Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | Director · CHIEF EXECUTIVE OFFICER | September 08, 2026 | September 10, 2026 |
| Insight Molecular Diagnostics Inc.OCX · Entity 6631 | 10% owner | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,118,012 |
Ending reported balance
After 2026-09-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2026-09-08 · Sale · Disposed 71 · Balance 3,127,941 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. Row 2 · 2026-09-08 · Sale · Disposed 410 · Balance 3,127,531 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2026-09-08 · Sale · Disposed 1,104 · Balance 3,126,427 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-09-08 · Sale · Disposed 744 · Balance 3,125,683 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2026-09-08 · Sale · Disposed 749 · Balance 3,124,934 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 6 · 2026-09-08 · Sale · Disposed 1,774 · Balance 3,123,160 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 7 · 2026-09-08 · Sale · Disposed 1,319 · Balance 3,121,841 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 8 · 2026-09-08 · Sale · Disposed 1,348 · Balance 3,120,493 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 9 · 2026-09-08 · Sale · Disposed 1,251 · Balance 3,119,242 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 10 · 2026-09-08 · Sale · Disposed 1,033 · Balance 3,118,209 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 11 · 2026-09-08 · Sale · Disposed 197 · Balance 3,118,012 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.
F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Insight Molecular Diagnostics Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee footnote | 3,258,485 |
Last balance in matching sequence
After 2025-02-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-02-07 · Purchase · Acquired 1,077,600 · Balance 2,872,671 F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. Row 2 · 2025-02-07 · Other · Acquired 385,814 · Balance 3,258,485 F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 60,229 | $182.27 | $10,977,939.83 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 117,753 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,228 Underlying: Common Stock · 117,753 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,400 | $188.31 | $451,934.40 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254,734 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,262 | $187.47 | $1,173,947.79 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257,134 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,638 | $186.47 | $1,051,330.83 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263,396 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,142 | $186.47 | $585,895.97 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,269,034 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 54,057 | $185.35 | $10,019,513.60 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272,176 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 117,753 | $184.47 | $21,721,895.91 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 2 | $159.36 | $318.72 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208,480 F4 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche 9 of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208,482 F3 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 13,233 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · derivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,981 Underlying: Common Stock · 13,233 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,576 | $180.30 | $284,147.60 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208,477 F2 · price: The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,305 | $180.30 | $1,136,770.69 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210,053 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 02:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 13,233 | $168.79 | $2,233,598.07 |
DisclosureSEC source: 0001415889-21-005647 · form4-12022021_061219.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 64,245 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,214 Underlying: Common Stock · 64,245 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,858 | $180.15 | $1,415,610.84 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203,125 F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 31,433 | $180.15 | $5,662,623.52 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210,983 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 64,245 | $179.75 | $11,548,038.75 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 7,457 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,459 Underlying: Common Stock · 7,457 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 907 | $180.07 | $163,319.05 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178,171 F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,628 | $180.07 | $653,276.18 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179,078 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 7,457 | $177.20 | $1,321,380.40 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 56,619 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,916 Underlying: Common Stock · 56,619 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,930 | $180.05 | $1,247,774.22 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,249 F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 27,718 | $180.05 | $4,990,736.77 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182,179 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 24, 2021 Filed Nov 30, 2021 01:28 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 56,619 | $179.86 | $10,183,493.34 |
DisclosureSEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,209,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 212,491 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 17 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,535 Underlying: Common Stock · 212,491 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,380 | $183.11 | $618,923.29 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153,278 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 43,354 | $182.38 | $7,907,015.24 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156,658 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 57,210 | $181.59 | $10,388,838.27 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,012 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,107 | $181.59 | $382,612.87 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257,222 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 23,879 | $180.51 | $4,310,317.10 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259,329 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 212,491 | $181.94 | $38,660,612.54 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 11,982 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,026 Underlying: Common Stock · 11,982 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,790 | $180.16 | $1,043,097.45 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070,717 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,447 | $180.16 | $260,684.29 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,076,507 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 11,982 | $174.43 | $2,090,020.26 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantEmployee Stock Option · Derivative | 530,488 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,743,008 Underlying: Common Stock · 530,488 shares Expires 2028-02-28 F8 · kind: The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches nine and ten of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on November 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares withheld, sold or made available to sell to cover taxes. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantEmployee Stock Option · Derivative | 530,488 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212,520 Underlying: Common Stock · 530,488 shares Expires 2028-02-28 F8 · kind: The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches nine and ten of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on November 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares withheld, sold or made available to sell to cover taxes. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 167 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,032 Underlying: Common Stock · 167 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 80 | $180.00 | $14,400.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065,972 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 20 | $180.00 | $3,600.00 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,052 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 01:13 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 167 | $172.89 | $28,872.63 |
DisclosureSEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 553,130 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · derivative · entry 32 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,199 Underlying: Common Stock · 553,130 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,000 | $206.87 | $620,597.10 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 28 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065,905 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F27 · price: The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,325 | $205.67 | $683,850.09 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 27 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068,905 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F26 · price: The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,556 | $204.80 | $728,260.98 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 26 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,230 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F25 · price: The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,741 | $203.76 | $1,169,783.29 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 25 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075,786 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F24 · price: The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,979 | $202.47 | $1,210,554.98 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 24 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,527 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F23 · price: The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,000 | $201.09 | $201,087.00 |
DisclosureSEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 23 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087,506 F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F22 · price: The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.