person · Reporting owner
Eriksen Howard Timothy
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 7657 | 10% owner | May 23, 2022 | May 24, 2022 |
| NOVATION COMPANIES, INC.NOVC · Entity 13492 | Director | October 01, 2019 | October 02, 2019 |
| SOLITRON DEVICES INCSODI · Entity 7033 | Director · CEO · 10% owner | August 13, 2026 | August 17, 2026 |
| Saker Aviation Services, Inc.SKAS · Entity 8161 | 10% owner | August 14, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NOCOPI TECHNOLOGIES INC/MD/
Report date May 23, 2022 · Filed May 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-23 transaction · row 1
1 source rowRow 1 · 2022-05-23 · Sale · Disposed 707,886 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000 |
Reported balance
After 2022-05-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-23 · Sale · Disposed 7,370,026 · Balance 1,000 F1: These securities were held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares were owned by Cedar Creek Partners LLC and 484,484 shares were owned in separately managed accounts. Shares were sold as part of a standstill agreement and separate purchase agreement related to withdrawal of proxy for 2022 annual meeting. These securities may be deemed to have been beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have had a beneficial ownership of these securities because it served as the investment manager to separate managed accounts and/or investment partnerships. F2: For purposes of calculating disgorgement of swing trade profits pursuant to Section 16(b), securities held in accounts managed by ECM were excluded on the basis that ECM is a registered investment adviser and neither Mr. Eriksen, ECM, nor CCP had any beneficial interest. Cedar Creek Partners is issuing a check for disgorgement of $3,270.68 to Nocopi Technologies and Mr. Eriksen is issuing a check for $978.40. F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares were owned by Cedar Creek Partners LLC and 484,484 shares were owned in separately managed accounts. Shares were sold as part of a standstill agreement and separate purchase agreement related to withdrawal of proxy for 2022 annual meeting. These securities may be deemed to have been beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have had a beneficial ownership of these securities because it served as the investment manager to separate managed accounts and/or investment partnerships.
F2: For purposes of calculating disgorgement of swing trade profits pursuant to Section 16(b), securities held in accounts managed by ECM were excluded on the basis that ECM is a registered investment adviser and neither Mr. Eriksen, ECM, nor CCP had any beneficial interest. Cedar Creek Partners is issuing a check for disgorgement of $3,270.68 to Nocopi Technologies and Mr. Eriksen is issuing a check for $978.40.
F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
NOVATION COMPANIES, INC.
Report date October 01, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,333,333 |
Reported balance
After 2019-10-01 transaction · row 1
1 source rowRow 1 · 2019-10-01 · Grant · Acquired 500,000 · Balance 1,333,333 F1: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021.
SOLITRON DEVICES INC
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with ERIKSEN CAPITAL MANAGEMENT LLC, CEDAR CREEK PARTNERS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectSee footnote. | 271,333 |
Reported balance
After 2026-08-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-13 · Sale · Disposed 500 · Balance 271,333 F1: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,992 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Sale of 500 shares was part of client portfolio rebalancing and tax planning. F2: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. |
| Common stockSEC Table I · non-derivative | Direct | 60,827 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,827 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,992 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Sale of 500 shares was part of client portfolio rebalancing and tax planning.
F2: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts.
Saker Aviation Services, Inc.
Report date August 14, 2026 · Filed August 17, 2026
Jointly reported with ERIKSEN CAPITAL MANAGEMENT LLC, CEDAR CREEK PARTNERS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectSee footnote | 172,801 |
Reported balance
After 2026-08-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-14 · Purchase · Acquired 5,500 · Balance 172,801 F1: Represents 118,668 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 54,133 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. |
| Common stockSEC Table I · non-derivative | Direct | 9,678 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,678 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 118,668 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 54,133 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TSR INC
Report date June 28, 2024 · Filed June 28, 2024
Section 16 reporting ended · disclosed 2024-06-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-06-28 · Other · Disposed 19,104 · Balance 0 F1: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-06-28 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer.
F2: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 14, 2026 16:17 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon stock | 8,000 | $28.50 | $228,000.00 |
DisclosureSEC source: 0001437749-26-027903 · rdgdoc.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 271,833 F1 · shares: Allens Creek Partners LP purchased these shares through a private agreement with Mr. Chiste. The purchase price was agreed to prior to the purchase date and subsequent price change. Eriksen Capital Management LLC ("ECM"), managed by Tim Eriksen, Solitron's CEO, has a sub-advisory agreement with Allens Creek. Shares retain an affiliate restriction after the purchase. F2 · ownership.direct: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 31,492 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 15:18 UTC | Saker Aviation Services, Inc. SKAS · Entity 8161 | PurchaseCommon stock | 5,500 | $5.84 | $32,120.00 |
DisclosureSEC source: 0001104659-26-097681 · tm2623335-1_4seq1.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 172,801 F1 · ownership.direct: Represents 118,668 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 54,133 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 21:11 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | SaleCommon stock | 500 | $34.70 | $17,350.00 |
DisclosureSEC source: 0001437749-26-028204 · rdgdoc.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 271,333 F1 · ownership.direct: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,992 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Sale of 500 shares was part of client portfolio rebalancing and tax planning. F2 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 14:49 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | SaleCommon stock | 563 | $34.82 | $19,603.66 |
DisclosureSEC source: 0001437749-26-027185 · rdgdoc.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 263,833 F1 · ownership.direct: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 23,492 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Sale of 563 shares was part of client portfolio rebalancing and tax planning. F2 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:17 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | OtherCommon stock | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-019837 · rdgdoc.xml · nonDerivative · entry 3 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 0 F3 · ownership.nature: Represents shares owned by Eriksen Family LLC, of which Mr. Eriksen is the Managing Member. The LLC is owned by Mr. Eriksen and his four adult children. The reporting person took a distribution-in-kind of the Solitron shares owned by Eriksen Family LLC. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:17 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | OtherCommon stock | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-019837 · rdgdoc.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,827 Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:43 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-026976 · rdgdoc.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,040 F1 · shares: The Reporting Person received a grant of common stock that is immediately vested pursuant to the Solitron Devices, Inc. 2019 Stock Incentive Plan. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 17:15 UTC | TSR INC TSRI · Entity 89106 | Disposition to issuerCommon Stock, $0.01 par value | 10,000 | $13.40 | $134,000.00 |
DisclosureSEC source: 0001213900-24-057285 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 17:15 UTC | TSR INC TSRI · Entity 89106 | OtherCommon Stock, $0.01 par value | 19,104 | $13.40 | $255,993.60 |
DisclosureSEC source: 0001213900-24-057285 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:00 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-008501 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,104 F2 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:00 UTC | TSR INC TSRI · Entity 89106 | Disposition to issuerCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-008501 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,104 F1 · shares: Represents the expiration of restricted stock granted under the TSR, Inc. 2020 Equity Incentive Plan. Read SEC document |
| October 27, 2023 Filed Oct 30, 2023 10:04 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 5,787 | $12.03 | $69,617.61 |
DisclosureSEC source: 0001654954-23-013504 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,787 F3 · ownership.nature: Represents shares owned by Eriksen Family LLC, of which Mr. Eriksen is the Managing Member. The LLC is owned by Mr. Eriksen and his four adult children. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Eriksen may be deemed to beneficially own the shares owned by Eriksen Family LLC. Read SEC document |
| October 19, 2023 Filed Oct 20, 2023 20:29 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon stock | 400 | $11.00 | $4,400.00 |
DisclosureSEC source: 0001654954-23-013249 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,040 Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 12:08 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 35,000 | $10.70 | $374,500.00 |
DisclosureSEC source: 0001654954-23-013071 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 264,396 F1 · shares: These securities were purchased from VI Capital Fund LP, a fund managed by Solitron's Board Chairman, David Pointer, that is in the process of liquidating. F2 · ownership.direct: Represents 240,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 24,055 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| November 18, 2022 Filed Nov 18, 2022 16:15 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 1,481 | $7.80 | $11,551.80 |
DisclosureSEC source: 0001213900-22-073837 · ownership.xml · nonDerivative · entry 3 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,104 F2 · balance_after: These shares are owned solely by Mr. Eriksen. 26,800 shares represent restricted stock awards granted under the TSR, Inc. 2020 Equity Incentive Plan. Of these shares, 6,800 are fully vested and 20,000 of these shares of restricted stock will remain subject to forfeiture for three years from the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 16:15 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 823 | $7.84 | $6,452.32 |
DisclosureSEC source: 0001213900-22-073837 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623 F2 · balance_after: These shares are owned solely by Mr. Eriksen. 26,800 shares represent restricted stock awards granted under the TSR, Inc. 2020 Equity Incentive Plan. Of these shares, 6,800 are fully vested and 20,000 of these shares of restricted stock will remain subject to forfeiture for three years from the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 17:02 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 1,029 | $7.40 | $7,614.60 |
DisclosureSEC source: 0001213900-22-072853 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,041 F1 · shares: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 4,537 shares of common stock in various SMAs, including 1,701 shares for accounts of adult children of Mr. Eriksen. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 4,537 shares of common stock in various SMAs, including 1,701 shares for accounts of adult children of Mr. Eriksen. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 17:02 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 3,508 | $7.31 | $25,643.48 |
DisclosureSEC source: 0001213900-22-072853 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,012 F1 · shares: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 4,537 shares of common stock in various SMAs, including 1,701 shares for accounts of adult children of Mr. Eriksen. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 4,537 shares of common stock in various SMAs, including 1,701 shares for accounts of adult children of Mr. Eriksen. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 16:50 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 3,000 | $8.66 | $25,980.00 |
DisclosureSEC source: 0001213900-22-050093 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,504 F1 · shares: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 3,504 shares of common stock in various SMAs. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 3,504 shares of common stock in various SMAs. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 16:50 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 504 | $8.58 | $4,324.32 |
DisclosureSEC source: 0001213900-22-050093 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 504 F1 · shares: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 3,504 shares of common stock in various SMAs. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: Mr. Eriksen is the Managing Member of Eriksen Capital Management ("ECM") which manages separately managed accounts ("SMAs") and is also the Managing Member of Cedar Creek Partners, an investment partenrship. ECM executed open market purchases for 3,504 shares of common stock in various SMAs. The respective owners of the SMAs are responsible to vote the shares. The reporting person disclaims benefiical ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:00 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | SaleCommon Stock | 7,370,026 | $0.17 | $1,216,054.29 |
DisclosureSEC source: 0001104659-22-064359 · tm2216838-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000 F1 · ownership.nature: These securities were held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares were owned by Cedar Creek Partners LLC and 484,484 shares were owned in separately managed accounts. Shares were sold as part of a standstill agreement and separate purchase agreement related to withdrawal of proxy for 2022 annual meeting. These securities may be deemed to have been beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have had a beneficial ownership of these securities because it served as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: For purposes of calculating disgorgement of swing trade profits pursuant to Section 16(b), securities held in accounts managed by ECM were excluded on the basis that ECM is a registered investment adviser and neither Mr. Eriksen, ECM, nor CCP had any beneficial interest. Cedar Creek Partners is issuing a check for disgorgement of $3,270.68 to Nocopi Technologies and Mr. Eriksen is issuing a check for $978.40. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:00 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | SaleCommon Stock | 707,886 | $0.17 | $116,801.19 |
DisclosureSEC source: 0001104659-22-064359 · tm2216838-1_4seq1.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 09, 2022 Filed May 10, 2022 19:31 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 30,000 | $0.15 | $4,500.00 |
DisclosureSEC source: 0001104659-22-058186 · tm2215085-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,371,126 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares are owned by Cedar Creek Partners LLC and 484,484 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 10, 2022 19:31 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 68,000 | $0.15 | $10,200.00 |
DisclosureSEC source: 0001104659-22-058186 · tm2215085-1_4seq1.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,886 Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 17:42 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 225,000 | $0.16 | $35,550.00 |
DisclosureSEC source: 0001104659-22-053309 · tm2214059-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,341,126 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares are owned by Cedar Creek Partners LLC and 454,484 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 21, 2022 23:48 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 40,000 | $0.16 | $6,400.00 |
DisclosureSEC source: 0001104659-22-048504 · tm2213302-1_4seq1.xml · nonDerivative · entry 3 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,116,126 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,661,642 shares are owned by Cedar Creek Partners LLC and 454,484 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 23:48 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 389 | $0.15 | $59.13 |
DisclosureSEC source: 0001104659-22-048504 · tm2213302-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,076,126 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,661,642 shares are owned by Cedar Creek Partners LLC and 454,484 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:00 UTC | TSR INC TSRI · Entity 89106 | Tax withholdingCommon Stock, $0.01 par value | 3,200 | $14.36 | $45,952.00 |
DisclosureSEC source: 0001213900-22-004840 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,800 F1 · shares: Represents the forfeiture of restricted stock granted under the TSR, Inc. 2020 Equity Incentive Plan to pay taxes applicable to the vesting of the restricted stock awards. Read SEC document |
| December 06, 2021 Filed Dec 10, 2021 14:24 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 380,000 | $0.14 | $52,440.00 |
DisclosureSEC source: 0001104659-21-148394 · tm2134599-2_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,704,253 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,621,253 shares are owned by Cedar Creek Partners LLC and 438,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 06, 2021 Filed Dec 13, 2021 21:08 UTC Amendment | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 380,000 | $0.14 | $52,440.00 |
DisclosureSEC source: 0001104659-21-149090 · tm2134599-3_4aseq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,059,253 F1 · balance_after: Purpose of filing is to correct an error in the number of shares shown on December 10 filing to 7,059,253. F2 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,621,253 shares are owned by Cedar Creek Partners LLC and 438,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 16:09 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 21,000 | $0.15 | $3,202.50 |
DisclosureSEC source: 0001104659-21-146643 · tm2134599-1_4seq1.xml · nonDerivative · entry 3 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,679,253 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,571,253 shares are owned by Cedar Creek Partners LLC and 108,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 16:09 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 150,000 | $0.16 | $24,000.00 |
DisclosureSEC source: 0001104659-21-146643 · tm2134599-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,658,253 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,571,253 shares are owned by Cedar Creek Partners LLC and 108,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 20:30 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 326,300 | $0.17 | $55,471.00 |
DisclosureSEC source: 0001104659-21-143946 · tm2134016-1_4seq1.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,508,253 F1 · ownership.nature: These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,400,253 shares are owned by Cedar Creek Partners LLC and 108,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 11:01 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 1,500 | $9.05 | $13,575.00 |
DisclosureSEC source: 0001654954-21-011988 · section16.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 234,316 F2 · shares: Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, executed open market purchases for 7,000 shares of common stock. F3 · ownership.direct: Represents 205,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which ECM is Managing Member, and 28,975 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F4 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 11:01 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 5,500 | $9.05 | $49,775.00 |
DisclosureSEC source: 0001654954-21-011988 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 232,816 F2 · shares: Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, executed open market purchases for 7,000 shares of common stock. F4 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| June 28, 2021 Filed Oct 28, 2021 17:24 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | OtherCommon Stock | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011443 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,640 F1 · shares: The Reporting Person inherited 1,375 shares of common stock from the estate of his mother. The shares were previously attributed to shares owned by managed accounts of Eriksen Capital Management LLC (see below). F1 · balance_after: The Reporting Person inherited 1,375 shares of common stock from the estate of his mother. The shares were previously attributed to shares owned by managed accounts of Eriksen Capital Management LLC (see below). F2 · ownership.direct: These securities are owned solely by Tim Eriksen ("Mr. Eriksen") Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 07:05 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-005576 · ownership.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 07:05 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-005576 · ownership.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 00:18 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | GrantCommon stock | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012528 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,265 F1 · shares: The Reporting Person received a grant of common stock that is immediately vested pursuant to the Solitron Devices, Inc. 2019 Stock Incentive Plan. F2 · ownership.direct: These securities are owned solely by Tim Eriksen ("Mr. Eriksen") Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:10 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon stock | 4,700 | $3.20 | $15,040.00 |
DisclosureSEC source: 0001654954-20-001395 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 231,441 F2 · ownership.direct: Represents 198,341 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 33,100 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 21:30 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 3,319 | $3.05 | $10,122.95 |
DisclosureSEC source: 0001654954-20-001140 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 226,741 F2 · ownership.direct: Represents 193,641 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 33,100 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:27 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon stock | 500 | $3.10 | $1,550.00 |
DisclosureSEC source: 0001654954-20-001079 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,596 F1 · balance_after: These securities are owned solely by Tim Eriksen ("Mr. Eriksen") Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 21:32 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 200 | $3.00 | $600.00 |
DisclosureSEC source: 0001654954-20-000843 · section16.xml · nonDerivative · entry 3 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 223,422 F2 · ownership.direct: Represents 190,322 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 33,100 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:32 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 2,200 | $2.91 | $6,402.00 |
DisclosureSEC source: 0001654954-20-000843 · section16.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 223,222 F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:32 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 2,300 | $2.92 | $6,716.00 |
DisclosureSEC source: 0001654954-20-000843 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,096 F1 · balance_after: These securities are owned solely by Tim Eriksen ("Mr. Eriksen") Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 00:28 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 400 | $2.24 | $896.00 |
DisclosureSEC source: 0001654954-19-013048 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 221,022 F2 · ownership.direct: Represents 190,122 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,900 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:00 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon stock | 5,400 | $2.24 | $12,096.00 |
DisclosureSEC source: 0001654954-19-012329 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 220,622 F2 · ownership.direct: Represents 189,722 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,900 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 17:43 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 2,000 | $2.00 | $4,000.00 |
DisclosureSEC source: 0001654954-19-011995 · section16.xml · nonDerivative · entry 2 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 215,222 F2 · ownership.direct: Represents 184,322 shares owned by Cedar Creek Partners LLC, an investment partnership, for which Eriksen Capital Management LLC ("ECM") is Managing Member, and 30,900 shares owned by managed accounts of ECM. The respective owners of the managed accounts are responsible to vote the shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: This Form 4 is filed jointly by ECM, Cedar Creek Partners LLC, and Mr. Eriksen. By virtue of ECM's Investment Advisory Agreement with the clients of ECM, Mr. Eriksen may be deemed to beneficially own the Shares owned by Cedar Creek Partners and the managed accounts. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 17:43 UTC | SOLITRON DEVICES INC SODI · Entity 7033 | PurchaseCommon Stock | 4,800 | $2.00 | $9,600.00 |
DisclosureSEC source: 0001654954-19-011995 · section16.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director · CEO, Interim CFO · 10% owner ERIKSEN CAPITAL MANAGEMENT LLC · CIK 0001616134 · 10% owner CEDAR CREEK PARTNERS LLC · CIK 0001041718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,796 F1 · balance_after: These securities are owned solely by Tim Eriksen ("Mr. Eriksen") Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 15:11 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-019463 · rdgdoc.xml · nonDerivative · entry 1 Eriksen Howard Timothy · CIK 0001650715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,333 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.