271,014 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,435,453 |
Reported balance
After 2024-06-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-04 · Sale · Disposed 63,089 · Balance 1,435,453 F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Sound Financial Bancorp, Inc.
Report date February 01, 2024 · Filed February 02, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,625 |
Reported balance
After 2024-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-02-01 · Purchase · Acquired 1,303 · Balance 216,625 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,364 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,364 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,030 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,030 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,000 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 128,000 F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Wheeler Real Estate Investment Trust, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P., Stilwell Associates, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,578 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 142,015 · Balance 584,578 F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,573 |
Reported balance
After 2026-09-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-30 · Sale · Disposed 5 · Balance 584,573 F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 80,969 |
Reported balance
After 2026-09-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 19,685 · Balance 80,969 F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,829 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,829 F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-30 · Sale · Disposed Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 121,302 |
Reported balance
After 2026-09-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-30 · Disposition to issuer · Disposed 6,801 · Balance 121,302 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 17,688 |
Reported balance
After 2026-09-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-30 · Disposition to issuer · Disposed 899 · Balance 17,688 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 21,148 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,148 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 469,288 |
Reported balance
After 2026-09-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-30 · Disposition to issuer · Disposed 26,897 · Balance 469,288 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 61,693 |
Reported balance
After 2026-09-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-30 · Disposition to issuer · Disposed 3,903 · Balance 61,693 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 90,565 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 90,565 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share.
F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes.
F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
F14: The preferred stock disposition was pursuant to the Third SAI Exchange.
F15: The preferred stock disposition was pursuant to the Third SAF Exchange.
F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
F17: The preferred stock disposition was pursuant to the Third SAI Exchange.
F18: The preferred stock disposition was pursuant to the Third SAF Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Jan 4, 2021 16:13 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,000 | $4.71 | $4,709.60 |
DisclosureSEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 507,925 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 16:13 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 9,000 | $4.71 | $42,386.40 |
DisclosureSEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,087,669 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,144 | $4.69 | $5,369.59 |
DisclosureSEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 506,925 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,288 | $4.69 | $48,288.79 |
DisclosureSEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,078,669 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 18:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,000 | $4.62 | $4,617.70 |
DisclosureSEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 505,781 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 18:45 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 9,000 | $4.62 | $41,559.30 |
DisclosureSEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,068,381 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 17:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 503 | $4.60 | $2,313.65 |
DisclosureSEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 504,781 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 17:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,530 | $4.60 | $20,836.64 |
DisclosureSEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,059,381 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 540 | $4.61 | $2,488.59 |
DisclosureSEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 504,278 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,860 | $4.61 | $22,397.31 |
DisclosureSEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,054,851 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 22:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 500 | $4.60 | $2,299.30 |
DisclosureSEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 503,738 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 22:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,500 | $4.60 | $20,693.70 |
DisclosureSEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,049,991 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 500 | $4.58 | $2,289.80 |
DisclosureSEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 503,238 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 22:24 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,500 | $4.58 | $20,608.20 |
DisclosureSEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,045,491 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 16:36 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 500 | $4.50 | $2,250.00 |
DisclosureSEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 502,738 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 16:36 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,500 | $4.50 | $20,250.00 |
DisclosureSEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,040,991 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:36 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 500 | $4.44 | $2,222.05 |
DisclosureSEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 502,238 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:36 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,500 | $4.44 | $19,998.45 |
DisclosureSEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,036,491 F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,310 | $4.35 | $5,698.50 |
DisclosureSEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 501,738 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share. F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,690 | $4.35 | $16,051.50 |
DisclosureSEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,031,991 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:56 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 8,104 | $4.43 | $35,906.39 |
DisclosureSEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,028,301 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 7,731 | $4.30 | $33,243.30 |
DisclosureSEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,020,197 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share. F6 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,970 | $4.30 | $8,471.00 |
DisclosureSEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,428 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share. F5 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 10,000 | $4.30 | $42,995.00 |
DisclosureSEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 727,271 F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share. F4 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 05, 2020 Filed Oct 22, 2020 14:33 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,946 | $29.82 | $87,847.95 |
DisclosureSEC source: 0001104659-20-117109 · tm2034092-1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,967 F2 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 05, 2020 Filed Oct 22, 2020 14:33 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 2,054 | $29.82 | $61,249.05 |
DisclosureSEC source: 0001104659-20-117109 · tm2034092-1_4.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner STILWELL PARTNERS L P · CIK 0001048212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,854 F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 20:21 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 1 | $2.75 | $2.75 |
DisclosureSEC source: 0001213900-20-028675 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 853,747 F1 · shares: This Form 4 reports that on September 24, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 1 share of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.75 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 22 | $2.75 | $60.50 |
DisclosureSEC source: 0001213900-20-027870 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 853,746 F1 · shares: This Form 4 reports the following transactions: (i) on September 18, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 33,750 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.6414 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,750 shares of the Company's common stock at $2.6414 USD per share; and (ii) on September 21, 2020, SAI acquired 22 shares of the Company's common stock at $2.7500 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 30,400 | $3.10 | $94,240.00 |
DisclosureSEC source: 0001104659-20-107291 · tm2031487d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 717,271 F3 · kind: This Form 4 reports the following acquisitions on September 18, 2020: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 19,000 shares at $3.10 USD per share; (b) Stilwell Activist Investments, L.P. ("SAI") acquired 140,600 shares at $3.10 USD per share; and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,400 shares at $3.10 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 140,600 | $3.10 | $435,860.00 |
DisclosureSEC source: 0001104659-20-107291 · tm2031487d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,012,466 F3 · kind: This Form 4 reports the following acquisitions on September 18, 2020: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 19,000 shares at $3.10 USD per share; (b) Stilwell Activist Investments, L.P. ("SAI") acquired 140,600 shares at $3.10 USD per share; and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,400 shares at $3.10 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:49 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 19,000 | $3.10 | $58,900.00 |
DisclosureSEC source: 0001104659-20-107291 · tm2031487d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 498,458 F3 · kind: This Form 4 reports the following acquisitions on September 18, 2020: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 19,000 shares at $3.10 USD per share; (b) Stilwell Activist Investments, L.P. ("SAI") acquired 140,600 shares at $3.10 USD per share; and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,400 shares at $3.10 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 3,750 | $2.64 | $9,905.25 |
DisclosureSEC source: 0001213900-20-027870 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,814 F1 · shares: This Form 4 reports the following transactions: (i) on September 18, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 33,750 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.6414 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,750 shares of the Company's common stock at $2.6414 USD per share; and (ii) on September 21, 2020, SAI acquired 22 shares of the Company's common stock at $2.7500 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 33,750 | $2.64 | $89,147.25 |
DisclosureSEC source: 0001213900-20-027870 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 853,724 F1 · shares: This Form 4 reports the following transactions: (i) on September 18, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 33,750 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.6414 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,750 shares of the Company's common stock at $2.6414 USD per share; and (ii) on September 21, 2020, SAI acquired 22 shares of the Company's common stock at $2.7500 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 7,858 | $3.06 | $24,032.91 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 686,871 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 36,346 | $3.06 | $111,160.61 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,871,866 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,912 | $3.06 | $15,022.86 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 479,458 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 2,030 | $2.67 | $5,426.60 |
DisclosureSEC source: 0001213900-20-027366 · ownership.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,064 F1 · shares: This Form 4 reports the following transactions: (i) on September 16, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,042 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.7446 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 560 shares of the Company's common stock at $2.7446 USD per share; and (ii) on September 17, 2020, (a) SAI acquired 18,270 shares of the Company's common stock at $2.6732 USD per share, and (b) SAF acquired 2,030 shares of the Company's common stock at $2.6732 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 18,270 | $2.67 | $48,839.36 |
DisclosureSEC source: 0001213900-20-027366 · ownership.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 819,974 F1 · shares: This Form 4 reports the following transactions: (i) on September 16, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,042 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.7446 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 560 shares of the Company's common stock at $2.7446 USD per share; and (ii) on September 17, 2020, (a) SAI acquired 18,270 shares of the Company's common stock at $2.6732 USD per share, and (b) SAF acquired 2,030 shares of the Company's common stock at $2.6732 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 5,600 | $3.03 | $16,970.24 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 679,013 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 25,900 | $3.03 | $78,487.36 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,835,520 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 17:51 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,500 | $3.03 | $10,606.40 |
DisclosureSEC source: 0001104659-20-106420 · tm2031289d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 474,546 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 16, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 3,500 shares at $3.0304 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 25,900 shares at $3.0304 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 5,600 shares at $3.0304 USD per share; and (b) on September 17, 2020, SAF acquired 4,912 shares at $3.0584 USD per share, SAI acquired 36,346 shares at $3.0584 USD per share, and SVP VII acquired 7,858 shares at $3.0584 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 560 | $2.74 | $1,536.98 |
DisclosureSEC source: 0001213900-20-027366 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 108,034 F1 · shares: This Form 4 reports the following transactions: (i) on September 16, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,042 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.7446 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 560 shares of the Company's common stock at $2.7446 USD per share; and (ii) on September 17, 2020, (a) SAI acquired 18,270 shares of the Company's common stock at $2.6732 USD per share, and (b) SAF acquired 2,030 shares of the Company's common stock at $2.6732 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 5,042 | $2.74 | $13,838.27 |
DisclosureSEC source: 0001213900-20-027366 · ownership.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 801,704 F1 · shares: This Form 4 reports the following transactions: (i) on September 16, 2020, (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,042 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.7446 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 560 shares of the Company's common stock at $2.7446 USD per share; and (ii) on September 17, 2020, (a) SAI acquired 18,270 shares of the Company's common stock at $2.6732 USD per share, and (b) SAF acquired 2,030 shares of the Company's common stock at $2.6732 USD per share. F2 · ownership.nature: These shares are owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,400 | $2.98 | $7,144.80 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 673,413 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 11,100 | $2.98 | $33,044.70 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,809,620 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,500 | $2.98 | $4,465.50 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 471,046 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 13,694 | $2.96 | $40,484.94 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 671,013 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 22,041 | $2.96 | $65,162.01 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,798,520 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 17:26 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 572 | $2.96 | $1,691.06 |
DisclosureSEC source: 0001104659-20-105587 · tm2031004d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 469,546 F3 · kind: This Form 4 reports the following acquisitions: (a) on September 14, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 572 shares at $2.9564 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 22,041 shares at $2.9564 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,694 shares at $2.9564 USD per share; and (b) on September 15, 2020, SAF acquired 1,500 shares at $2.9770 USD per share, SAI acquired 11,100 shares at $2.9770 USD per share, and SVP VII acquired 2,400 shares at $2.9770 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 21:11 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 500 | $2.75 | $1,375.00 |
DisclosureSEC source: 0001213900-20-026961 · ownership.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 107,474 F1 · shares: This Form 4 reports that on September 14, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.75 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares of the Company's common stock at $2.75 USD per share. F3 · ownership.nature: These shares are owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.