Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | EVP & CFO | August 13, 2026 | August 17, 2026 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | Executive. VP & CFO | May 26, 2017 | May 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 668,109 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 109,165 · Balance 711,066 Row 2 · 2026-08-14 · Tax withholding · Disposed 42,957 · Balance 668,109 |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2026-08-14 | Direct | 0 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Exercise / conversion · Disposed 109,165 · Balance 0 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 85,600 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Grant · Acquired 85,600 · Balance 85,600 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 42,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4: (c) Tranche 3, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).
F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.
F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 42,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and
F4: (c) Tranche 3, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range.
F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date.
PLAINS GP HOLDINGS LP
Report date May 26, 2017 · Filed May 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Shares representing limited partner interestsSEC Table I · non-derivative | Direct | 1,351,839 |
Reported balance
After 2017-05-26 transaction · row 1
1 source rowRow 1 · 2017-05-26 · Exercise / conversion · Acquired 433,620 · Balance 1,351,839 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/26/2017, the Reporting Person elected to exchange 433,620 Class A Units, Class B shares and GP Units for 433,620 Class A shares. |
| Class A Units/Class B shares/GP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-26 · Exercise / conversion · Disposed 433,620 · Balance 0 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/26/2017, the Reporting Person elected to exchange 433,620 Class A Units, Class B shares and GP Units for 433,620 Class A shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/26/2017, the Reporting Person elected to exchange 433,620 Class A Units, Class B shares and GP Units for 433,620 Class A shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 17, 2026 22:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 109,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000042 · form4.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 109,165 shares Expires 2026-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 42,957 | $23.45 | $1,007,341.65 |
DisclosureSEC source: 0001070423-26-000042 · form4.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,109 Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 109,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000042 · form4.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 85,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001070423-26-000042 · form4.xml · derivative · entry 4 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,600 Underlying: Common Units · 85,600 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 42,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 42,800 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 21,400 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:52 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 108,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014612 · form4.xml · derivative · entry 4 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,850 Underlying: Common Units · 108,850 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,425 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,212 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 27,213 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,425 phantom units, will vest on the August 2028 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,212 phantom units (assuming 100% payout at target), will potentially vest on the August 2028 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2028 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 27,213 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2028 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $8.40 over the 3-year period ending 6/30/28 (with payout equaling 100% at cumul. DCF/CUE over such period of $8.40 and being equal to 0% for cumul. DCF/CUE over such period of $7.56 or lower and 200% for cumul. DCF/CUE over such period of $9.24 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/28 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2026 distribution date; beginning in November 2026, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2028 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2028 distribution date shall expire as of such date. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:52 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 176,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014612 · form4.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 176,731 shares Expires 2025-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:52 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 69,544 | $17.78 | $1,236,492.32 |
DisclosureSEC source: 0001062993-25-014612 · form4.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,901 Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:52 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 176,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014612 · form4.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 671,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 19:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015256 · form4.xml · derivative · entry 4 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Units · 108,000 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,000 phantom units, will vest on the August 2027 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the August 2027 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2027 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2027 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $7.75 over the 3-year period ending 6/30/27 (with payout equaling 100% at cumul. DCF/CUE over such period of $7.75 and being equal to 0% for cumul. DCF/CUE over such period of $6.975 or lower and 200% for cumul. DCF/CUE over such period of $8.71875 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/27 is greater than the leverage ratio that equals the upper end of our then applicable target leverage ratio range (e.g., 3.0x is the upper end of PAA's current target leverage ratio range of 2.5x to 3.0x). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2025 distribution date; beginning in November 2025, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2027 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2027 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 54,000 phantom units, will vest on the August 2027 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the August 2027 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2027 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 27,000 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2027 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $7.75 over the 3-year period ending 6/30/27 (with payout equaling 100% at cumul. DCF/CUE over such period of $7.75 and being equal to 0% for cumul. DCF/CUE over such period of $6.975 or lower and 200% for cumul. DCF/CUE over such period of $8.71875 or higher, with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/27 is greater than the leverage ratio that equals the upper end of our then applicable target leverage ratio range (e.g., 3.0x is the upper end of PAA's current target leverage ratio range of 2.5x to 3.0x). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2025 distribution date; beginning in November 2025, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2027 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2027 distribution date shall expire as of such date. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 167,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015256 · form4.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 167,378 shares Expires 2024-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 65,864 | $17.05 | $1,122,981.20 |
DisclosureSEC source: 0001062993-24-015256 · form4.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,714 Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 167,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015256 · form4.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 102,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016958 · form4.xml · derivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,150 Underlying: Common Units · 102,150 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 51,075 phantom units, will vest on the August 2026 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 25,537 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2026 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.exercise_date: c) Tranche 3, consisting of 25,538 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumulative distributable cash flow (DCF) per common unit equivalent (CUE) of $7.45 over the three-year period ending June 30, 2026 (with payout equaling 100% at cumulative DCF/CUE over such period of $7.45 and being equal to 0% for cumulative DCF/CUE over such period of $6.705 or lower and 200% for cumulative DCF/CUE over such period of $8.38125 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2026 is greater than the leverage ratio that equals the upper end of our then applicable guidance range (e.g., 3.5x is the upper end of PAA's current public guidance range of 3.0x to 3.5x)). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2024 distribution date; beginning in November 2024, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2026 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2026 distribution date shall expire as of such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 51,075 phantom units, will vest on the August 2026 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 25,537 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2026 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4 · derivative.expiration_date: c) Tranche 3, consisting of 25,538 phantom units (assuming 100% payout at target), will potentially vest on the August 2026 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumulative distributable cash flow (DCF) per common unit equivalent (CUE) of $7.45 over the three-year period ending June 30, 2026 (with payout equaling 100% at cumulative DCF/CUE over such period of $7.45 and being equal to 0% for cumulative DCF/CUE over such period of $6.705 or lower and 200% for cumulative DCF/CUE over such period of $8.38125 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2026 is greater than the leverage ratio that equals the upper end of our then applicable guidance range (e.g., 3.5x is the upper end of PAA's current public guidance range of 3.0x to 3.5x)). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2024 distribution date; beginning in November 2024, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2026 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2026 distribution date shall expire as of such date. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:16 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 172,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016630 · form4.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 172,046 shares Expires 2023-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:16 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 67,701 | $15.25 | $1,032,440.25 |
DisclosureSEC source: 0001062993-23-016630 · form4.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,200 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 23:16 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 172,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016630 · form4.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 22:48 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 138,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018421 · form4.xml · derivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,600 Underlying: Common Units · 138,600 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 69,300 phantom units, will vest on the August 2025 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2025 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks except that 0% payout for bottom two positions and 200% payout for top two positions, and with payout being subject to reduction by up to 25 basis points if actual TSR is negative); and F4 · derivative.exercise_date: (c) Tranche 3, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA achieving cumulative distributable cash flow ("DCF") per common unit equivalent ("CUE") of $7.05 over the three-year period ending June 30, 2025 (with such payout equaling 100% at cumulative DCF/CUE over such period of $7.05 and being equal to 0% for cumulative DCF/CUE over such period of $6.35 or lower and 200% for cumulative DCF/CUE over such period of $7.93 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2025 is greater than 3.5x). F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2023 distribution date; beginning in November 2023, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2025 distribution date with respect to each phantom unit that vests, if any, on such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 69,300 phantom units, will vest on the August 2025 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2025 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks except that 0% payout for bottom two positions and 200% payout for top two positions, and with payout being subject to reduction by up to 25 basis points if actual TSR is negative); and F4 · derivative.expiration_date: (c) Tranche 3, consisting of 34,650 phantom units (assuming 100% payout at target), will potentially vest on the August 2025 distribution date at a scaled payout range of between 0% to 200% (0 units to 69,300 units) based on PAA achieving cumulative distributable cash flow ("DCF") per common unit equivalent ("CUE") of $7.05 over the three-year period ending June 30, 2025 (with such payout equaling 100% at cumulative DCF/CUE over such period of $7.05 and being equal to 0% for cumulative DCF/CUE over such period of $6.35 or lower and 200% for cumulative DCF/CUE over such period of $7.93 or higher, with interpolation between such points, and with payout being subject to reduction by 25 basis points if PAA's leverage ratio (long term debt/adjusted EBITDA) as of June 30, 2025 is greater than 3.5x). F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2023 distribution date; beginning in November 2023, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2025 distribution date with respect to each phantom unit that vests, if any, on such date. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:29 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 25,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018123 · form4.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,150 Underlying: Common Units · 25,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:29 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,897 | $11.56 | $114,409.32 |
DisclosureSEC source: 0001062993-22-018123 · form4.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,855 Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:29 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 25,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018123 · form4.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 120,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000077 · edgar.xml · derivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,200 Underlying: Common Units · 120,200 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 60,100 phantom units, will vest on the August 2024 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2024 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2024 (with such payout being subject to adjustment by plus or minus 50 gross percentage points (subject to a cap of 200%) based on the extent to which PAA achieves a leverage ratio as of June 30, 2024 that is less than or greater than, respectively, the target leverage ratio for such date assumed in PAA's long term plan as of August 2021, plus or minus .15x, as applicable). F4 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2022 distribution date; beginning in November 2022, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2024 distribution date with respect to each phantom unit that vests on such date. F3 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 60,100 phantom units, will vest on the August 2024 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2024 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 30,050 phantom units (assuming 100% payout at target), will potentially vest on the August 2024 distribution date at a scaled payout range of between 0% to 200% (0 units to 60,100 units) based on PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2024 (with such payout being subject to adjustment by plus or minus 50 gross percentage points (subject to a cap of 200%) based on the extent to which PAA achieves a leverage ratio as of June 30, 2024 that is less than or greater than, respectively, the target leverage ratio for such date assumed in PAA's long term plan as of August 2021, plus or minus .15x, as applicable). F4 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2022 distribution date; beginning in November 2022, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2024 distribution date with respect to each phantom unit that vests on such date. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000061 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 23,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,051 | $10.05 | $90,962.55 |
DisclosureSEC source: 0001615619-21-000061 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,602 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000061 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:39 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000037 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes associated distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:39 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,653 | $10.01 | $36,566.53 |
DisclosureSEC source: 0001615619-21-000037 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,653 Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:39 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-21-000037 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000104 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Units · 23,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes associated distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,051 | $7.97 | $72,136.47 |
DisclosureSEC source: 0001615619-20-000104 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,306 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 00:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000104 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 18, 2020 00:19 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 150,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000104 · edgar.xml · derivative · entry 4 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,380 Underlying: Common Units · 150,380 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes associated distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F4 · derivative.exercise_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.exercise_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. F4 · derivative.expiration_date: These phantom units will vest as follows: (a) Tranche 1, consisting of 75,190 phantom units, will vest on the August 2023 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2023 compared to the TSR of a selected peer group; and (c) Tranche 3, consisting of 37,595 phantom units (assuming 100% payout at target), will potentially vest on the August 2023 distribution date at a scaled payout range of between 0% to 200% (0 units to 75,190 units) based on (i) PAA achieving cumulative distributable cash flow per common unit equivalent of $6.00 over the three-year period ending June 30, 2023 and (ii) PAA achieving a leverage ratio as of June 30, 2023 consistent with the leverage ratio assumed in its long term plan as of August 2020. F5 · derivative.expiration_date: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2021 distribution date; beginning in November 2021, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2023 distribution date with respect to each phantom unit that vests on such date. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 50,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000072 · edgar.xml · derivative · entry 4 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Underlying: Common Units · 50,300 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: Phantom Units will vest 50% on the August 2022 distribution date and 50% on the later of the August 2022 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit of at least $2.65 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit has been achieved for vesting of phantom units may not begin until after December 31, 2020. The associated DERs will vest (i) 50% on the August 2020 distribution date and (ii) 50% on the first distribution date following January 1, 2021 on which PAA achieves DCF per common unit of at least $2.50 on a trailing four quarter basis. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000072 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Units · 46,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 18,101 | $21.75 | $393,696.75 |
DisclosureSEC source: 0001615619-19-000072 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,357 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000072 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · derivative · entry 6 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Units · 46,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · derivative · entry 5 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 18,101 | $23.93 | $433,156.93 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · nonDerivative · entry 4 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,458 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · nonDerivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 13,773 | $23.93 | $329,587.89 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,559 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000040 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:54 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000016 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Units · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:54 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 3,708 | $23.80 | $88,250.40 |
DisclosureSEC source: 0001615619-19-000016 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,332 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:54 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000016 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:03 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000040 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:03 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 12,508 | $26.30 | $328,960.40 |
DisclosureSEC source: 0001615619-18-000040 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,040 Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:03 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000040 · edgar.xml · nonDerivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 22:34 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000020 · edgar.xml · derivative · entry 1 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: common units · 30,000 shares Expires not disclosed F1 · security: Grant of phantom units under Long-Term Incentive Plan (includes associated distribution equivalent rights (payable in cash)). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3 · derivative.exercise_date: The phantom units will vest on the May 2021 distribution date; provided, however, that 50% of the phantom units may vest prior to that date if and when PAA generates distributable cash flow of $2.30 per unit on a trailing four quarter basis. F3 · derivative.expiration_date: The phantom units will vest on the May 2021 distribution date; provided, however, that 50% of the phantom units may vest prior to that date if and when PAA generates distributable cash flow of $2.30 per unit on a trailing four quarter basis. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:07 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000083 · edgar.xml · derivative · entry 3 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Units · 33,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:07 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,117 | $20.40 | $185,986.80 |
DisclosureSEC source: 0001615619-17-000083 · edgar.xml · nonDerivative · entry 2 Swanson Al · CIK 0001292270 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,215 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.