Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | Director · CHIEF EXECUTIVE OFFICER | September 08, 2026 | September 10, 2026 |
| Insight Molecular Diagnostics Inc.OCX · Entity 6631 | 10% owner | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,118,012 |
Ending reported balance
After 2026-09-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2026-09-08 · Sale · Disposed 71 · Balance 3,127,941 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. Row 2 · 2026-09-08 · Sale · Disposed 410 · Balance 3,127,531 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2026-09-08 · Sale · Disposed 1,104 · Balance 3,126,427 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-09-08 · Sale · Disposed 744 · Balance 3,125,683 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2026-09-08 · Sale · Disposed 749 · Balance 3,124,934 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 6 · 2026-09-08 · Sale · Disposed 1,774 · Balance 3,123,160 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 7 · 2026-09-08 · Sale · Disposed 1,319 · Balance 3,121,841 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 8 · 2026-09-08 · Sale · Disposed 1,348 · Balance 3,120,493 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 9 · 2026-09-08 · Sale · Disposed 1,251 · Balance 3,119,242 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 10 · 2026-09-08 · Sale · Disposed 1,033 · Balance 3,118,209 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 11 · 2026-09-08 · Sale · Disposed 197 · Balance 3,118,012 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025.
F2: The transaction was executed in multiple trades at prices ranging from $503.46 to $504.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $504.94 to $505.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $505.95 to $506.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $506.96 to $507.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $507.97 to $508.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $508.985 to $509.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $510.045 to $511.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $511.045 to $511.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: The transaction was executed in multiple trades at prices ranging from $512.19 to $513.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: The transaction was executed in multiple trades at prices ranging from $513.23 to $513.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Insight Molecular Diagnostics Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | IndirectSee footnote | 3,258,485 |
Last balance in matching sequence
After 2025-02-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-02-07 · Purchase · Acquired 1,077,600 · Balance 2,872,671 F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. Row 2 · 2025-02-07 · Other · Acquired 385,814 · Balance 3,258,485 F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
F2: The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
F3: Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,270 | $167.24 | $1,215,861.70 |
DisclosureSEC source: 0001415889-21-001341 · form4-03042021_040309.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,218 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $166.70 to $167.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 16,937 | $166.02 | $2,811,809.60 |
DisclosureSEC source: 0001415889-21-001341 · form4-03042021_040309.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,488 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $165.61 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 15,587 | $165.17 | $2,574,504.79 |
DisclosureSEC source: 0001415889-21-001341 · form4-03042021_040309.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,425 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $164.605 to $165.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,780 | $164.18 | $784,771.32 |
DisclosureSEC source: 0001415889-21-001341 · form4-03042021_040309.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,012 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $163.595 to $164.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 124,482 | $159.90 | $19,904,671.80 |
DisclosureSEC source: 0001415889-21-000993 · form4-02262021_040202.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,792 F1 · kind: The transaction consists of performance-based restricted stock units for which the performance conditions were determined to have been met on the transaction date. The units vest on March 1, 2021. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 2,000 | $130.11 | $260,220.00 |
DisclosureSEC source: 0001415889-20-003018 · form4-12232020_041202.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,310 F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 96,000 | $130.00 | $12,480,000.00 |
DisclosureSEC source: 0001415889-20-003018 · form4-12232020_041202.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,310 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 91 | $124.86 | $11,362.26 |
DisclosureSEC source: 0001415889-20-002868 · form4-12092020_041219.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,310 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 355 | $124.25 | $44,108.75 |
DisclosureSEC source: 0001415889-20-002868 · form4-12092020_041219.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,401 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $123.77 to $124.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 799 | $123.17 | $98,412.83 |
DisclosureSEC source: 0001415889-20-002868 · form4-12092020_041219.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,756 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $122.75 to $123.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 845 | $128.48 | $108,565.60 |
DisclosureSEC source: 0001415889-20-002737 · form4-12012020_041201.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,555 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $128.23 to $128.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 13,579 | $127.59 | $1,732,544.61 |
DisclosureSEC source: 0001415889-20-002737 · form4-12012020_041201.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,400 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $127.23 to $128.215. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 16,441 | $126.80 | $2,084,718.80 |
DisclosureSEC source: 0001415889-20-002737 · form4-12012020_041201.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,979 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $126.20 to $127.195. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 23,670 | $125.65 | $2,974,135.50 |
DisclosureSEC source: 0001415889-20-002737 · form4-12012020_041201.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,420 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $125.20 to $126.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 43,465 | $124.69 | $5,419,650.85 |
DisclosureSEC source: 0001415889-20-002737 · form4-12012020_041201.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,090 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $124.20 to $125.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 22:44 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 98,000 | $98.20 | $9,623,600.00 |
DisclosureSEC source: 0001415889-20-002447 · form4-10092020_031036.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,555 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $98.00 to $98.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 1,415 | $82.73 | $117,062.95 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,555 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F7 · price: The transaction was executed in multiple trades at prices ranging from $82.49 to $83.275. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 6,106 | $81.97 | $500,508.82 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,970 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $81.48 to $82.445. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 7,502 | $80.77 | $605,936.54 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,076 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $80.475 to $81.395. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 6,481 | $80.15 | $519,452.15 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,578 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $79.47 to $80.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 3,056 | $78.76 | $240,690.56 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,059 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $78.345 to $79.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:06 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 4,521 | $77.95 | $352,411.95 |
DisclosureSEC source: 0001069183-20-000034 · wf-form4_158336675682285.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,115 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $77.37 to $78.335. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:25 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | GrantCommon Stock | 64,625 | $77.12 | $4,983,880.00 |
DisclosureSEC source: 0001069183-20-000022 · wf-form4_158318791841171.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,636 F1 · kind: The transaction consists of performance-based restricted stock units for which the performance conditions were determined to have been met on the transaction date. The units vest on February 28, 2020. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:03 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 50,000 | $79.06 | $3,953,125.00 |
DisclosureSEC source: 0001069183-20-000008 · wf-form4_157989978734049.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,011 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:09 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 256 | $72.44 | $18,544.44 |
DisclosureSEC source: 0001069183-19-000164 · wf-form4_157670334489045.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,011 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $72.20 to $72.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:09 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 3,971 | $71.63 | $284,433.99 |
DisclosureSEC source: 0001069183-19-000164 · wf-form4_157670334489045.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,267 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $71.20 to $72.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:51 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 747 | $73.67 | $55,030.67 |
DisclosureSEC source: 0001069183-19-000153 · wf-form4_157592829883486.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,238 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $73.49 to $74.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:51 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 498 | $72.75 | $36,227.26 |
DisclosureSEC source: 0001069183-19-000153 · wf-form4_157592829883486.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,985 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $72.46 to $73.445. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:19 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 16,079 | $70.29 | $1,130,260.44 |
DisclosureSEC source: 0001069183-19-000095 · wf-form4_156045718210990.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,483 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.24 to $70.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:19 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 33,921 | $69.97 | $2,373,499.86 |
DisclosureSEC source: 0001069183-19-000095 · wf-form4_156045718210990.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,562 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $69.24 to $70.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 00:33 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 22,714 | $51.39 | $1,167,227.03 |
DisclosureSEC source: 0001069183-19-000038 · wf-form4_155191879212686.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,483 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. F3 · price: The transaction was executed in multiple trades at prices ranging from $51.19 to $51.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2019 Filed Mar 7, 2019 00:33 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 9,021 | $53.53 | $482,859.85 |
DisclosureSEC source: 0001069183-19-000038 · wf-form4_155191879212686.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,197 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. F2 · price: The transaction was executed in multiple trades at prices ranging from $53.24 to $53.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 01:02 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | GrantCommon Stock | 48,359 | $60.22 | $2,912,178.98 |
DisclosureSEC source: 0001069183-19-000029 · wf-form4_155140213180817.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,319 F2 · kind: Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. Read SEC document |
| February 26, 2019 Filed Mar 7, 2019 00:34 UTC Amendment | AXON ENTERPRISE, INC. AAXN · Entity 567 | GrantCommon Stock | 57,258 | $60.22 | $3,448,076.76 |
DisclosureSEC source: 0001069183-19-000039 · wf-form4a_155191883366732.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,218 F1 · kind: Award represents performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. The award vested on February 28, 2019. Share amounts amended to reflect actual performance attainment. Read SEC document |
| February 15, 2019 Filed Mar 1, 2019 01:02 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 9,343 | $55.43 | $517,882.49 |
DisclosureSEC source: 0001069183-19-000029 · wf-form4_155140213180817.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,960 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the disbursement of a non-qualified deferred compensation account. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $4.75 Strike: $4.75 | $950,000.00 |
DisclosureSEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · derivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 18,397 | $4.75 Strike: $4.75 | $87,385.75 |
DisclosureSEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · derivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,397 shares Expires 2018-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 107,000 | $42.27 | $4,522,890.00 |
DisclosureSEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 3 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,520 F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price of the option exercise. F3 · price: The transaction was executed in multiple trades at prices ranging from $40.15 to $45.34. The price reported above reflects the weighted average sale price. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionCommon Stock | 200,000 | $4.75 | $950,000.00 |
DisclosureSEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 2 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionCommon Stock | 18,397 | $4.75 | $87,385.75 |
DisclosureSEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 21:24 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 3,949 | $44.65 | $176,322.85 |
DisclosureSEC source: 0001069183-18-000129 · wf-form4_154516825663788.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,123 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 00:36 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 1,164 | $43.64 | $50,796.96 |
DisclosureSEC source: 0001069183-18-000120 · wf-form4_154414295459491.xml · nonDerivative · entry 1 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,072 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 300,000 | $53.00 | $15,900,000.00 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · nonDerivative · entry 7 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,236 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 57,063 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · derivative · entry 11 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,063 shares Expires 2018-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 82,386 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · derivative · entry 10 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,386 shares Expires 2018-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 60,551 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · derivative · entry 9 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,397 Underlying: Common Stock · 60,551 shares Expires 2018-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 100,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · derivative · entry 8 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2018-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 113,594 | $54.54 | $6,195,416.76 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · nonDerivative · entry 6 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,236 F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of vested employee stock options. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 29,854 | $54.54 | $1,628,237.16 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · nonDerivative · entry 5 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,830 F1 · kind: Securities disposed represent those delivered for the payment of the exercise price incident to the exercise of vested employee stock options. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionCommon Stock | 57,063 | $7.13 | $406,859.19 |
DisclosureSEC source: 0001069183-18-000052 · wf-form4_152658762465521.xml · nonDerivative · entry 4 SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.