Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | Director · CHIEF EXECUTIVE OFFICER | September 08, 2026 | September 10, 2026 |
| Insight Molecular Diagnostics Inc.OCX · Entity 6631 | 10% owner | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,118,012 |
Ending reported balance
After 2026-09-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2026-09-08 · Sale · Disposed 71 · Balance 3,127,941 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. Row 2 · 2026-09-08 · Sale · Disposed 410 · Balance 3,127,531 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2026-09-08 · Sale · Disposed 1,104 · Balance 3,126,427 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-09-08 · Sale · Disposed 744 · Balance 3,125,683 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2026-09-08 · Sale · Disposed 749 · Balance 3,124,934 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 6 · 2026-09-08 · Sale · Disposed 1,774 · Balance 3,123,160 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 7 · 2026-09-08 · Sale · Disposed 1,319 · Balance 3,121,841 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 8 · 2026-09-08 · Sale · Disposed 1,348 · Balance 3,120,493 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 9 · 2026-09-08 · Sale · Disposed 1,251 · Balance 3,119,242 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 10 · 2026-09-08 · Sale · Disposed 1,033 · Balance 3,118,209 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 11 · 2026-09-08 · Sale · Disposed 197 · Balance 3,118,012 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.
F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Insight Molecular Diagnostics Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee footnote | 3,258,485 |
Last balance in matching sequence
After 2025-02-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-02-07 · Purchase · Acquired 1,077,600 · Balance 2,872,671 F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. Row 2 · 2025-02-07 · Other · Acquired 385,814 · Balance 3,258,485 F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 219,829 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · derivative · entry 30 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,133 Underlying: Common Stock · 219,829 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,290 | $194.42 | $250,799.35 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 20 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,685,654 F10 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F18 · price: The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,864 | $193.43 | $553,974.64 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 19 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,686,944 F10 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F17 · price: The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 22,306 | $192.16 | $4,286,227.27 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 18 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,808 F10 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F16 · price: The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 277 | $191.25 | $52,976.39 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 17 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712,114 F10 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F15 · price: The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 38,257 | $191.25 | $7,316,670.38 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712,391 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F15 · price: The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 30,644 | $190.26 | $5,830,437.76 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750,648 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F14 · price: The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 14,919 | $189.46 | $2,826,491.08 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781,292 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F13 · price: The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 12,106 | $188.35 | $2,280,169.94 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796,211 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F12 · price: The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,021 | $187.20 | $2,063,101.44 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,808,317 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F11 · price: The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 219,829 | $192.33 | $42,279,711.57 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,819,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 145,526 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · derivative · entry 29 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,962 Underlying: Common Stock · 145,526 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 12,429 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · derivative · entry 28 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,488 Underlying: Common Stock · 12,429 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 19,228 | $192.41 | $3,699,703.70 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599,509 F10 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F9 · price: The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,367 | $192.41 | $840,264.51 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,618,737 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F9 · price: The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 14,242 | $191.94 | $2,733,646.51 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,623,104 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F8 · price: The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,114 | $190.81 | $2,120,646.78 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,637,346 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 18,833 | $189.38 | $3,566,544.57 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,648,460 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 9,455 | $188.73 | $1,784,440.26 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667,293 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,026 | $187.54 | $1,880,291.08 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676,748 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,072 | $186.22 | $758,294.76 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,686,774 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,803 | $185.35 | $890,232.21 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,846 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 157,955 | $192.18 | $30,355,791.90 |
DisclosureSEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,695,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 157,415 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 17 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,917 Underlying: Common Stock · 157,415 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,379 | $189.48 | $829,735.99 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537,694 F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F8 · price: The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 14,741 | $188.94 | $2,785,189.60 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542,073 F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F7 · price: The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 54,183 | $188.94 | $10,237,428.13 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556,814 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,703 | $187.83 | $2,198,124.17 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610,997 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,695 | $186.85 | $1,250,988.20 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,622,700 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,900 | $185.88 | $724,926.15 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629,395 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 157,415 | $188.96 | $29,745,138.40 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,633,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 360,644 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 16 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,332 Underlying: Common Stock · 360,644 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 83,622 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,976 Underlying: Common Stock · 83,622 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 53,683 | $190.17 | $10,208,998.11 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475,880 F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 214,732 | $190.17 | $40,835,992.43 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529,563 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 444,266 | $188.95 | $83,944,060.70 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 52,261 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,598 Underlying: Common Stock · 52,261 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,360 | $185.24 | $1,178,142.94 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300,029 F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 25,442 | $185.24 | $4,712,942.23 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,306,389 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 52,261 | $185.02 | $9,669,330.22 |
DisclosureSEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,331,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 2,140 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 18 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,859 Underlying: Common Stock · 2,140 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 260 | $185.06 | $48,115.55 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 15 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279,570 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F10 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,040 | $185.06 | $192,462.19 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 14 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279,830 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F10 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionCommon Stock | 2,140 | $184.06 | $393,888.40 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 13 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 60,229 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 17 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,999 Underlying: Common Stock · 60,229 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,800 | $188.28 | $527,186.52 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 12 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278,730 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F9 · price: The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,447 | $187.44 | $833,556.35 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,530 F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F8 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 13,314 | $187.44 | $2,495,608.11 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,285,977 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F8 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,336 | $186.60 | $1,182,315.97 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299,291 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 01:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 9,336 | $185.46 | $1,731,450.83 |
DisclosureSEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,627 F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.