Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSWAY CorpKWY · Entity 5976 | Director · 10% owner | August 13, 2026 | August 17, 2026 |
| PEOPLES FINANCIAL CORP /MS/PFBX · Entity 6719 | 10% owner | July 31, 2026 | August 03, 2026 |
| Provident Bancorp, Inc. /MD/PVBC · Entity 73049 | 10% owner | June 04, 2024 | June 06, 2024 |
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | 10% owner | February 01, 2024 | February 02, 2024 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | Director · 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSWAY Corp
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Stilwell Value LLC, Stilwell Associates, L.P., Stilwell Activist Fund, L.P., Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 267,018 |
Reported balance
After 2026-08-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-13 · Sale · Disposed 32,982 · Balance 267,018 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,228,803 |
Reported balance
After 2026-08-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-13 · Sale · Disposed 26,168 · Balance 2,228,803 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 330,718 |
Reported balance
After 2026-08-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-13 · Sale · Disposed 40,850 · Balance 330,718 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 436,911 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 436,911 F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 162,500 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,500 F1: These are shares owned directly by Joseph Stilwell. |
| Class D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-05-07 | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 33,600 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,600 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 6,400 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,400 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares owned directly by Joseph Stilwell.
F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00.
F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032.
F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.
PEOPLES FINANCIAL CORP /MS/
Report date July 31, 2026 · Filed August 03, 2026
Jointly reported with Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Fund, L.P., Stilwell Activist Investments, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 210,452 |
Reported balance
After 2026-07-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-07-31 · Purchase · Acquired 4,692 · Balance 210,452 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 517,788 |
Reported balance
After 2026-07-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-07-31 · Purchase · Acquired 37,966 · Balance 517,788 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 67,505 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 67,505 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Provident Bancorp, Inc. /MD/
Report date June 04, 2024 · Filed June 06, 2024
Jointly reported with Stilwell Value LLC, Stilwell Activist Fund, L.P., Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,014 |
Reported balance
After 2024-06-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-06-04 · Sale · Disposed 11,911 · Balance 271,014 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,435,453 |
Reported balance
After 2024-06-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-04 · Sale · Disposed 63,089 · Balance 1,435,453 F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Sound Financial Bancorp, Inc.
Report date February 01, 2024 · Filed February 02, 2024
Jointly reported with Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Fund, L.P., Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,625 |
Reported balance
After 2024-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-02-01 · Purchase · Acquired 1,303 · Balance 216,625 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,364 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,364 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,030 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,030 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,000 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 128,000 F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Wheeler Real Estate Investment Trust, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with Stilwell Value LLC, Stilwell Activist Investments, L.P., Stilwell Activist Fund, L.P., Stilwell Value Partners VII, L.P., Stilwell Associates, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,578 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 142,015 · Balance 584,578 F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,573 |
Reported balance
After 2026-09-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-30 · Sale · Disposed 5 · Balance 584,573 F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 80,969 |
Reported balance
After 2026-09-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 19,685 · Balance 80,969 F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,829 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,829 F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-30 · Sale · Disposed Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 121,302 |
Reported balance
After 2026-09-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-30 · Disposition to issuer · Disposed 6,801 · Balance 121,302 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 17,688 |
Reported balance
After 2026-09-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-30 · Disposition to issuer · Disposed 899 · Balance 17,688 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 21,148 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,148 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 469,288 |
Reported balance
After 2026-09-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-30 · Disposition to issuer · Disposed 26,897 · Balance 469,288 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 61,693 |
Reported balance
After 2026-09-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-30 · Disposition to issuer · Disposed 3,903 · Balance 61,693 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 90,565 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 90,565 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share.
F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes.
F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
F14: The preferred stock disposition was pursuant to the Third SAI Exchange.
F15: The preferred stock disposition was pursuant to the Third SAF Exchange.
F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
F17: The preferred stock disposition was pursuant to the Third SAI Exchange.
F18: The preferred stock disposition was pursuant to the Third SAF Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2021 Filed Nov 24, 2021 21:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,696 | $5.50 | $36,828.00 |
DisclosureSEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,609,065 F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 21:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,269 | $5.50 | $6,979.50 |
DisclosureSEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 583,222 F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,035 | $5.50 | $11,192.50 |
DisclosureSEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 842,136 F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F6 · ownership.nature: These are shares owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,696 | $5.50 | $36,828.00 |
DisclosureSEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,602,369 F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:25 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,269 | $5.50 | $6,979.50 |
DisclosureSEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 581,953 F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,035 | $5.50 | $11,192.50 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 840,101 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,696 | $5.50 | $36,828.00 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,595,673 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,269 | $5.50 | $6,979.50 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 580,684 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,035 | $5.50 | $11,192.50 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 838,066 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,696 | $5.50 | $36,828.00 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,588,977 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:23 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,269 | $5.50 | $6,979.50 |
DisclosureSEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 579,415 F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,777 | $5.40 | $9,595.80 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 836,031 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 5,848 | $5.40 | $31,579.20 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,582,281 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,108 | $5.40 | $5,983.20 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 578,146 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,854 | $5.40 | $10,011.60 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 834,254 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,104 | $5.40 | $32,961.60 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,576,433 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,157 | $5.40 | $6,247.80 |
DisclosureSEC source: 0001104659-21-139926 · tm2133166-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 577,038 F2 · kind: This Form 4 reports the following acquisitions on November 12, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,104 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,157 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,854 shares at $5.40 USD per share; and on November 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,848 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,108 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,777 shares at $5.40 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,345 | $5.27 | $22,917.70 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 832,400 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 17,957 | $5.27 | $94,714.20 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,570,329 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,698 | $5.27 | $14,230.60 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 575,881 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,324 | $5.25 | $17,451.00 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 828,055 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 13,739 | $5.25 | $72,129.75 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,552,372 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,064 | $5.25 | $10,836.00 |
DisclosureSEC source: 0001104659-21-119328 · tm2128456-1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 573,183 F2 · kind: This Form 4 reports the following acquisitions on September 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 13,739 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,064 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,324 shares at $5.25 USD per share; and on September 23, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 17,957 shares at $5.2745 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,698 shares at $5.2745 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 4,345 shares at $5.2745 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,476 | $5.25 | $18,249.00 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 824,731 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 14,365 | $5.25 | $75,416.25 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,538,633 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 2,159 | $5.25 | $11,334.75 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,119 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,740 | $5.35 | $9,309.00 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 821,255 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 7,180 | $5.35 | $38,413.00 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,524,268 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,080 | $5.35 | $5,778.00 |
DisclosureSEC source: 0001104659-21-117324 · tm2128051-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 568,960 F2 · kind: This Form 4 reports the following acquisitions on September 16, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,180 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,740 shares at $5.35 USD per share; and on September 17, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 14,365 shares at $5.25 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 2,159 shares at $5.25 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,476 shares at $5.25 USD per share F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:11 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,464 | $5.35 | $7,832.40 |
DisclosureSEC source: 0001104659-21-115932 · tm2127698-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 819,515 F2 · kind: This Form 4 reports the following acquisitions on September 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,048 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 909 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,464 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 579 shares at $5.35 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:11 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,048 | $5.35 | $32,356.80 |
DisclosureSEC source: 0001104659-21-115932 · tm2127698-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,517,088 F2 · kind: This Form 4 reports the following acquisitions on September 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,048 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 909 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,464 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 579 shares at $5.35 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:11 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 909 | $5.35 | $4,863.15 |
DisclosureSEC source: 0001104659-21-115932 · tm2127698-1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 567,880 F2 · kind: This Form 4 reports the following acquisitions on September 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,048 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 909 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,464 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 579 shares at $5.35 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:11 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 579 | $5.35 | $3,097.65 |
DisclosureSEC source: 0001104659-21-115932 · tm2127698-1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 939,242 F2 · kind: This Form 4 reports the following acquisitions on September 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,048 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 909 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,464 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 579 shares at $5.35 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:06 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,626 | $5.35 | $8,699.10 |
DisclosureSEC source: 0001104659-21-114660 · tm2127371-1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 818,051 F2 · kind: This Form 4 reports the following acquisitions on September 8, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,720 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,010 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,626 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 644 shares at $5.35 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:06 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 6,720 | $5.35 | $35,952.00 |
DisclosureSEC source: 0001104659-21-114660 · tm2127371-1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,511,040 F2 · kind: This Form 4 reports the following acquisitions on September 8, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,720 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,010 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,626 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 644 shares at $5.35 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:06 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,010 | $5.35 | $5,403.50 |
DisclosureSEC source: 0001104659-21-114660 · tm2127371-1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 566,971 F2 · kind: This Form 4 reports the following acquisitions on September 8, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,720 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,010 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,626 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 644 shares at $5.35 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:06 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 644 | $5.35 | $3,445.40 |
DisclosureSEC source: 0001104659-21-114660 · tm2127371-1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 938,663 F2 · kind: This Form 4 reports the following acquisitions on September 8, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,720 shares at $5.35 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,010 shares at $5.35 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,626 shares at $5.35 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 644 shares at $5.35 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 810 | $5.35 | $4,333.50 |
DisclosureSEC source: 0001104659-21-110981 · tm2126550-2_4seq1.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 816,425 F2 · kind: This Form 4 reports the following acquisitions on August 26, 2021: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $5.35 USD per share (b) Stilwell Activist Investments, L.P. ("SAI") acquired 3,690 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 810 shares at $5.35 USD per share. F5 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,690 | $5.35 | $19,741.50 |
DisclosureSEC source: 0001104659-21-110981 · tm2126550-2_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,504,320 F2 · kind: This Form 4 reports the following acquisitions on August 26, 2021: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $5.35 USD per share (b) Stilwell Activist Investments, L.P. ("SAI") acquired 3,690 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 810 shares at $5.35 USD per share. F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 500 | $5.35 | $2,675.00 |
DisclosureSEC source: 0001104659-21-110981 · tm2126550-2_4seq1.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 565,961 F2 · kind: This Form 4 reports the following acquisitions on August 26, 2021: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $5.35 USD per share (b) Stilwell Activist Investments, L.P. ("SAI") acquired 3,690 shares at $5.35 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 810 shares at $5.35 USD per share. F3 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,852 | $5.27 | $9,760.04 |
DisclosureSEC source: 0001104659-21-108944 · tm2125791-1_4seq1.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 815,615 F2 · kind: This Form 4 reports the following acquisitions on August 20, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,669 shares at $5.27 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,153 shares at $5.27 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,852 shares at $5.27 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 751 shares at $5.27 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 7,669 | $5.27 | $40,415.63 |
DisclosureSEC source: 0001104659-21-108944 · tm2125791-1_4seq1.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,500,630 F2 · kind: This Form 4 reports the following acquisitions on August 20, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,669 shares at $5.27 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,153 shares at $5.27 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,852 shares at $5.27 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 751 shares at $5.27 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,153 | $5.27 | $6,076.31 |
DisclosureSEC source: 0001104659-21-108944 · tm2125791-1_4seq1.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 565,461 F2 · kind: This Form 4 reports the following acquisitions on August 20, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,669 shares at $5.27 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,153 shares at $5.27 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,852 shares at $5.27 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 751 shares at $5.27 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:02 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 751 | $5.27 | $3,957.77 |
DisclosureSEC source: 0001104659-21-108944 · tm2125791-1_4seq1.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 938,019 F2 · kind: This Form 4 reports the following acquisitions on August 20, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 7,669 shares at $5.27 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,153 shares at $5.27 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,852 shares at $5.27 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 751 shares at $5.27 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $4,125,000.00 Strike: $6.25 | $4,125,000.00 |
DisclosureSEC source: 0001213900-21-044381 · ownership.xml · derivative · entry 9 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 660,000 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F10 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F10 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F8 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will pay all interest due thereon in cash. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $2,624,950.00 Strike: $6.25 | $2,624,950.00 |
DisclosureSEC source: 0001213900-21-044381 · ownership.xml · derivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 419,992 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F10 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F10 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F8 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will pay all interest due thereon in cash. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $18,249,925.00 Strike: $6.25 | $18,249,925.00 |
DisclosureSEC source: 0001213900-21-044381 · ownership.xml · derivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 2,919,988 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F10 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F10 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F8 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023, holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will pay all interest due thereon in cash. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 1,381 | $5.36 | $7,406.72 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 813,763 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 5,716 | $5.36 | $30,656.62 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,492,961 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 860 | $5.36 | $4,612.44 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 564,308 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.